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    Financial Adviser Stocks List

    Symbol Grade Name % Change
    LPLA A LPL Financial Holdings Inc. 1.12
    NML A Neuberger Berman Energy Infrastructure & Income Fund, Inc. 0.11
    DHIL A Diamond Hill Investment Group, Inc. 1.43
    SLF A Sun Life Financial Inc. -0.31
    SIEB B Siebert Financial Corp. 3.64
    VOYA B ING U.S. Inc. 1.24
    OBDC B Blue Owl Capital Corporation 1.00
    OBDE B Blue Owl Capital Corporation III 0.68
    KBDC C Kayne Anderson BDC, Inc. 0.61
    AEG C AEGON N.V. -0.48
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    Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
    Related Stock Lists: Disability Financial Advisors Business Development Company Insurance Insurance Products Consulting Firm Critical Illness Custodial Services Direct Lending Investment Advisory Services Investment Management Retirement Products Riversource U.S. Securities And Exchange Commission Wealth Management Actuarial Science Advisory And Related Services Advisory Services Affinity Groups Annuities

    Related ETFs - A few ETFs which own one or more of the above listed Financial Adviser stocks.

    Symbol Grade Name Weight
    WBIF A WBI Large Cap Tactical Value Shares 3.26
    MVFD A Monarch Volume Factor Dividend Tree Index ETF 3.0
    FOVL A iShares Focused Value Factor ETF 2.38
    ARB B AltShares Merger Arbitrage ETF 1.78
    XMLV A PowerShares S&P MidCap Low Volatility Portfolio 1.52
    View all Financial Adviser ETFs...
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    Compare MVFD to ARB Compare MVFD to FOVL Compare WBIF to MVFD

        Financial Adviser Stocks Recent News

        Date Stock Title
        Nov 22 SLF Sun Life Hits 52-Week High But Lags Industry: How to Play the Stock?
        Nov 22 SLF Sun Life and Tribal Wi-Chi-Way-Win Capital Corporation partner to serve Canadians and create local jobs in Winnipeg
        Nov 22 LPLA Week’s Best: Former SEC Chief Jay Clayton’s Return to Government
        Nov 22 SLF /R E P E A T -- MEDIA ADVISORY - Sun Life and Tribal Wi-Chi-Way-Win Capital Corporation announce partnership to serve Canadians and create local jobs in Winnipeg/
        Nov 22 VOYA Here's What We Like About Voya Financial's (NYSE:VOYA) Upcoming Dividend
        Nov 21 LPLA LPL Financial Reports Monthly Activity for October 2024
        Nov 21 VOYA Voya Financial Stock Rises 18.5% in 3 Months: Jump in or Wait out?
        Nov 21 AEG With 43% institutional ownership, Aegon Ltd. (AMS:AGN) is a favorite amongst the big guns
        Nov 20 LPLA These 19 stocks are poised for tax reform turbocharge - Jefferies
        Nov 20 LPLA LPL Financial Welcomes Strata Financial Group
        Nov 20 SLF Top TSX Dividend Stocks To Consider In November 2024
        Nov 20 OBDC 10% Yields, Blue Chip BDC: Blue Owl Capital
        Nov 19 OBDC Ares Capital Vs Blue Owl Capital: Only One 9%+ Yield Is A Buy
        Nov 19 SLF MEDIA ADVISORY - Sun Life and Tribal Wi-Chi-Way-Win Capital Corporation announce partnership to serve Canadians and create local jobs in Winnipeg
        Nov 18 LPLA LPL Made a $300 Million Bet on Serving Insurers. Prudential Is Its First Client.
        Nov 18 LPLA Prudential Financial Completes Integration with LPL Financial Platform, Delivering Experience Upgrade for its Retail Arm, Prudential Advisors
        Nov 18 NML NML: Well-Positioned For The Incoming Administration
        Nov 16 KBDC Kayne Anderson BDC: I Have Never Seen So Underrated BDC
        Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
        Related Stock Lists: Business Development Company Financial Advisors Insurance Insurance Products Disability Investment Management Retirement Products Asset Management Services Casualty Insurance Consulting Firm Critical Illness Direct Lending Financial Products Insurance Agents Investment Company Life Insurance Private Equity Protection Products Registered Investment Adviser Retail Financial Products
        Financial Adviser

        A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.

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