GINX vs. ROAM ETF Comparison

Comparison of SGI Enhanced Global Income ETF (GINX) to Lattice Emerging Markets Strategy ETF (ROAM)

GINX

SGI Enhanced Global Income ETF

GINX Description

The fund is an actively-managed exchange-traded fund ("ETF") and seeks to achieve its objective by (1) actively investing in global companies that offer dividend income and that trade on U.S. stock exchanges and (2) investing in options strategies that seek to generate current income. The fund uses an actively traded put and call options strategy that choose deep out-of-the-money strike prices generally expiring within 1-7 days to generate income.

Grade (RS Rating)

Last Trade

$25.58

Average Daily Volume

53,290

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ROAM

Lattice Emerging Markets Strategy ETF

ROAM Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of the Lattice Risk-Optimized Advancing Markets Strategy Index (LROAMX). The fund generally invests at least 80 percent of its assets in securities of the index and in depositary receipts representing securities of the index. The index is designed to balance risks and opportunities within equity markets of emerging economies while emphasizing constituents exhibiting a favorable combination of factor characteristics.

Grade (RS Rating)

Last Trade

$23.81

Average Daily Volume

6,254

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GINX	ROAM
30 Days	-0.39%	1.96%
60 Days	1.51%	2.94%
90 Days		7.16%
12 Months		21.00%

2 Overlapping Holdings

	Symbol	Grade	Weight in GINX	Weight in ROAM	Overlap
	KOF	A	4.2%	0.48%	0.48%
	SHG	C	3.06%	0.1%	0.1%

GINX Overweight 8 Positions Relative to ROAM

Symbol	Grade	Weight
GOOG	A	3.49%
AAPL	C	3.27%
NVO	D	3.25%
BRK.A	D	3.02%
CIB	C	2.69%
UNH	C	2.63%
MRK	B	2.55%
TIMB	A	2.54%

GINX Underweight 22 Positions Relative to ROAM

Symbol	Grade	Weight
GFI	B	-0.74%
SKM	D	-0.72%
KT	D	-0.67%
TSM	C	-0.65%
RDY	B	-0.57%
VALE	D	-0.56%
FMX	D	-0.53%
UMC	C	-0.52%
INFY	F	-0.45%
BABA	B	-0.41%
GGB	D	-0.41%
SQM	D	-0.33%
AKO.A	B	-0.27%
CHT	C	-0.22%
WIT	D	-0.16%
BCH	A	-0.16%
HMY	B	-0.04%
BSAC	F	-0.04%
SBSW	D	-0.03%
KB	B	-0.02%
YNDX	C	-0.0%
IBN	A	-0.0%