ACES vs. FBT ETF Comparison

Comparison of ALPS Clean Energy ETF (ACES) to First Trust Amex Biotech Index Fund (FBT)
ACES

ALPS Clean Energy ETF

ACES Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$28.93

Average Daily Volume

125,825

Number of Holdings *

32

* may have additional holdings in another (foreign) market
FBT

First Trust Amex Biotech Index Fund

FBT Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NYSE Arca Biotechnology Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is an equal-dollar weighted index designed to measure the performance of a cross section of companies in the biotechnology industry that are primarily involved in the use of biological processes to develop products or provide services. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$148.20

Average Daily Volume

25,022

Number of Holdings *

30

* may have additional holdings in another (foreign) market
Performance
Period ACES FBT
30 Days 0.17% -2.49%
60 Days -2.49% -3.94%
90 Days -4.40% -0.37%
12 Months -27.40% -3.04%
0 Overlapping Holdings
Symbol Grade Weight in ACES Weight in FBT Overlap
ACES Overweight 32 Positions Relative to FBT
Symbol Grade Weight
FSLR B 6.38%
DAR F 5.77%
ITRI A 5.38%
ENPH F 4.87%
TSLA D 4.69%
ALB D 4.62%
RIVN F 4.5%
WOLF F 4.08%
ORA C 4.06%
HASI C 3.61%
NEP C 3.36%
RUN D 2.73%
LCID D 2.72%
CWEN B 2.35%
ANDE B 2.27%
ARRY D 2.22%
PLUG F 2.03%
SHLS F 1.78%
GPRE F 1.67%
FLNC B 1.28%
REX B 1.09%
NKLA F 1.02%
AMRC C 0.85%
CHPT F 0.61%
NOVA F 0.53%
AMSC C 0.52%
CLNE F 0.51%
STEM F 0.34%
PLL D 0.27%
AMPS F 0.24%
SPWR F 0.21%
GEVO F 0.19%
ACES Underweight 30 Positions Relative to FBT
Symbol Grade Weight
BGNE D -3.7%
ITCI C -3.69%
UTHR A -3.67%
BIIB D -3.64%
NBIX A -3.55%
MRNA B -3.54%
BNTX D -3.48%
AMGN A -3.47%
HALO D -3.4%
ARGX D -3.39%
VRTX D -3.39%
CORT D -3.39%
ALNY D -3.37%
REGN B -3.34%
CPRX D -3.34%
NTRA A -3.33%
ACAD F -3.32%
MTD D -3.31%
INCY D -3.29%
ALKS F -3.29%
ILMN F -3.28%
GMAB D -3.28%
WAT D -3.27%
GILD F -3.22%
EXEL D -3.21%
RGEN D -3.09%
BRKR F -3.02%
BMRN F -3.02%
EXAS F -2.81%
BEAM F -2.8%
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