SMHB vs. FYX ETF Comparison

Comparison of ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB) to First Trust Small Cap Core AlphaDEX (FYX)
SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.08

Average Daily Volume

41,231

Number of Holdings *

91

* may have additional holdings in another (foreign) market
FYX

First Trust Small Cap Core AlphaDEX

FYX Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$92.17

Average Daily Volume

20,866

Number of Holdings *

496

* may have additional holdings in another (foreign) market
Performance
Period SMHB FYX
30 Days 0.48% 1.31%
60 Days 0.43% 1.69%
90 Days 1.47% 2.11%
12 Months 42.22% 16.65%
21 Overlapping Holdings
Symbol Grade Weight in SMHB Weight in FYX Overlap
ABR B 2.21% 0.33% 0.33%
ALX C 0.45% 0.06% 0.06%
APAM C 2.02% 0.06% 0.06%
ARI D 1.02% 0.12% 0.12%
AROC C 0.53% 0.32% 0.32%
CTRE B 1.16% 0.07% 0.07%
DEA B 1.35% 0.2% 0.2%
GBDC C 0.73% 0.19% 0.19%
GTY C 0.44% 0.2% 0.2%
LADR B 0.62% 0.06% 0.06%
NHI A 1.64% 0.13% 0.13%
NWBI D 0.77% 0.19% 0.19%
PMT D 1.35% 0.06% 0.06%
RC D 0.65% 0.3% 0.3%
SBRA A 2.38% 0.06% 0.06%
SCS B 0.65% 0.2% 0.2%
SLG C 4.87% 0.24% 0.24%
UNIT F 1.86% 0.11% 0.11%
UVV F 0.54% 0.29% 0.29%
VGR B 0.79% 0.06% 0.06%
XRX F 4.09% 0.15% 0.15%
SMHB Overweight 70 Positions Relative to FYX
Symbol Grade Weight
DTM A 3.81%
BXMT D 3.43%
DSS D 2.87%
TWO B 2.87%
CIM F 2.62%
ETRN B 2.49%
BDN C 2.41%
BGS D 2.41%
EPR D 2.34%
PAGP D 1.88%
UWMC B 1.84%
ARR B 1.65%
ORC B 1.51%
CCOI F 1.51%
PSEC B 1.47%
IVR B 1.43%
MFA D 1.27%
RWT C 1.24%
PETS F 1.13%
MAIN B 1.09%
HTGC A 1.03%
GNL C 1.01%
FCPT B 1.0%
EFC B 1.0%
PDM A 0.99%
GSBD C 0.94%
NEWT B 0.94%
NYMT F 0.93%
LTC A 0.91%
DX A 0.89%
KREF F 0.8%
CODI C 0.72%
VNOM D 0.65%
ACRE D 0.64%
TSLX A 0.62%
HESM C 0.59%
OCSL C 0.54%
GMRE B 0.5%
ILPT D 0.49%
BRSP F 0.49%
WSR A 0.46%
OPI D 0.4%
RMR F 0.38%
NMFC C 0.38%
UHT C 0.36%
GPMT F 0.34%
CSWC C 0.34%
GOOD B 0.33%
FSP F 0.29%
TRTX B 0.29%
TCPC A 0.27%
AHH B 0.27%
CGBD A 0.25%
BCSF A 0.24%
TPVG D 0.23%
PFLT B 0.23%
SLRC A 0.23%
UVE D 0.22%
BBDC A 0.22%
KRO B 0.2%
EBF B 0.18%
GAIN C 0.17%
PNNT A 0.16%
OLP B 0.16%
FDUS B 0.16%
GLAD A 0.15%
BFS B 0.14%
TRIN A 0.12%
CCAP A 0.1%
REPX F 0.07%
