DOGG vs. PSCM ETF Comparison

Comparison of First Trust Exchange-Traded Fund IV FT Cboe Vest DJIA Dogs 10 Target Income ETF (DOGG) to PowerShares S&P SmallCap Materials Portfolio (PSCM)
DOGG

First Trust Exchange-Traded Fund IV FT Cboe Vest DJIA Dogs 10 Target Income ETF

DOGG Description

Under normal market conditions, the fund will pursue its objective by investing primarily in common stocks, exchange-traded options (including FLexible EXchange options (FLEX Options)) and short-term U.S. Treasury securities. The fund seeks to provide exposure to a concentrated portfolio of large-capitalization U.S. equity securities while providing a consistent level of income that is approximately 8% (before fees and expenses) above the annualized yield of the Dow Jones Industrial Average ("DJIA"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.16

Average Daily Volume

15,024

Number of Holdings *

9

* may have additional holdings in another (foreign) market
PSCM

PowerShares S&P SmallCap Materials Portfolio

PSCM Description The PowerShares S&P SmallCap Materials Portfolio (Fund) is based on the S&P SmallCap 600® Capped Materials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US basic materials companies. These companies are principally engaged in the business of producing raw materials, including paper or wood products, chemicals, construction materials, and mining and metals. The Index is a subset of the S&P SmallCap 600® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$76.97

Average Daily Volume

1,427

Number of Holdings *

31

* may have additional holdings in another (foreign) market
Performance
Period DOGG PSCM
30 Days -2.61% 2.50%
60 Days -1.01% 2.86%
90 Days -1.53% 10.17%
12 Months 11.40% 20.47%
0 Overlapping Holdings
Symbol Grade Weight in DOGG Weight in PSCM Overlap
DOGG Overweight 9 Positions Relative to PSCM
Symbol Grade Weight
MMM A 7.16%
DOW D 6.97%
CVX B 6.88%
KO A 6.74%
IBM D 6.62%
VZ D 6.47%
JNJ D 6.41%
WBA F 6.21%
CSCO F 6.21%
DOGG Underweight 31 Positions Relative to PSCM
Symbol Grade Weight
ATI A -9.33%
SEE B -6.65%
BCPC C -6.55%
AMR D -5.92%
FUL C -5.86%
CRS A -5.56%
HCC B -5.27%
ARCH D -4.46%
IOSP C -4.4%
SXT A -4.35%
KWR C -3.83%
MTRN F -3.62%
MTX A -3.42%
OI F -3.39%
SLVM A -3.22%
SCL C -2.61%
NGVT B -2.38%
HWKN A -2.11%
KALU A -2.08%
KOP D -1.65%
MATV A -1.43%
WS D -1.39%
CENX B -1.35%
SXC D -1.3%
MYE A -1.2%
HAYN B -1.13%
ASIX F -1.03%
CLW A -0.98%
ZEUS D -0.98%
MERC A -0.66%
CMP F -0.63%
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