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    Financial Adviser Stocks List

    Symbol Grade Name % Change
    NML A Neuberger Berman Energy Infrastructure & Income Fund, Inc. 1.05
    OBDC A Blue Owl Capital Corporation -1.35
    AEG A AEGON N.V. 0.48
    PTMN A Portman Ridge Finance Corporation 0.46
    VOYA B ING U.S. Inc. 0.15
    LPLA B LPL Financial Holdings Inc. -0.59
    OBDE B Blue Owl Capital Corporation III 1.03
    SIEB B Siebert Financial Corp. -4.96
    DHIL C Diamond Hill Investment Group, Inc. 2.15
    SLF D Sun Life Financial Inc. 1.11
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    Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
    Related Stock Lists: Disability Financial Advisors Business Development Company Insurance Insurance Products Investment Management Consulting Firm Critical Illness Custodial Services Direct Lending Investment Advisory Services Retirement Products Riversource U.S. Securities And Exchange Commission Wealth Management Actuarial Science Advisory And Related Services Advisory Services Affinity Groups Annuities

    Related ETFs - A few ETFs which own one or more of the above listed Financial Adviser stocks.

    Symbol Grade Name Weight
    WCEO C Hypatia Women CEO ETF 1.33
    DEEP C Roundhill Acquirers Deep Value ETF 1.04
    FDM A First Trust DJ Select MicroCap ETF 0.71
    SQLV D Legg Mason Small-Cap Quality Value ETF 0.41
    SMLV B SPDR Russell 2000 Low Volatility 0.34
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    Compare FDM to SQLV Compare WCEO to DEEP Compare WCEO to FDM

        Financial Adviser Stocks Recent News

        Date Stock Title
        May 9 OBDC Blue Owl Capital  declares $0.37 dividend
        May 8 SLF F&G Annuities & Life, Inc. (FG) Lags Q1 Earnings Estimates
        May 8 OBDC Blue Owl Capital Corp. Q1 earnings trail consensus as investment income falls
        May 8 OBDC Blue Owl Capital NII of $0.47 misses by $0.02
        May 8 OBDC Blue Owl Capital Corporation Reports First Quarter Net Investment Income Per Share of $0.47 and NAV Per Share of $15.47
        May 8 LPLA LPL Financial Closes Acquisition of Crown Capital Securities
        May 8 AEG Aegon publishes agenda for 2024 Annual General Meeting
        May 7 SLF Brighthouse Financial (BHF) Q1 Earnings Beat Estimates
        May 7 OBDC Blue Owl Capital  Q1 Earnings Preview
        May 7 VOYA Voya Investment Management to host a webcast for the Voya Global Advantage and Premium Opportunity Fund; Voya Global Equity Dividend and Premium Opportunity Fund; and Voya Infrastructure, Industrials and Materials Fund.
        May 7 LPLA Thimble Island Private Wealth Launches With Support From LPL Strategic Wealth Services
        May 6 SLF Sun Life announces partnership with UKG to automate and simplify absence management for employers
        May 6 SLF Sun Life steps up and pledges more than $1 million for youth mental health
        May 6 LPLA Burlwood Wealth Launches With Support From LPL Strategic Wealth Services
        May 6 OBDC Blue Owl Capital Is Still One Of My Favorite BDCs Yielding Over 9%
        May 6 SLF Three Leading Canadian Dividend Stocks With Yields Up To 5.5%
        May 6 OBDC Blue Owl Capital: Adding More Before Earnings Due To High Growth
        May 3 LPLA Week’s Best: You Got Your Tax Refund. Now What?
        May 3 LPLA LPL Financial Holdings Inc. Just Recorded A 8.5% EPS Beat: Here's What Analysts Are Forecasting Next
        May 2 LPLA It's not just wirehouses: Lure of independence strong for IBD advisors
        Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
        Related Stock Lists: Registered Investment Adviser Advisory And Related Services Asset Management Services Business Management Casualty Insurance Consumer Finance Direct Marketing Financial Products Fund Management Services Group Insurance Income Products Institutional Products Insurance Insurance Agents Insurance Products Investment Advisers Act Investment Advisory Services Investment Product Jackson National Life Life Insurance
        Financial Adviser

        A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.

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