UCIB vs. ETEC ETF Comparison

Comparison of ETRACS UBS Bloomberg Constant Maturity Commodity Index (CMCI) Total Return ETN Series B due April 5, 2038 (UCIB) to iShares Breakthrough Environmental Solutions ETF (ETEC)

UCIB

ETRACS UBS Bloomberg Constant Maturity Commodity Index (CMCI) Total Return ETN Series B due April 5, 2038

UCIB Description

The ETRACS UBS Bloomberg Constant Maturity Commodity Index Total Return ETN Series B are senior unsecured debt securities issued by UBS that provide exposure to potential price appreciation in the UBS Bloomberg Constant Maturity Commodity Index Total Return. The index is designed to be a diversified benchmark for commodities as an asset class. It is comprised of futures contracts on 27 components, representing 24 commodities, with up to five different maturities for each individual commodity. The overall return on the index is generated by two components: uncollateralized returns on the futures contracts comprising the index and a daily fixed-income return.

Grade (RS Rating)

Last Trade

$26.17

Average Daily Volume

3,671

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ETEC

iShares Breakthrough Environmental Solutions ETF

ETEC Description

ETEC provides exposure to global equities categorized as emerging green technology. Selection begins with the initial index universe that then excludes companies involved in controversial issues against UNGC principles. Stocks are reviewed to meet revenue derived from eight sustainable themes: energy efficiency, green buildings and transportation, pollution prevention and reduction, renewable energy, resource efficiency technologies and services, water, and sustainable agriculture, food, and forestry. The fund excludes companies with total sustainable product revenue less than 25%. The remaining stocks are screened further to only include companies classified as green technologies. Stocks are scored within the Rogers innovation adoption curve to determine their position across the innovators-laggards spectrum, which contributes to an aggregate score. The top 50 companies with the highest aggregate scores are selected. The market cap-weighted index is reconstituted annually in December and rebalanced quarterly.

Grade (RS Rating)

Last Trade

$21.85

Average Daily Volume

327

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	UCIB	ETEC
30 Days	2.53%	1.62%
60 Days	6.69%	0.07%
90 Days	9.36%	8.28%
12 Months	11.98%	-6.74%

0 Overlapping Holdings

	Symbol	Grade	Weight in UCIB	Weight in ETEC	Overlap

UCIB Overweight 2 Positions Relative to ETEC

	Symbol	Grade	Weight
	ERII	F	37.14%
	ANSC	A	28.23%

UCIB Underweight 13 Positions Relative to ETEC

Symbol	Grade	Weight
BWA	B	-6.39%
OLED	D	-5.79%
FSLR	B	-4.05%
TSLA	D	-4.02%
XYL	A	-3.19%
ENPH	F	-3.16%
NIO	D	-2.2%
XPEV	D	-2.14%
SEDG	F	-2.04%
LI	D	-2.02%
PLUG	F	-1.4%
LCID	F	-1.14%
DQ	F	-0.88%

UCIB: Top Represented Industries & Keywords

Industries: Pollution & Treatment Controls

Keywords: Desalination Electricity Energy Recovery Systems Filter Membrane Technology Mergers And Acquisitions Oil And Gas Operators Private Equity Pump Recovery Systems Reverse Osmosis Reverse Takeover Special Purpose Acquisition Company Turbines Turbocharger Usable Energy Water Desalination Water Treatment

ETEC: Top Represented Industries & Keywords

Industries: Auto Manufacturers Semiconductor Equipment & Materials Solar Auto Parts Diversified Industrials Electronic Components