FPA vs. ROAM ETF Comparison

Comparison of First Trust Asia Pacific ex-Japan AlphaDEX Fund (FPA) to Lattice Emerging Markets Strategy ETF (ROAM)

FPA

First Trust Asia Pacific ex-Japan AlphaDEX Fund

FPA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Asia Pacific Ex-Japan Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Asia Pacific Ex-Japan BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$28.34

Average Daily Volume

1,646

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROAM

Lattice Emerging Markets Strategy ETF

ROAM Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized Advancing Markets Strategy Index (LROAMX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index is designed to balance risks and opportunities within equity markets of emerging economies while emphasizing constituents exhibiting a favorable combination of factor characteristics.

Grade (RS Rating)

Last Trade

$24.34

Average Daily Volume

8,937

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FPA	ROAM
30 Days	2.42%	-0.59%
60 Days	7.23%	6.84%
90 Days	2.40%	4.70%
12 Months	6.19%	20.07%

4 Overlapping Holdings

Symbol	Grade	Weight in FPA	Weight in ROAM	Overlap
KB	B	1.76%	0.02%	0.02%
KT	B	1.22%	0.66%	0.66%
SHG	C	1.55%	0.09%	0.09%
SKM	C	1.24%	0.69%	0.69%

FPA Overweight 2 Positions Relative to ROAM

	Symbol	Grade	Weight
	KEP	F	1.44%
	XRX	F	0.65%

FPA Underweight 20 Positions Relative to ROAM

Symbol	Grade	Weight
TSM	B	-0.91%
UMC	A	-0.6%
GFI	D	-0.58%
RDY	B	-0.53%
VALE	F	-0.49%
FMX	F	-0.47%
INFY	B	-0.45%
KOF	D	-0.41%
BABA	F	-0.4%
GGB	D	-0.33%
SQM	F	-0.31%
AKO.A	B	-0.27%
CHT	C	-0.23%
WIT	B	-0.16%
BCH	D	-0.15%
HMY	C	-0.05%
BSAC	D	-0.04%
SBSW	D	-0.03%
YNDX	C	-0.0%
IBN	B	-0.0%