RPV vs. MGMT ETF Comparison

Comparison of Guggenheim S&P 500 Pure Value ETF (RPV) to Ballast Small/Mid Cap ETF (MGMT)

RPV

Guggenheim S&P 500 Pure Value ETF

RPV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P 500 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P 500 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$82.52

Average Daily Volume

128,657

Number of Holdings ^*

* may have additional holdings in another (foreign) market

MGMT

Ballast Small/Mid Cap ETF

MGMT Description

The investment seeks to generate positive risk adjusted returns. Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.

Grade (RS Rating)

Last Trade

$35.08

Average Daily Volume

10,696

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	RPV	MGMT
30 Days	-4.82%	-4.53%
60 Days	-0.51%	-2.18%
90 Days	-1.74%	-3.26%
12 Months	8.80%	0.72%

1 Overlapping Holdings

	Symbol	Grade	Weight in RPV	Weight in MGMT	Overlap
	BWA	F	1.32%	1.77%	1.32%

RPV Overweight 94 Positions Relative to MGMT

Symbol	Grade	Weight
GM	B	4.22%
BRK.A	C	3.57%
F	D	2.69%
UAL	C	2.53%
C	D	2.14%
TSN	D	2.11%
PARA	F	2.11%
VLO	D	2.1%
VTRS	F	2.07%
MHK	D	2.04%
BG	C	1.93%
KR	D	1.81%
CVS	F	1.77%
CFG	D	1.69%
CNC	D	1.68%
IVZ	D	1.68%
WRK	C	1.64%
PSX	D	1.6%
WBA	F	1.57%
MCK	A	1.57%
HPE	A	1.45%
KMX	D	1.45%
CI	D	1.43%
WBD	F	1.32%
NRG	B	1.28%
IP	B	1.27%
COF	D	1.25%
BBY	B	1.23%
TFC	D	1.16%
UHS	A	1.13%
SYF	D	1.09%
AAL	F	1.09%
CAH	D	1.09%
ADM	D	1.07%
PRU	C	1.06%
BAC	A	1.04%
L	D	1.01%
LUV	B	1.0%
AIG	D	1.0%
WFC	D	1.0%
MTB	D	0.98%
KHC	D	0.94%
MOS	F	0.9%
BK	B	0.89%
HBAN	D	0.83%
T	B	0.79%
IFF	B	0.77%
STT	D	0.77%
TAP	F	0.75%
KEY	D	0.74%
RF	C	0.73%
GS	B	0.72%
HIG	B	0.7%
BEN	F	0.7%
MET	D	0.64%
DOW	D	0.62%
EQT	C	0.61%
ELV	B	0.59%
VZ	C	0.59%
CMA	D	0.58%
AIZ	D	0.58%
FITB	D	0.57%
PNC	D	0.56%
EG	D	0.56%
CAG	D	0.56%
EMN	B	0.56%
SWK	D	0.54%
TGT	D	0.54%
HPQ	B	0.54%
EVRG	C	0.53%
ALL	D	0.52%
LYB	D	0.51%
CINF	D	0.51%
PNW	B	0.5%
SYY	D	0.5%
KMI	B	0.5%
CTVA	D	0.5%
ARE	C	0.49%
PFG	D	0.49%
TRV	D	0.49%
FOXA	B	0.48%
HSIC	D	0.48%
ES	D	0.48%
USB	D	0.47%
FDX	D	0.47%
CVX	D	0.47%
ALB	F	0.46%
CHRW	B	0.46%
BIO	F	0.45%
LKQ	F	0.44%
NWSA	B	0.42%
HUM	C	0.35%
FOX	B	0.24%
NWS	B	0.13%

RPV Underweight 45 Positions Relative to MGMT

Symbol	Grade	Weight
NRP	B	-5.21%
AGM	D	-3.57%
AZZ	C	-3.37%
PHIN	C	-3.27%
CEIX	B	-3.27%
CVCO	C	-3.09%
MTG	C	-3.06%
CASS	D	-2.61%
EXP	D	-2.57%
BELFB	B	-2.52%
TDC	D	-2.51%
GEO	D	-2.41%
LSTR	D	-2.41%
SOI	F	-2.28%
CBNK	D	-2.23%
IGIC	B	-2.19%
LII	A	-2.07%
SFM	B	-2.02%
PATK	D	-1.95%
IMXI	C	-1.94%
BIOX	F	-1.87%
GSM	C	-1.83%
TRIP	F	-1.82%
BLCO	C	-1.81%
NTIC	B	-1.74%
ATKR	F	-1.74%
CRMT	D	-1.72%
GPRE	F	-1.7%
DOX	F	-1.69%
EPR	D	-1.66%
KOS	F	-1.56%
RMNI	B	-1.51%
IPGP	F	-1.48%
KN	B	-1.44%
ECVT	F	-1.42%
UFPT	B	-1.41%
RCMT	F	-1.26%
EPSN	C	-1.16%
TKR	D	-1.15%
BCO	B	-1.01%
IRMD	B	-0.95%
CMP	F	-0.91%
G	D	-0.88%
EXTR	C	-0.86%
LAMR	C	-0.04%