ECLN vs. PUI ETF Comparison

Comparison of First Trust EIP Carbon Impact ETF (ECLN) to PowerShares Dynamic Utilities (PUI)
ECLN

First Trust EIP Carbon Impact ETF

ECLN Description

The investment seeks to achieve a competitive risk-adjusted total return balanced between dividends and capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in the equity securities of companies identified by the fund's investment sub-advisor as having or seeking to have a positive carbon impact. Its investments will be concentrated in the industries constituting the energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$24.71

Average Daily Volume

2,609

Number of Holdings *

38

* may have additional holdings in another (foreign) market
PUI

PowerShares Dynamic Utilities

PUI Description The PowerShares Dynamic Utilities Portfolio (Fund) is based on the Dynamic Utilities IntellidexSM Index (Intellidex Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Intellidex Index thoroughly evaluates companies based on a variety of investment merit criteria, including: price momentum, earnings momentum, quality, management action, and value. The Underlying Intellidex Index is comprised of common stocks of 60 US utilities companies. These companies are principally engaged in providing either energy, water, natural gas or telecommunications services. The Fund and the Index are rebalanced and reconstituted quarterly in February, May, August and November.

Grade (RS Rating)

Last Trade

$34.15

Average Daily Volume

2,301

Number of Holdings *

33

* may have additional holdings in another (foreign) market
Performance
Period ECLN PUI
30 Days 1.07% 2.06%
60 Days 6.42% 8.35%
90 Days 4.82% 8.95%
12 Months 0.94% 5.46%
21 Overlapping Holdings
Symbol Grade Weight in ECLN Weight in PUI Overlap
AEE B 0.33% 2.42% 0.33%
AEP A 4.71% 2.45% 2.45%
ATO A 3.96% 3.63% 3.63%
AWK B 0.38% 3.19% 0.38%
CEG B 0.51% 4.12% 0.51%
CMS A 3.02% 2.96% 2.96%
CNP A 0.49% 2.65% 0.49%
DTE A 2.75% 3.72% 2.75%
DUK A 1.07% 3.47% 1.07%
EIX A 0.18% 2.37% 0.18%
ES A 0.68% 2.51% 0.68%
IDA A 2.24% 2.64% 2.24%
LNT A 3.28% 3.37% 3.28%
NFG A 2.85% 2.19% 2.19%
NJR A 0.2% 2.47% 0.2%
PEG A 3.19% 2.53% 2.53%
SO A 3.92% 3.88% 3.88%
SRE A 4.07% 3.46% 3.46%
VST A 0.67% 4.17% 0.67%
WEC A 3.32% 3.26% 3.26%
XEL B 3.63% 3.1% 3.1%
ECLN Overweight 17 Positions Relative to PUI
Symbol Grade Weight
DTM A 5.9%
TRGP A 3.91%
PPL A 3.5%
CQP C 3.22%
WMB A 3.0%
CWEN A 2.65%
EVRG A 2.59%
OGS A 2.16%
PWR A 2.06%
AES A 1.83%
LNG D 1.74%
FLR A 1.29%
ETR A 1.01%
NEP B 0.93%
WTRG A 0.72%
OGE A 0.63%
CPK A 0.47%
ECLN Underweight 12 Positions Relative to PUI
Symbol Grade Weight
OKE B -4.05%
NRG A -3.91%
NI A -3.52%
PCG A -3.49%
PNW A -3.2%
EXC A -2.98%
FYBR C -2.44%
ED A -2.43%
FE A -2.39%
OTTR A -2.35%
VZ C -2.25%
T B -2.23%
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