Financial Adviser Stocks List
Symbol | Grade | Name | % Change | |
---|---|---|---|---|
PUK | F | Prudential Public Limited Company | 2.26 | |
AMK | D | AssetMark Financial Holdings, Inc. | 0.03 | |
SLF | C | Sun Life Financial Inc. | 0.81 | |
DHIL | C | Diamond Hill Investment Group, Inc. | -0.01 | |
VOYA | C | ING U.S. Inc. | 0.93 | |
PTMN | B | Portman Ridge Finance Corporation | 0.89 | |
SIEB | B | Siebert Financial Corp. | 17.17 | |
OBDE | B | Blue Owl Capital Corporation III | 0.91 | |
NML | A | Neuberger Berman Energy Infrastructure & Income Fund, Inc. | 0.27 | |
LPLA | A | LPL Financial Holdings Inc. | 0.49 |
Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
Related Stock Lists:
Financial Advisors
Investment Management
Disability
Insurance
Insurance Products
Registered Investment Adviser
Riversource
Wealth Management
Asset Management Services
Business Development Company
Casualty Insurance
Custodial Services
Financial Products
Income Products
Insurance Agents
Investment Advisory Services
Investment Product
Retail Financial Products
Retirement Products
Actuarial Science
Symbol | Grade | Name | Weight | |
---|---|---|---|---|
GK | C | AdvisorShares Gerber Kawasaki ETF | 4.58 | |
IAI | A | iShares U.S. Broker-Dealers ETF | 3.3 | |
FFND | B | The Future Fund Active ETF | 2.74 | |
KCE | A | SPDR S&P Capital Markets ETF | 2.64 | |
NUMG | C | NuShares ESG Mid-Cap Growth ETF | 2.39 |
Compare ETFs
Related Industries:
Asset Management
Capital Markets
Insurance - Diversified
Insurance - Life
Internet Software & Services
Related Stock Lists:
Financial Advisors
Investment Management
Disability
Insurance
Insurance Products
Registered Investment Adviser
Riversource
Wealth Management
Asset Management Services
Business Development Company
Casualty Insurance
Custodial Services
Financial Products
Income Products
Insurance Agents
Investment Advisory Services
Investment Product
Retail Financial Products
Retirement Products
Actuarial Science
- Financial Adviser
A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.
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