GSIB vs. FJP ETF Comparison

Comparison of Themes Global Systemically Important Banks ETF (GSIB) to First Trust Japan AlphaDEX Fund (FJP)

GSIB

Themes Global Systemically Important Banks ETF

GSIB Description

The fund is an actively managed exchange-traded fund ("ETF") that will invest in the equity securities of companies that operate in the global banking sector. Under normal circumstances, the fund will invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities that are part of the global banking sector and in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs") that represent such companies in the banking sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$33.38

Average Daily Volume

2,358

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FJP

First Trust Japan AlphaDEX Fund

FJP Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Japan Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Japan BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$52.50

Average Daily Volume

9,245

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GSIB	FJP
30 Days	4.57%	5.29%
60 Days	7.82%	-2.92%
90 Days	7.78%	-1.85%
12 Months		8.11%

3 Overlapping Holdings

Symbol	Grade	Weight in GSIB	Weight in FJP	Overlap
MFG	B	3.93%	1.93%	1.93%
MUFG	B	3.7%	1.46%	1.46%
SMFG	B	3.54%	1.76%	1.76%

GSIB Overweight 13 Positions Relative to FJP

Symbol	Grade	Weight
WFC	A	4.33%
MS	A	4.27%
BK	A	4.1%
STT	A	4.06%
GS	A	3.89%
BAC	A	3.76%
JPM	A	3.75%
C	A	3.67%
BCS	C	3.57%
HSBC	B	3.37%
SAN	F	3.09%
TD	F	2.86%
ING	F	2.75%

GSIB Underweight 3 Positions Relative to FJP

Symbol	Grade	Weight
NMR	B	-1.36%
HMC	F	-1.35%
AGCO	D	-0.32%