CTEC vs. ECNS ETF Comparison

Comparison of Global X CleanTech ETF (CTEC) to iShares MSCI China Small-Cap ETF (ECNS)

CTEC

Global X CleanTech ETF

CTEC Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes, in the securities of the index and in ADRs, GDRs based on the securities in the index. The index is designed to provide exposure to exchange-listed companies that are positioned to benefit from the increased adoption of technologies focused on improving the efficiency of renewable energy production and/or mitigating the adverse environmental effects of resource consumption. It is non-diversified.

Grade (RS Rating)

Last Trade

$9.10

Average Daily Volume

20,185

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ECNS

iShares MSCI China Small-Cap ETF

ECNS Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI China Small Cap Index. The fund will at all times invest at least 90% of its assets in the securities of the underlying index or in depositary receipts representing securities in its underlying index. The underlying index is a free float-adjusted market capitalization-weighted index designed to measure the performance of equity securities in the bottom 14% by market capitalization of the Chinese equity securities markets, as represented by the H-Shares and B-Shares markets. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.00

Average Daily Volume

14,248

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CTEC	ECNS
30 Days	-2.67%	8.04%
60 Days	-1.09%	10.12%
90 Days	0.11%	23.44%
12 Months	-34.76%	-15.88%

2 Overlapping Holdings

	Symbol	Grade	Weight in CTEC	Weight in ECNS	Overlap
	DQ	F	2.5%	0.83%	0.83%
	JKS	D	1.75%	0.98%	0.98%

CTEC Overweight 14 Positions Relative to ECNS

Symbol	Grade	Weight
FSLR	B	7.33%
ENPH	F	5.68%
SEDG	F	3.82%
QS	F	3.35%
BE	C	3.35%
FLNC	B	3.01%
ARRY	D	2.64%
PLUG	F	2.32%
SHLS	F	2.04%
CSIQ	F	1.38%
AMRC	C	1.04%
FCEL	F	0.55%
SPWR	F	0.49%
STEM	F	0.4%

CTEC Underweight 16 Positions Relative to ECNS

Symbol	Grade	Weight
YY	C	-1.16%
RLX	B	-1.04%
GDS	C	-0.99%
LU	A	-0.83%
MOMO	C	-0.78%
WB	C	-0.66%
FINV	B	-0.6%
NOAH	B	-0.47%
HUYA	B	-0.37%
TUYA	C	-0.37%
TIGR	D	-0.29%
ZH	F	-0.2%
VNET	D	-0.16%
DADA	D	-0.13%
CAN	F	-0.13%
TME	A	-0.0%