SMMV vs. FYC ETF Comparison

Comparison of iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) to First Trust Small Cap Growth AlphaDEX Fund (FYC)

SMMV

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV Description

iShares Edge MSCI Min Vol USA Small-Cap ETF seeks to track the investment results of an index composed of small-capitalization U.S. equities that, in the aggregate, have lower volatility characteristics relative to the small-capitalization U.S. equity market.

Grade (RS Rating)

Last Trade

$37.67

Average Daily Volume

138,389

Number of Holdings ^*

300

* may have additional holdings in another (foreign) market

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$67.45

Average Daily Volume

12,471

Number of Holdings ^*

244

* may have additional holdings in another (foreign) market

Performance

Period	SMMV	FYC
30 Days	4.46%	6.26%
60 Days	2.41%	6.24%
90 Days	4.69%	4.86%
12 Months	11.38%	18.82%

41 Overlapping Holdings

Symbol	Grade	Weight in SMMV	Weight in FYC	Overlap
ADMA	A	0.09%	0.67%	0.09%
AMPH	F	0.12%	0.12%	0.12%
ATGE	B	0.13%	0.46%	0.13%
AWR	C	0.23%	0.13%	0.13%
BRC	B	0.63%	0.26%	0.26%
CBZ	C	0.15%	0.61%	0.15%
CEIX	C	0.07%	0.38%	0.07%
CHCO	C	0.37%	0.26%	0.26%
COLL	D	0.3%	0.61%	0.3%
CORT	C	0.17%	0.12%	0.12%
CRNX	B	0.21%	0.37%	0.21%
CSWI	C	0.32%	0.54%	0.32%
CTRE	B	0.19%	0.13%	0.13%
DCPH	A	0.11%	0.2%	0.11%
GPOR	D	0.08%	0.5%	0.08%
GTX	D	0.11%	0.35%	0.11%
HURN	F	0.38%	0.34%	0.34%
HWKN	C	0.26%	0.52%	0.26%
ICFI	D	0.13%	0.51%	0.13%
IDCC	C	0.44%	0.51%	0.44%
IDYA	D	0.32%	0.37%	0.32%
INSW	A	0.48%	0.54%	0.48%
JJSF	B	0.57%	0.12%	0.12%
KNTK	A	0.14%	0.25%	0.14%
LAUR	B	0.5%	0.54%	0.5%
LPG	B	0.33%	0.56%	0.33%
LRN	B	0.39%	0.58%	0.39%
MGEE	B	0.41%	0.13%	0.13%
MIRM	F	0.18%	0.13%	0.13%
MODN	C	0.07%	0.13%	0.07%
NTST	B	0.27%	0.12%	0.12%
OSIS	C	0.2%	0.47%	0.2%
OSW	B	0.25%	0.42%	0.25%
PJT	B	0.47%	0.4%	0.4%
PRGS	D	0.44%	0.12%	0.12%
SKWD	C	0.11%	0.64%	0.11%
SPNT	B	0.24%	0.62%	0.24%
TR	F	0.07%	0.24%	0.07%
UFPT	B	0.11%	0.65%	0.11%
USLM	A	0.19%	0.77%	0.19%
WABC	C	0.31%	0.26%	0.26%

