FPE vs. PFFD ETF Comparison

Comparison of First Trust Preferred Securities and Income ETF ETF (FPE) to Global X U.S. Preferred ETF (PFFD)

FPE

First Trust Preferred Securities and Income ETF ETF

FPE Description

The investment seeks total return and to provide current income. The fund invests at least 80% of its net assets (including investment borrowings) in preferred securities ("Preferred Securities") and income-producing debt securities ("Income Securities"). It invests in securities that are traded over-the-counter or listed on an exchange. The fund may invest in U.S. and non-U.S. debt and equity securities that are traded over-the-counter or listed on an exchange. It invests at least 60% of its net assets in securities rated investment grade (BBB-/Baa3 or higher) at the time of purchase. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$17.81

Average Daily Volume

1,208,680

Number of Holdings ^*

* may have additional holdings in another (foreign) market

PFFD

Global X U.S. Preferred ETF

PFFD Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the ICE BofA Diversified Core U.S. Preferred Securities Index. The fund invests at least 80% of its total assets in the securities of its underlying index. It also invests at least 80% of its total assets in preferred securities that are domiciled in, principally traded in or whose revenues are primarily from the U.S. The underlying index is designed to track the broad-based performance of the U.S. preferred securities market.

Grade (RS Rating)

Last Trade

$20.35

Average Daily Volume

680,991

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FPE	PFFD
30 Days	-0.89%	-0.67%
60 Days	-1.20%	-1.74%
90 Days	1.08%	2.14%
12 Months	16.25%	15.49%

11 Overlapping Holdings

Symbol	Grade	Weight in FPE	Weight in PFFD	Overlap
ACGLO	C	0.0%	0.24%	0.0%
AIZN	D	0.2%	0.18%	0.18%
AQNB	C	0.46%	0.28%	0.28%
BPYPO	C	0.31%	0.13%	0.13%
CMSC	C	0.16%	0.23%	0.16%
CMSD	C	0.11%	0.52%	0.11%
DTW	D	0.03%	0.31%	0.03%
MGR	D	0.04%	0.22%	0.04%
SREA	D	0.2%	0.61%	0.2%
T	A	0.18%	1.16%	0.18%
UZE	B	0.52%	0.38%	0.38%

FPE Overweight 7 Positions Relative to PFFD

Symbol	Grade	Weight
BIL	A	1.2%
USFR	A	1.19%
SHV	A	1.08%
BPYPN	D	0.36%
WTFCP	A	0.18%
CHSCM	D	0.13%
AGNC	D	0.01%

FPE Underweight 24 Positions Relative to PFFD

Symbol	Grade	Weight
TBB	C	-1.01%
SOJD	F	-0.73%
TBC	C	-0.65%
RZC	C	-0.62%
BAC	A	-0.61%
PRS	B	-0.45%
DUKB	C	-0.41%
QRTEP	F	-0.41%
CTDD	C	-0.39%
BPYPM	C	-0.38%
FITBI	C	-0.38%
SOJC	D	-0.35%
PFH	F	-0.33%
RZB	C	-0.33%
ESGRP	D	-0.28%
UNMA	C	-0.25%
GPJA	F	-0.21%
NRUC	D	-0.21%
OZKAP	D	-0.21%
TVC	C	-0.19%
SFB	D	-0.17%
FCNCO	D	-0.14%
ZIONO	D	-0.11%
BPYPP	D	-0.1%