SMHB Underweight 475 Positions Relative to FYX
Symbol Grade Weight
ADMA A -0.47%
OSCR C -0.46%
PRCT C -0.44%
PRDO C -0.43%
IESC C -0.43%
POWL C -0.42%
SGBX F -0.4%
DY B -0.4%
USLM C -0.39%
USM A -0.39%
REVG C -0.39%
ITRI C -0.38%
CRK B -0.38%
RXST C -0.38%
STRL C -0.37%
PHIN A -0.37%
ABM B -0.35%
SKYW B -0.35%
GVA C -0.35%
AZZ C -0.35%
DIOD B -0.34%
INVA B -0.34%
PRG B -0.34%
CNX A -0.34%
VSH B -0.34%
SPB C -0.34%
ROAD C -0.34%
SPNT C -0.34%
ARCH B -0.34%
AVA C -0.34%
CBZ C -0.33%
FFBC C -0.33%
NMIH B -0.33%
BKD D -0.33%
CALM B -0.33%
DSGR C -0.33%
ARDX D -0.33%
WMK B -0.33%
HIMS B -0.33%
GHC B -0.32%
ATSG C -0.32%
HIW B -0.32%
PLMR B -0.32%
SNDR C -0.32%
UFPT B -0.32%
LPG B -0.32%
SCHL D -0.32%
LILAK B -0.32%
NWN B -0.32%
LZB B -0.31%
QTWO C -0.31%
MBIN D -0.31%
TGNA B -0.31%
ZETA C -0.31%
HE D -0.31%
RDNT B -0.31%
SKWD B -0.31%
IMKTA F -0.31%
GBX B -0.31%
INSW B -0.31%
SLVM A -0.3%
EIG D -0.3%
LRN C -0.3%
PK D -0.3%
UAA C -0.3%
HWKN A -0.3%
VCEL C -0.3%
SHAK D -0.3%
CMPR D -0.3%
DNOW D -0.3%
GEF C -0.3%
MYRG D -0.29%
TNL D -0.29%
CAL D -0.29%
JBT D -0.29%
APOG C -0.29%
AGIO A -0.29%
KSS D -0.29%
GFF D -0.29%
GRBK D -0.29%
JWN B -0.28%
PTGX C -0.28%
CENTA C -0.28%
CRC F -0.28%
AMRX C -0.28%
EPAC B -0.28%
KYMR D -0.28%
RLJ D -0.28%
TGLS D -0.28%
TRN B -0.28%
AX C -0.28%
MLKN B -0.28%
DAN B -0.28%
SMTC C -0.28%
PINC F -0.28%
KN B -0.28%
COLL D -0.28%
CASH C -0.28%
KMT C -0.27%
IBOC C -0.27%
CNO A -0.27%
ADNT F -0.27%
TALO F -0.27%
EPC B -0.27%
FOR D -0.27%
KRUS D -0.27%
BZH C -0.27%
HLX C -0.27%
OEC C -0.27%
PFS D -0.27%
VERX B -0.27%
SPR D -0.27%
FULT C -0.27%
TNC D -0.27%
TRMK C -0.27%
FCF C -0.26%
FWRG F -0.26%
HUBG B -0.26%
LMND D -0.26%
GIC F -0.26%
SR B -0.26%
SAH B -0.26%
GEO C -0.26%
CXW A -0.26%
PI B -0.26%
PFBC C -0.26%
EBC C -0.26%
INDB D -0.26%
CNK D -0.26%
PEBO C -0.26%
FIBK C -0.26%
CABO F -0.26%
BASE D -0.26%
VBTX C -0.26%
NWE B -0.26%
SASR B -0.26%
BKU B -0.26%
NBHC C -0.26%
TCBK C -0.26%
STBA C -0.26%
ENVA D -0.25%
EFSC F -0.25%
BANR B -0.25%
ICFI D -0.25%
WERN C -0.25%
HTLD C -0.25%
ATGE B -0.25%
REZI C -0.25%
FRME D -0.25%
MRTN C -0.25%
CATY C -0.25%
RNST C -0.25%
AAT B -0.25%
GDEN D -0.25%
KOS D -0.25%
WSFS D -0.25%
BNL B -0.25%