SMMV Overweight 259 Positions Relative to FYC

Symbol	Grade	Weight
MUSA	C	1.56%
RGLD	B	1.51%
ORI	A	1.5%
LSTR	C	1.43%
CHE	D	1.35%
ADC	B	1.31%
ATR	C	1.19%
RLI	B	1.18%
AXS	B	1.18%
FLO	B	1.16%
MDU	C	1.13%
IDA	B	1.13%
DLB	B	1.12%
SIGI	F	1.11%
WTM	D	1.09%
EXEL	F	1.07%
SFM	A	1.07%
CVLT	B	1.06%
NSIT	A	1.06%
ENSG	D	0.99%
NEU	D	0.93%
EHC	A	0.93%
THG	B	0.91%
LOPE	B	0.9%
RNR	D	0.9%
POST	B	0.86%
ALKS	F	0.86%
BJ	B	0.86%
CACI	B	0.83%
PBH	C	0.79%
ESGR	A	0.78%
SAIC	B	0.76%
PSN	D	0.74%
AM	A	0.74%
NWE	B	0.72%
PNM	C	0.71%
MSM	D	0.71%
FCN	B	0.71%
PAGP	B	0.69%
MSGS	C	0.67%
TGNA	B	0.66%
TKO	C	0.66%
AVA	B	0.66%
AVT	A	0.65%
WEN	D	0.64%
GNTX	D	0.64%
BWXT	D	0.62%
CCOI	F	0.62%
GHC	B	0.61%
HQY	D	0.61%
MGRC	D	0.61%
SON	B	0.58%
RYAN	C	0.58%
PNW	B	0.57%
CALM	C	0.56%
HESM	B	0.55%
INGR	B	0.54%
LANC	D	0.54%
PINC	F	0.54%
POR	B	0.53%
CWST	C	0.53%
MMS	B	0.52%
PDCO	F	0.52%
KBR	C	0.51%
WERN	D	0.51%
VRRM	A	0.51%
RGA	A	0.5%
EQC	B	0.48%
CASY	B	0.47%
TXRH	B	0.47%
STRA	B	0.43%
LLYVK	D	0.42%
REYN	B	0.42%
XENE	D	0.41%
OHI	C	0.41%
IONS	F	0.4%
PCVX	C	0.4%
SCI	D	0.39%
HCC	C	0.39%
ADUS	B	0.39%
BATRK	D	0.38%
HLI	A	0.38%
MCY	B	0.37%
FCFS	D	0.37%
GO	F	0.37%
OGS	D	0.36%
PRDO	B	0.36%
VVV	D	0.35%
ASH	B	0.34%
HMN	D	0.34%
NTCT	F	0.34%
OPCH	F	0.34%
HRB	B	0.34%
OGE	A	0.33%
ROG	C	0.33%
UNF	D	0.32%
VSH	C	0.32%
CWT	B	0.32%
SJW	C	0.31%
PRGO	D	0.31%
NHC	B	0.3%
SAFT	C	0.29%
XNCR	D	0.29%
SLGN	B	0.28%
SNDR	C	0.27%
DRS	B	0.27%
DTM	A	0.27%
UNM	B	0.26%
THS	F	0.26%
WMK	B	0.26%
CRAI	A	0.26%
EIG	D	0.26%
VIRT	A	0.26%
ODP	F	0.25%
NJR	C	0.25%
MRTN	D	0.25%
KRP	B	0.25%
WINA	C	0.25%
AMED	A	0.24%
EME	B	0.24%
GTY	C	0.24%
PEBO	C	0.23%
IRWD	F	0.22%
IMKTA	D	0.22%
AMSF	F	0.21%
SRPT	C	0.21%
CRVL	A	0.21%
JBSS	C	0.21%
