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Financial Adviser Stocks List

Symbol Grade Name % Change
DHIL C Diamond Hill Investment Group, Inc. -1.25
PTMN A Portman Ridge Finance Corporation 0.00
LPLA A LPL Financial Holdings Inc. 1.32
SIEB F Siebert Financial Corp. 3.08
AEB A AEGON N.V. Perp. Cap. Secs. Floating Rate (Netherlands) -0.16
AEG C AEGON N.V. 1.08
NML B Neuberger Berman MLP Income Fund Inc. 0.23
PUK B Prudential Public Limited Company -0.28
SLF A Sun Life Financial Inc. -0.60
VOYA A ING U.S. Inc. 1.32
WDR D Waddell & Reed Financial, Inc. 0.00
DSE B Duff & Phelps Select Energy MLP Fund Inc. 2.30
AMK F AssetMark Financial Holdings, Inc. 0.27
RESP A WisdomTree U.S. ESG Fund 0.18
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Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Other
Related Stock Lists: Financial Advisors Disability Investment Management Insurance Insurance Products Investment Products Life Insurance Registered Investment Adviser Retirement Products Wealth Management Annuity Products Consulting Firm Critical Illness ETF Exchange Traded Fund Investment Advisory Services Life Insurance Products Managed Account Protection Products Riversource

Related ETFs - A few ETFs which own one or more of the above listed Financial Adviser stocks.

Symbol Grade Name Weight
IAI B iShares U.S. Broker-Dealers ETF 4.96
KCE A SPDR S&P Capital Markets ETF 4.27
PFI B PowerShares Dynamic Financial 4.25
MARB C First Trust Merger Arbitrage ETF 3.08
IVDG C Invesco Focused Discovery Growth ETF 2.56
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    • Recent Signals

    Date Stock Signal Type
    2021-04-14 AEG Bollinger Band Squeeze Range Contraction
    2021-04-14 DHIL 20 DMA Resistance Bearish
    2021-04-14 DSE Bollinger Band Squeeze Range Contraction
    2021-04-14 DSE 20 DMA Support Bullish
    2021-04-14 DSE Pocket Pivot Bullish Swing Setup
    2021-04-14 DSE Wide Range Bar Range Expansion
    2021-04-14 LPLA Stochastic Sell Signal Bearish
    2021-04-14 LPLA Bollinger Band Squeeze Range Contraction
    2021-04-14 LPLA New 52 Week High Strength
    2021-04-14 NML Pocket Pivot Bullish Swing Setup
    2021-04-14 NML Shooting Star Candlestick Bearish
    2021-04-14 NML Doji - Bearish? Reversal
    2021-04-14 NML Lizard Bearish Bearish Day Trade Setup
    2021-04-14 NML Bollinger Band Squeeze Range Contraction
    2021-04-14 PTMN 1,2,3 Pullback Bullish Bullish Swing Setup
    2021-04-14 PTMN New 52 Week High Strength
    2021-04-14 PTMN Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
    2021-04-14 PTMN Upper Bollinger Band Walk Strength
    2021-04-14 PUK Bollinger Band Squeeze Range Contraction
    2021-04-14 PUK 20 DMA Support Bullish
    2021-04-14 RESP Pocket Pivot Bullish Swing Setup
    2021-04-14 RESP New 52 Week High Strength
    2021-04-14 RESP NR7 Range Contraction
    2021-04-14 RESP Volume Surge Other
    2021-04-14 RESP Narrow Range Bar Range Contraction
    2021-04-14 RESP New 52 Week Closing High Bullish
    2021-04-14 RESP Gilligan's Island Sell Setup Bearish Swing Setup
    2021-04-14 SIEB Narrow Range Bar Range Contraction
    2021-04-14 SLF Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
    2021-04-14 SLF Upper Bollinger Band Walk Strength
    2021-04-14 SLF Bollinger Band Squeeze Range Contraction
    2021-04-14 VOYA New 52 Week Closing High Bullish
    2021-04-14 VOYA New 52 Week High Strength

    Recent News for Financial Adviser Stocks

    Date Stock Title
    Apr 14 AMK What Makes AssetMark Financial (AMK) a New Buy Stock
    Apr 14 DHIL Introducing Diamond Hill Investment Group (NASDAQ:DHIL), A Stock That Climbed 64% In The Last Year
    Apr 13 WDR Why Waddell & Reed Financial (WDR) Stock Might be a Great Pick?
    Apr 13 VOYA Voya offers first-of-its-kind nonqualified deferred compensation distribution portfolios for workplace clients
    Apr 13 AMK AssetMark Releases 2020 Charitable Giving Report and Honors Financial Advisors with Community Inspiration Award
    Apr 13 SLF Sun Life's Rowena Chan named among Canada's Leaders of Change
    Apr 13 WDR Waddell & Reed Financial, Inc. Announces March 31, 2021 Assets Under Management, Assets Under Administration and Advisor Count
    Apr 13 AEG Elisabetta Caldera joins Aegon as Chief Human Resources Officer
    Apr 12 AMK AssetMark Financial March platform assets leap 40.9% Y/Y
    Apr 12 AMK March AMK Report
    Apr 12 LPLA LPL Recruits $650M Merrill Lynch Team for New Breakaway Business
    Apr 12 LPLA NorthEnd Private Wealth Launches With Support of LPL Financial
    Apr 12 VOYA Yvette Butler joins Voya Financial board of directors
    Apr 12 PUK 10 Best Home Insurance Companies
    Apr 8 LPLA LPL Financial Welcomes Woods Financial Group
    Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Other
    Related Stock Lists: Financial Advisors Disability Investment Management Insurance Insurance Products Investment Products Life Insurance Registered Investment Adviser Retirement Products Wealth Management Annuity Products Consulting Firm Critical Illness ETF Exchange Traded Fund Investment Advisory Services Life Insurance Products Managed Account Protection Products Riversource

    A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.

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