FXU vs. FRNW ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Fidelity Clean Energy ETF (FRNW)

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.46

Average Daily Volume

62,824

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FRNW

Fidelity Clean Energy ETF

FRNW Description

The fund seeks to provide investment returns that correspond, before fees and expenses, generally to the performance of the Fidelity Clean Energy Index. Normally investing at least 80% of assets in securities included in the Fidelity Clean Energy Index and in depositary receipts representing securities included in the index. The Fidelity Clean Energy Index is designed to reflect the performance of a global universe of companies across the market capitalization spectrum that distribute, produce or provide technology or equipment to support the production of energy from solar, wind, hydrogen and other renewable sources

Grade (RS Rating)

Last Trade

$14.04

Average Daily Volume

8,071

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXU	FRNW
30 Days	4.48%	-4.63%
60 Days	6.92%	-9.73%
90 Days	12.92%	-7.76%
12 Months	36.77%	-5.75%

1 Overlapping Holdings

	Symbol	Grade	Weight in FXU	Weight in FRNW	Overlap
	CWEN	C	2.22%	2.08%	2.08%

FXU Overweight 38 Positions Relative to FRNW

Symbol	Grade	Weight
VST	A	4.93%
PNW	A	4.27%
NRG	B	4.16%
NFG	A	4.15%
AGR	A	4.14%
UGI	C	3.97%
EXC	C	3.97%
ETR	B	3.73%
SRE	A	3.63%
CEG	C	3.55%
PCG	A	3.5%
CNP	A	3.45%
ATO	A	3.44%
OGE	A	3.43%
EVRG	A	3.38%
ED	C	3.05%
IDA	A	2.81%
XEL	A	2.63%
NI	A	2.61%
AEE	A	2.57%
WTRG	B	2.47%
DUK	C	2.4%
DTE	C	2.31%
PPL	A	1.68%
WEC	A	1.68%
LNT	A	1.65%
D	C	1.64%
CMS	C	1.59%
EIX	B	1.58%
AEP	C	1.54%
RSG	A	0.85%
CLH	C	0.84%
PEG	A	0.82%
SO	C	0.8%
FE	C	0.77%
AWK	C	0.76%
NEE	C	0.74%
AES	F	0.57%

FXU Underweight 18 Positions Relative to FRNW

Symbol	Grade	Weight
GEV	B	-8.36%
FSLR	F	-3.95%
ITRI	C	-3.28%
ORA	B	-2.79%
BE	B	-2.69%
ENPH	F	-2.19%
PLUG	F	-2.05%
AY	A	-1.89%
JKS	F	-1.8%
ARRY	F	-1.64%
SHLS	F	-1.45%
RUN	F	-1.42%
AMRC	F	-1.37%
CSIQ	F	-1.36%
RNW	D	-1.15%
SEDG	F	-1.02%
RENB	F	-0.85%
NOVA	F	-0.53%