GPK	C	0.21%
AGX	A	0.2%
ITCI	D	0.2%
INVA	B	0.2%
SHEN	D	0.19%
RARE	F	0.19%
REX	B	0.19%
ARW	C	0.19%
BBSI	B	0.19%
VIAV	F	0.19%
PRA	C	0.18%
LLYVA	F	0.18%
NYT	B	0.18%
CLW	B	0.17%
CCCS	F	0.17%
BFC	B	0.17%
COLD	D	0.17%
ARCH	F	0.17%
CNXN	C	0.17%
RGR	F	0.17%
DVAX	F	0.16%
CPK	C	0.16%
SPTN	C	0.16%
SUPN	F	0.16%
VREX	F	0.15%
PARR	F	0.15%
KFRC	D	0.15%
HSTM	B	0.15%
CTBI	B	0.15%
CWAN	C	0.15%
CSGS	F	0.14%
HUBG	B	0.14%
USPH	C	0.13%
UVE	B	0.13%
VVX	D	0.13%
BLKB	C	0.13%
PBF	F	0.13%
OLLI	D	0.13%
KNSA	C	0.13%
SMP	D	0.13%
ACHC	F	0.13%
GSBC	C	0.12%
PECO	F	0.12%
IRDM	D	0.12%
IDT	A	0.12%
CIEN	C	0.12%
HCKT	F	0.12%
EBF	B	0.12%
HTLD	D	0.12%
YORW	C	0.12%
THFF	C	0.11%
WT	B	0.11%
ACLX	D	0.11%
SMPL	C	0.11%
DJCO	B	0.11%
DHIL	C	0.11%
KNF	D	0.11%
FRPH	D	0.11%
CW	B	0.11%
IMXI	D	0.11%
FMNB	D	0.11%
FTRE	F	0.11%
KRYS	D	0.11%
CASS	D	0.11%
LTC	A	0.11%
CNX	B	0.11%
FPI	C	0.11%
DX	B	0.11%
AMN	D	0.1%
ATEX	F	0.1%
NRC	F	0.1%
KN	B	0.1%
HALO	B	0.1%
NPK	D	0.1%
MLTX	F	0.09%
QDEL	D	0.09%
TIPT	C	0.09%
PLXS	B	0.09%
CCBG	D	0.09%
INSM	F	0.09%
TARS	C	0.09%
RXO	C	0.09%
LYTS	B	0.09%
TBPH	D	0.09%
CHH	F	0.09%
USM	C	0.09%
HONE	C	0.09%
SCHL	F	0.09%
CRC	F	0.08%
SPFI	C	0.08%
ITOS	C	0.07%
BATRA	D	0.07%
SR	B	0.07%
VRDN	F	0.07%
DK	D	0.07%
JRVR	F	0.07%
SEB	C	0.07%
BHE	A	0.07%
ARKO	D	0.07%
BRBR	B	0.07%
DORM	D	0.07%
SENEA	B	0.07%
STEL	F	0.06%
IRON	F	0.06%
DCI	B	0.06%
RMR	C	0.06%
SWX	C	0.06%
CTS	B	0.06%
ATNI	F	0.06%
BMEA	F	0.06%
CRUS	A	0.06%
ZYME	D	0.06%
MCS	F	0.06%
PX	D	0.06%
UTZ	C	0.06%
PCRX	C	0.06%
VNOM	D	0.06%
TH	C	0.05%
KELYA	D	0.05%
NBTB	C	0.05%
DGICA	F	0.05%
ADEA	C	0.05%
UFCS	C	0.05%
MITK	C	0.05%
FOLD	F	0.04%
CCRN	F	0.04%
NTGR	F	0.04%
ACEL	F	0.04%
MYE	F	0.04%
ASLE	D	0.03%
IRBT	D	0.02%

