FXN vs. NVIR ETF Comparison

Comparison of First Trust Energy AlphaDEX Fund (FXN) to Listed Funds Trust Horizon Kinetics Energy and Remediation ETF (NVIR)

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$18.14

Average Daily Volume

2,542,696

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NVIR

Listed Funds Trust Horizon Kinetics Energy and Remediation ETF

NVIR Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing primarily in securities of companies that are expected to benefit, either directly or indirectly, from the increasing focus on climate and environmentally sensitive carbon-based energy production. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.89

Average Daily Volume

555

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXN	NVIR
30 Days	-4.52%	-1.77%
60 Days	5.50%	3.15%
90 Days	12.82%	10.30%
12 Months	28.16%	20.24%

7 Overlapping Holdings

Symbol	Grade	Weight in FXN	Weight in NVIR	Overlap
CHK	B	4.76%	3.6%	3.6%
COP	B	2.55%	3.98%	2.55%
EQT	A	4.9%	3.91%	3.91%
FANG	B	3.91%	4.79%	3.91%
LNG	B	0.83%	3.6%	0.83%
WMB	B	1.9%	4.05%	1.9%
XOM	B	2.6%	3.89%	2.6%

FXN Overweight 30 Positions Relative to NVIR

Symbol	Grade	Weight
OVV	B	4.81%
MRO	B	4.67%
VLO	B	4.65%
NOV	D	4.56%
DINO	F	4.53%
EOG	B	4.01%
RRC	B	4.01%
DVN	B	3.98%
CVX	B	3.93%
CTRA	B	3.84%
APA	F	3.61%
DTM	B	2.59%
OXY	B	2.59%
KMI	A	2.58%
HAL	D	2.47%
MPC	B	2.47%
PSX	D	2.41%
FSLR	B	2.0%
AR	A	2.0%
TRGP	B	1.94%
OKE	B	1.91%
BKR	D	1.85%
SLB	F	1.73%
TPL	B	0.85%
FTI	A	0.85%
AM	A	0.83%
NFE	F	0.77%
ENPH	F	0.76%
PLUG	F	0.61%
CHPT	F	0.6%

FXN Underweight 1 Positions Relative to NVIR

	Symbol	Grade	Weight
	PXD	B	-4.11%