GRID vs. ARKQ ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to ARK Autonomous Technology & Robotics ETF (ARKQ)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$113.58

Average Daily Volume

46,959

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$53.38

Average Daily Volume

112,665

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GRID	ARKQ
30 Days	-1.11%	-2.29%
60 Days	5.50%	-1.91%
90 Days	12.44%	0.83%
12 Months	18.97%	17.34%

4 Overlapping Holdings

Symbol	Grade	Weight in GRID	Weight in ARKQ	Overlap
NVDA	B	1.99%	2.04%	1.99%
QCOM	B	1.36%	1.55%	1.36%
TRMB	C	0.1%	7.31%	0.1%
TSLA	D	1.4%	10.01%	1.4%

GRID Overweight 40 Positions Relative to ARKQ

Symbol	Grade	Weight
ETN	A	8.46%
ABBV	D	8.3%
JCI	A	7.81%
PWR	A	4.03%
HUBB	A	3.79%
APTV	F	3.5%
ENPH	D	2.66%
NVT	A	2.06%
CSCO	D	1.47%
ORCL	C	1.46%
IBM	D	1.25%
GE	A	1.14%
TXN	B	1.12%
ATKR	A	1.12%
HON	C	1.02%
ADI	A	0.7%
ITRI	A	0.67%
SEDG	F	0.52%
EMR	C	0.5%
AEIS	D	0.49%
MYRG	B	0.43%
NXPI	B	0.37%
FLNC	B	0.15%
AMSC	C	0.08%
WLDN	A	0.07%
AES	B	0.07%
GNRC	A	0.06%
PLPC	D	0.06%
WCC	F	0.05%
MTZ	B	0.04%
LFUS	D	0.04%
ACA	C	0.03%
ENS	D	0.03%
VMI	F	0.03%
ESE	B	0.02%
STM	D	0.02%
BDC	C	0.02%
DGII	B	0.01%
AZZ	B	0.01%
EBR	D	0.0%

GRID Underweight 25 Positions Relative to ARKQ

Symbol	Grade	Weight
KTOS	B	-9.8%
TER	B	-8.31%
PATH	D	-7.11%
IRDM	B	-6.07%
AVAV	A	-5.59%
DE	B	-3.87%
ACHR	D	-3.29%
TSM	B	-2.73%
BLDE	B	-2.11%
GOOG	A	-2.1%
RKLB	F	-2.0%
U	F	-1.94%
AMD	C	-1.86%
ISRG	C	-1.7%
SNPS	C	-1.68%
CAT	B	-1.62%
TDY	D	-1.32%
ANSS	C	-1.32%
JOBY	D	-1.31%
LMT	A	-1.12%
OSPN	B	-0.68%
DDD	F	-0.67%
MTLS	D	-0.52%
VUZI	F	-0.32%
TWOU	F	-0.02%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Specialty Industrial Machinery Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Utilities - Diversified Utilities - Regulated Electric