ARKQ vs. ARKX ETF Comparison

Comparison of ARK Autonomous Technology & Robotics ETF (ARKQ) to ARK Space Exploration & Innovation ETF (ARKX)
ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$71.69

Average Daily Volume

77,125

Number of Holdings *

30

* may have additional holdings in another (foreign) market
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

68,538

Number of Holdings *

25

* may have additional holdings in another (foreign) market
Performance
Period ARKQ ARKX
30 Days 15.50% 11.51%
60 Days 23.95% 19.11%
90 Days 26.24% 20.66%
12 Months 37.76% 31.44%
20 Overlapping Holdings
Symbol Grade Weight in ARKQ Weight in ARKX Overlap
ACHR B 2.95% 3.22% 2.95%
AMD F 1.96% 1.12% 1.12%
AMZN C 1.68% 3.85% 1.68%
ANSS B 0.74% 0.99% 0.74%
AVAV C 4.31% 7.36% 4.31%
BLDE C 2.14% 3.2% 2.14%
DDD C 0.93% 0.77% 0.77%
DE B 2.8% 2.28% 2.28%
GOOG C 1.99% 2.13% 1.99%
IRDM D 5.44% 8.3% 5.44%
JOBY B 1.42% 2.2% 1.42%
KTOS B 9.33% 9.84% 9.33%
LMT D 1.07% 1.2% 1.07%
PATH C 3.26% 1.25% 1.25%
PLTR B 3.56% 3.78% 3.56%
RKLB A 6.43% 9.73% 6.43%
SNPS B 1.28% 1.2% 1.2%
TDY B 1.27% 1.36% 1.27%
TER F 7.31% 5.43% 5.43%
TRMB B 4.8% 6.82% 4.8%
ARKQ Overweight 10 Positions Relative to ARKX
Symbol Grade Weight
TSLA B 15.91%
TSM B 2.72%
NVDA B 2.13%
AUR C 1.27%
OKLO B 1.2%
QCOM F 1.19%
ISRG A 1.19%
CAT B 0.96%
BWXT B 0.92%
MTLS A 0.0%
ARKQ Underweight 5 Positions Relative to ARKX
Symbol Grade Weight
LHX C -4.58%
GRMN B -2.77%
PRNT B -1.77%
HEI A -1.56%
HON C -1.42%
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