PBE vs. SMLL ETF Comparison

Comparison of PowerShares Dynamic Biotech & Genome (PBE) to Harbor Active Small Cap ETF (SMLL)
PBE

PowerShares Dynamic Biotech & Genome

PBE Description

The PowerShares Dynamic Biotechnology & Genome Portfolio (Fund) is based on the Dynamic Biotech & Genome IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index is designed to provide capital appreciation by thoroughly evaluating companies based on a variety of investment merit criteria, including price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 30 US biotechnology and genome companies. These are companies that are principally engaged in the research, development, manufacture and marketing and distribution of various biotechnological products, services and processes and companies that benefit significantly from scientific and technological advances biotechnology and genetic engineering and reseach. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$68.40

Average Daily Volume

6,342

Number of Holdings *

30

* may have additional holdings in another (foreign) market
SMLL

Harbor Active Small Cap ETF

SMLL Description The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.04

Average Daily Volume

3,453

Number of Holdings *

40

* may have additional holdings in another (foreign) market
Performance
Period PBE SMLL
30 Days -0.98% 6.73%
60 Days -5.20% 12.05%
90 Days -4.17%
12 Months 20.11%
0 Overlapping Holdings
Symbol Grade Weight in PBE Weight in SMLL Overlap
PBE Overweight 30 Positions Relative to SMLL
Symbol Grade Weight
UTHR C 5.74%
ILMN C 5.64%
ALNY D 4.78%
AMGN D 4.7%
BIIB F 4.21%
NBIX C 4.18%
XNCR B 3.88%
EXEL B 3.86%
TGTX B 3.78%
BMRN F 3.76%
MNKD B 3.7%
NTRA A 3.56%
REGN F 3.38%
INCY C 3.35%
VCYT B 3.28%
ACAD C 3.06%
CPRX C 3.0%
BPMC C 2.91%
TECH F 2.89%
VCEL A 2.79%
OPK B 2.78%
RGEN D 2.76%
PTGX D 2.75%
QGEN D 2.59%
BCRX D 2.56%
HALO F 2.42%
COLL F 2.27%
CDNA D 1.92%
NVAX F 1.83%
MYGN F 1.61%
PBE Underweight 40 Positions Relative to SMLL
Symbol Grade Weight
LBRT F -6.17%
KNSL B -4.97%
SSNC C -4.74%
JBI F -4.68%
DOCS C -3.71%
PCTY B -3.66%
RS B -3.43%
ZG A -3.13%
FOUR A -3.08%
WTFC B -3.01%
LYFT C -2.71%
FRSH C -2.63%
APAM B -2.61%
RLJ C -2.42%
ATR B -2.37%
WRBY A -2.04%
OSCR D -1.95%
LSTR D -1.85%
PLOW F -1.79%
USPH B -1.77%
HAYW B -1.76%
PECO B -1.56%
MC B -1.51%
MCRI A -1.51%
MORN B -1.49%
SAM C -1.32%
NNN C -1.3%
CHWY B -1.26%
QTWO A -1.26%
WSC F -1.2%
NWE C -1.09%
RBC A -1.08%
BECN B -1.08%
FBIN D -1.07%
RL C -1.06%
EWCZ F -1.01%
TRUE C -0.95%
TMCI C -0.91%
CMS C -0.88%
REYN D -0.74%
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