PLAY D -0.25%
OSIS B -0.25%
TWST B -0.24%
AMN F -0.24%
NSSC B -0.24%
AMWD F -0.24%
OCFC F -0.24%
RYI F -0.24%
MODG D -0.24%
WNC F -0.24%
WSBC F -0.24%
HEES F -0.24%
FHI D -0.24%
TMDX C -0.24%
PARR F -0.24%
JBI D -0.24%
VCTR C -0.24%
PRIM B -0.24%
RYTM D -0.23%
GOGO C -0.23%
LGND B -0.23%
ANIP D -0.23%
BOOT B -0.23%
SBH B -0.23%
AGM D -0.23%
CDRE D -0.23%
MSGE D -0.23%
HOPE D -0.23%
ANDE F -0.23%
LMAT C -0.23%
SSTK D -0.22%
LAUR C -0.22%
ECVT F -0.22%
MTX B -0.22%
ALG F -0.22%
NX D -0.22%
OUT D -0.22%
VECO B -0.22%
CCS C -0.22%
CUBI F -0.22%
NAVI F -0.22%
NHC A -0.21%
ALGT F -0.21%
SNEX C -0.21%
VSCO B -0.21%
THR C -0.21%
TRIP D -0.21%
ACIW C -0.21%
CLSK D -0.21%
LGIH D -0.21%
CSWI B -0.21%
GES D -0.21%
ALKT C -0.21%
CMCO D -0.2%
SJW D -0.2%
TRS C -0.2%
FBP C -0.2%
PLUS D -0.2%
HPP F -0.2%
CRS B -0.2%
HTZ F -0.2%
EQC B -0.2%
CTOS D -0.2%
MGNI B -0.2%
LTH B -0.2%
IDCC B -0.2%
DFH F -0.2%
PCRX B -0.2%
CRNX C -0.2%
BDC C -0.2%
SMMT B -0.2%
XHR D -0.19%
BUSE D -0.19%
WAFD D -0.19%
DOCN C -0.19%
SRCE B -0.19%
TPG D -0.19%
AMK D -0.19%
TOWN C -0.19%
DEI B -0.19%
GPOR B -0.19%
BEAM F -0.19%
ICUI C -0.19%
PNM C -0.19%
MRUS B -0.19%
BHLB D -0.19%
ODP F -0.19%
OFG C -0.19%
RNG C -0.19%
ACVA C -0.19%
GTX D -0.18%
HELE C -0.18%
SFNC F -0.18%
THS D -0.18%
WOR D -0.18%
BKE C -0.18%
LKFN D -0.18%
DBRG D -0.18%
PLAB D -0.18%
MATW D -0.18%
CVBF F -0.18%
AUB D -0.18%
SXI D -0.18%
VRTS D -0.18%
PATK B -0.18%
WD C -0.18%
NMRK C -0.18%
TNDM B -0.18%
FHB D -0.18%
UNF F -0.18%
MIR C -0.18%
PTCT B -0.17%
FORM C -0.17%
PDCO F -0.17%
EAT A -0.17%
BOWL C -0.17%
ZD C -0.17%
CLDX F -0.17%
MCRI D -0.17%
FBNC F -0.17%
SMG D -0.17%
IDYA D -0.17%
TGI B -0.17%
ESRT C -0.17%
ROCK D -0.17%
TTMI A -0.16%
SQSP A -0.16%
WGO D -0.16%
RRR D -0.16%
HTLF C -0.16%
CHGG F -0.16%
VAC F -0.16%
FOXF D -0.16%
STRA C -0.15%
PJT A -0.15%
TGTX C -0.15%
CTS A -0.15%
NNI C -0.15%
JBLU D -0.15%
OLPX D -0.15%
CWEN B -0.15%
HLIO C -0.15%
CEIX B -0.15%
OSW A -0.15%
KTOS B -0.15%
AIR C -0.15%
CRI D -0.15%
PLXS C -0.15%
KOP D -0.15%
ENV C -0.15%
IIPR C -0.14%
ADUS A -0.14%
PAR C -0.14%
GERN C -0.14%
DO C -0.14%
KLG F -0.14%
KALU C -0.14%
FTDR B -0.14%
B C -0.14%
HLF D -0.14%
OMCL D -0.14%
