FKU vs. DIVI ETF Comparison

Comparison of First Trust United Kingdom AlphaDex Fund (FKU) to Franklin International Core Dividend Tilt Index ETF (DIVI)

FKU

First Trust United Kingdom AlphaDex Fund

FKU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined United Kingdom Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks and/or depositary receipts that comprise the index. It, using an "indexing" investment approach, attempts to replicate, before fees and expenses, the performance of the index. The index is designed by S&P to objectively identify and select securities from the S&P United Kingdom BMI Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$38.97

Average Daily Volume

10,015

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DIVI

Franklin International Core Dividend Tilt Index ETF

DIVI Description

Franklin International Core Dividend Tilt Index ETF is an exchange traded fund launched by Franklin Resources, Inc. The fund is managed by Franklin Advisory Services, LLC. It invests in public equity markets of global ex-US/Canada region. The fund invests in stocks of companies operating across diversified sectors. The fund invests in value, momentum and less volatile stocks of companies across diversified market capitalization. It invests in dividend paying stocks of companies. The fund seeks to track the performance of the Morningstar Developed Markets ex-North America Dividend Enhanced Select Index, by using full replication technique. Franklin International Core Dividend Tilt Index ETF was formed on June 1, 2016 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$30.49

Average Daily Volume

165,887

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FKU	DIVI
30 Days	-5.09%	-4.21%
60 Days	-5.78%	-6.64%
90 Days	-4.33%	-8.00%
12 Months	17.72%	7.61%

3 Overlapping Holdings

Symbol	Grade	Weight in FKU	Weight in DIVI	Overlap
HSBH	B	1.83%	1.55%	1.55%
LYG	D	1.78%	0.03%	0.03%
UL	D	0.46%	0.93%	0.46%

FKU Overweight 2 Positions Relative to DIVI

	Symbol	Grade	Weight
	BCS	A	2.72%
	SW	A	1.49%

FKU Underweight 14 Positions Relative to DIVI

Symbol	Grade	Weight
NVS	F	-1.51%
TM	F	-1.37%
STLA	F	-0.58%
MUFG	B	-0.57%
E	F	-0.51%
SONY	B	-0.5%
MFG	A	-0.42%
SMFG	B	-0.39%
ABBV	F	-0.33%
DEO	F	-0.21%
HMC	F	-0.16%
NMR	B	-0.13%
AGCO	D	-0.1%
MBAVU	C	-0.03%