AHOY vs. FIW ETF Comparison

Comparison of Newday Ocean Health ETF (AHOY) to First Trust ISE Water Index Fund (FIW)

AHOY

Newday Ocean Health ETF

AHOY Description

Under normal market conditions, the fund will invest at least 80% of its net assets, plus any borrowings for investment purposes, in Ocean Health Companies. The fund categorizes an "Ocean Health Company" as a company that is concerned with and attentive to discharge of excess nutrients into bodies of water, end of lifecycle product waste, commitments to environmental protectionism, and/or CO2 emissions. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$24.11

Average Daily Volume

285

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FIW

First Trust ISE Water Index Fund

FIW Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the ISE Water Index(TM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified market-capitalization weighted portfolio of 36 stocks of companies as of March 31, 2013 that derive a substantial portion of their revenues from the potable and wastewater industries. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$101.80

Average Daily Volume

41,133

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AHOY	FIW
30 Days	-1.27%	-4.02%
60 Days	5.95%	3.47%
90 Days	3.99%	3.05%
12 Months	19.86%	18.22%

6 Overlapping Holdings

Symbol	Grade	Weight in AHOY	Weight in FIW	Overlap
A	D	3.83%	3.68%	3.68%
BMI	B	4.11%	2.28%	2.28%
ECL	A	4.81%	3.98%	3.98%
TTEK	B	5.06%	3.37%	3.37%
XYL	B	4.91%	4.19%	4.19%
ZWS	C	3.51%	1.86%	1.86%

AHOY Overweight 6 Positions Relative to FIW

Symbol	Grade	Weight
WMT	A	4.92%
COST	A	4.54%
MCK	A	4.29%
J	C	4.14%
KR	D	4.08%
CVS	D	2.91%

AHOY Underweight 27 Positions Relative to FIW

Symbol	Grade	Weight
VLTO	A	-4.4%
AWK	C	-4.24%
ROP	B	-3.78%
WTRG	C	-3.66%
WAT	F	-3.53%
WMS	C	-3.48%
PNR	D	-3.45%
CNM	D	-3.39%
IEX	F	-3.36%
AOS	C	-3.33%
IDXX	C	-3.29%
ACM	D	-3.25%
MLI	B	-3.21%
WTS	D	-2.72%
PRMW	B	-2.69%
VMI	B	-2.26%
ITRI	B	-2.19%
FLS	C	-2.19%
CWT	D	-2.08%
AWR	F	-1.97%
FELE	D	-1.81%
HWKN	B	-1.51%
MWA	C	-1.38%
MEG	B	-1.35%
LNN	D	-1.18%
SJW	F	-1.18%
SBS	F	-1.07%