MYGN C -0.14%
JELD F -0.14%
BLMN F -0.14%
JOE D -0.13%
NVEE F -0.13%
GIII B -0.13%
CBU D -0.13%
LNN D -0.13%
OII F -0.13%
CHCO D -0.13%
STC C -0.13%
ASB D -0.13%
UCBI D -0.13%
SHOO B -0.13%
ROG D -0.13%
DFIN D -0.13%
HTH C -0.13%
IOSP B -0.13%
IBTX C -0.13%
RAMP F -0.13%
CPRX C -0.13%
KFY C -0.13%
ALEX B -0.13%
PSMT B -0.13%
FBK C -0.13%
CPK B -0.13%
NBTB C -0.13%
WHD D -0.13%
DRVN F -0.13%
SHEN C -0.13%
CNXN B -0.13%
PTVE D -0.12%
HURN D -0.12%
CVCO D -0.12%
FDP F -0.12%
DK F -0.12%
CRDO B -0.12%
VICR D -0.12%
SBCF F -0.12%
SKT D -0.12%
PEB D -0.12%
SHO D -0.12%
OXM B -0.12%
ALRM D -0.12%
COHU C -0.12%
RKT B -0.12%
NIC D -0.12%
PHR F -0.12%
DORM D -0.12%
LXP F -0.12%
SWI C -0.12%
AIN F -0.12%
SYBT C -0.12%
TCBI D -0.12%
SCL C -0.12%
IART D -0.11%
MTRN F -0.11%
HI D -0.11%
DRH D -0.11%
JBGS D -0.11%
HRMY D -0.11%
OI F -0.1%
ARCB F -0.1%
BXC F -0.1%
ADV F -0.1%
MWA C -0.08%
TDS B -0.08%
MP D -0.08%
FWRD F -0.08%
AGYS C -0.08%
WRBY A -0.08%
HCP B -0.08%
CBRL F -0.08%
SATS B -0.08%
KNTK C -0.07%
PRK C -0.07%
BMBL C -0.07%
NGVT D -0.07%
DOCS C -0.07%
CAKE B -0.07%
FA B -0.07%
ESE C -0.07%
CHEF C -0.07%
CARG B -0.07%
BROS C -0.07%
UEC C -0.07%
MODN B -0.07%
PIPR B -0.07%
MRCY D -0.07%
MPW C -0.07%
SXT A -0.07%
LEVI A -0.07%
XPRO C -0.07%
MCY C -0.07%
CWT C -0.07%
VIRT B -0.07%
HASI B -0.07%
BRC A -0.07%
ARVN F -0.06%
HLIT B -0.06%
PRO F -0.06%
LCII D -0.06%
ATUS B -0.06%
RES F -0.06%
KFRC D -0.06%
EVTC F -0.06%
MCW D -0.06%
NEO F -0.06%
JAMF F -0.06%
ASTH B -0.06%
BANC D -0.06%
RXRX D -0.06%
CRSR C -0.06%
HMN D -0.06%
CLBK F -0.06%
BOH F -0.06%
NSA D -0.06%
PPBI F -0.06%
XMTR F -0.06%
YELP D -0.06%
UMH D -0.06%
VRNT D -0.06%
SAFT D -0.06%
TR F -0.06%
NTST D -0.06%
HAYW C -0.06%
NTCT F -0.06%
IVT C -0.06%
PGRE D -0.06%
ROIC D -0.06%
SITC A -0.06%
AKR C -0.06%
TBBK D -0.06%
GNW C -0.06%
BANF F -0.06%
ENR C -0.06%
CALX C -0.06%
WABC C -0.06%
AIV D -0.06%
HNI A -0.06%
MGEE B -0.06%
OPEN F -0.05%
GSAT F -0.05%
CMTG F -0.05%
TDOC F -0.05%
GO F -0.05%
YOU D -0.05%
MORF C -0.05%
ENOV F -0.05%
LOB F -0.05%
SUPN D -0.05%
CSGS F -0.05%
THRM C -0.05%
UDMY F -0.05%
SRRK F -0.04%
OMI F -0.04%
SPT F -0.03%
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