UPGR vs. CTEC ETF Comparison

Comparison of Xtrackers US Green Infrastructure Select Equity ETF (UPGR) to Global X CleanTech ETF (CTEC)

UPGR

Xtrackers US Green Infrastructure Select Equity ETF

UPGR Description

The fund, using a "passive" or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the underlying index, which is comprised of companies that have business exposure in the production, generation, or distribution of green energy or are engaged in the establishment of a sustainable infrastructure to enable the use of renewable energy and that fulfill certain sustainability criteria. It is non-diversified.

Grade (RS Rating)

Last Trade

$18.48

Average Daily Volume

332

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CTEC

Global X CleanTech ETF

CTEC Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global CleanTech Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes, in the securities of the index and in ADRs, GDRs based on the securities in the index. The index is designed to provide exposure to exchange-listed companies that are positioned to benefit from the increased adoption of technologies focused on improving the efficiency of renewable energy production and/or mitigating the adverse environmental effects of resource consumption. It is non-diversified.

Grade (RS Rating)

Last Trade

$7.83

Average Daily Volume

11,081

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	UPGR	CTEC
30 Days	-0.92%	-8.30%
60 Days	-3.25%	-3.72%
90 Days	0.65%	-3.35%
12 Months	5.73%	-18.41%

7 Overlapping Holdings

Symbol	Grade	Weight in UPGR	Weight in CTEC	Overlap
ARRY	D	1.32%	1.7%	1.32%
BE	D	1.52%	3.97%	1.52%
FLNC	B	2.54%	4.45%	2.54%
FSLR	C	1.82%	5.23%	1.82%
PLUG	C	1.67%	3.22%	1.67%
QS	F	2.54%	4.23%	2.54%
SHLS	F	1.72%	1.5%	1.5%

UPGR Overweight 37 Positions Relative to CTEC

Symbol	Grade	Weight
PCT	B	5.85%
EOSE	B	3.21%
PH	A	2.52%
NVRI	F	2.46%
CLH	C	2.42%
CARR	D	2.42%
LII	B	2.41%
VLTO	D	2.33%
ORA	B	2.29%
ECL	C	2.23%
GGG	D	2.21%
RS	C	2.19%
IEX	A	2.17%
RSG	D	2.16%
IR	C	2.15%
ITRI	A	2.15%
RUN	C	2.13%
CWST	D	2.12%
AZZ	D	2.11%
WM	A	2.09%
TSLA	A	2.09%
ENS	F	2.08%
XYL	F	2.03%
AOS	F	1.97%
TPIC	F	1.91%
WOR	F	1.88%
NOVA	F	1.81%
AMPS	C	1.71%
NEP	F	1.69%
LCID	F	1.68%
GPRE	F	1.53%
MEG	F	1.52%
BLNK	C	1.49%
CHPT	F	1.44%
RIVN	F	1.35%
FCEL	F	1.13%
RNEW	D	0.31%

UPGR Underweight 6 Positions Relative to CTEC

Symbol	Grade	Weight
ENPH	F	-4.84%
DQ	A	-2.55%
JKS	A	-2.2%
AMRC	C	-1.79%
SEDG	F	-1.66%
CSIQ	D	-1.59%