SMMV Underweight 203 Positions Relative to FYC

Symbol	Grade	Weight
ALPN	A	-1.04%
IESC	C	-0.89%
OSCR	B	-0.82%
PRCT	B	-0.8%
ARDX	C	-0.8%
RXST	C	-0.78%
SMTC	B	-0.74%
ITRI	B	-0.74%
POWL	C	-0.73%
BKD	C	-0.71%
SKYW	B	-0.71%
MBIN	C	-0.69%
RDNT	A	-0.68%
TWST	B	-0.67%
GVA	A	-0.67%
DY	B	-0.65%
SHAK	C	-0.65%
PI	A	-0.65%
AROC	B	-0.65%
FWRG	F	-0.65%
PLMR	B	-0.64%
GBX	B	-0.64%
DSGR	B	-0.62%
ANIP	D	-0.62%
AZZ	B	-0.62%
ZETA	B	-0.61%
GFF	D	-0.61%
KYMR	D	-0.61%
STRL	B	-0.61%
QTWO	B	-0.6%
GRBK	D	-0.6%
PK	D	-0.6%
CMPR	D	-0.6%
SPR	D	-0.59%
TRIP	F	-0.59%
CAL	B	-0.59%
KRUS	D	-0.59%
ROAD	C	-0.59%
TNL	C	-0.59%
SGBX	F	-0.58%
VCEL	B	-0.58%
AGIO	B	-0.58%
LMND	C	-0.56%
TRN	B	-0.56%
AMRX	A	-0.56%
ALKT	C	-0.56%
TNC	D	-0.56%
PLAY	D	-0.55%
FOR	D	-0.55%
MYRG	D	-0.55%
SMMT	C	-0.55%
HLX	B	-0.54%
CRS	B	-0.54%
MRUS	C	-0.54%
EPAC	B	-0.54%
TGLS	B	-0.54%
RYTM	D	-0.52%
BASE	C	-0.51%
CLDX	D	-0.51%
JWN	B	-0.51%
BRP	B	-0.5%
GIC	F	-0.5%
CNK	C	-0.49%
HEES	F	-0.49%
SLG	B	-0.49%
VERX	C	-0.49%
CDRE	F	-0.49%
SMG	C	-0.49%
AMK	D	-0.49%
AMWD	D	-0.48%
AGM	D	-0.48%
HIMS	D	-0.48%
JBI	D	-0.47%
OUT	D	-0.46%
DFH	D	-0.46%
TMDX	B	-0.46%
PTGX	C	-0.46%
TNDM	B	-0.46%
MGNI	D	-0.45%
MIR	D	-0.45%
NSSC	C	-0.43%
LMAT	A	-0.43%
GERN	C	-0.43%
PTCT	C	-0.43%
ALG	D	-0.43%
BOWL	D	-0.42%
CLSK	D	-0.42%
TGTX	C	-0.41%
ENV	B	-0.41%
WNC	F	-0.4%
VECO	B	-0.4%
ACIW	A	-0.4%
NHI	A	-0.39%
PLAB	C	-0.39%
GBDC	C	-0.39%
WHD	B	-0.39%
KTOS	B	-0.39%
IIPR	B	-0.39%
DBRG	F	-0.39%
TPG	D	-0.38%
THR	B	-0.38%
ALRM	D	-0.37%
SQSP	A	-0.37%
GIII	C	-0.37%
DO	C	-0.37%
PAR	C	-0.37%
TGI	C	-0.36%
SCS	B	-0.36%
ACVA	D	-0.36%
IOSP	B	-0.36%
DRH	F	-0.35%
HRMY	F	-0.35%
ESRT	C	-0.35%
SXI	C	-0.35%
SHO	D	-0.35%
LKFN	C	-0.35%
SWI	B	-0.35%
BEAM	F	-0.35%
CPRX	C	-0.35%
ROCK	D	-0.34%
RRR	D	-0.34%
DOCN	C	-0.34%
RNG	C	-0.33%
SATS	C	-0.32%
FORM	B	-0.31%
HCP	C	-0.31%
DRVN	F	-0.29%
UEC	C	-0.28%
FTDR	B	-0.28%
XMTR	F	-0.27%
BANF	C	-0.27%
ALX	C	-0.27%
CARG	A	-0.26%
PMT	B	-0.26%
JOE	C	-0.26%
YELP	D	-0.26%
SYBT	B	-0.25%
TBBK	D	-0.25%
BANC	D	-0.25%
TDS	B	-0.25%
MCW	C	-0.25%
NEO	C	-0.25%
SBRA	B	-0.25%
AKR	B	-0.25%
HASI	B	-0.24%
UDMY	F	-0.24%
SKT	C	-0.24%
EVTC	D	-0.24%
MYGN	B	-0.24%
WRBY	B	-0.24%
PEB	D	-0.24%
PHR	D	-0.24%
UNIT	F	-0.24%
RKT	B	-0.24%
RAMP	F	-0.24%
RES	F	-0.23%
YOU	F	-0.22%
SRRK	D	-0.22%
BROS	B	-0.22%
GSAT	F	-0.22%
HLIT	D	-0.21%
CRDO	F	-0.21%
MTRN	F	-0.21%
OPEN	F	-0.2%
ARVN	F	-0.2%
ALHC	C	-0.17%
FLNC	D	-0.15%
LFST	C	-0.14%
JAMF	D	-0.14%
ZUO	C	-0.14%
LADR	B	-0.13%
ESE	C	-0.13%
CXM	F	-0.13%
AIV	B	-0.13%
CARS	C	-0.13%
FA	C	-0.13%
UPWK	C	-0.13%
NSA	C	-0.12%
AGYS	A	-0.12%
VCYT	C	-0.12%
VGR	C	-0.12%
CTKB	F	-0.12%
SITC	C	-0.12%
SPT	F	-0.12%
IVT	C	-0.12%
UMH	B	-0.12%
NABL	F	-0.12%
PRVA	F	-0.12%
VC	C	-0.12%
CERT	D	-0.12%
UE	B	-0.12%
DNLI	D	-0.11%
MORF	F	-0.11%
PZZA	F	-0.11%
RXRX	D	-0.11%
GSHD	F	-0.11%
PRO	F	-0.11%
DOCS	F	-0.11%
AGL	D	-0.1%
JACK	F	-0.1%
FLYW	F	-0.1%
APPN	F	-0.1%
XPEL	F	-0.08%