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    Financial Adviser Stocks List

    Symbol Grade Name % Change
    OBDC A Blue Owl Capital Corporation 0.44
    PTMN A Portman Ridge Finance Corporation 0.72
    NML A Neuberger Berman Energy Infrastructure & Income Fund, Inc. -0.54
    AEG A AEGON N.V. -1.13
    OBDE B Blue Owl Capital Corporation III -1.29
    SIEB B Siebert Financial Corp. -0.92
    LPLA B LPL Financial Holdings Inc. -0.88
    AMK B AssetMark Financial Holdings, Inc. -0.71
    SLF C Sun Life Financial Inc. -0.29
    VOYA C ING U.S. Inc. 0.96
    View As Page of Charts
    Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
    Related Stock Lists: Financial Advisors Disability Investment Management Business Development Company Insurance Insurance Products Retirement Products Wealth Management Consulting Firm Critical Illness Custodial Services Direct Lending Riversource U.S. Securities And Exchange Commission Actuarial Science Advisory Services Affinity Groups Annuities Annuity Products Asset Management Products

    Related ETFs - A few ETFs which own one or more of the above listed Financial Adviser stocks.

    Symbol Grade Name Weight
    PBDC A Putnam BDC Income ETF 12.65
    GK D AdvisorShares Gerber Kawasaki ETF 4.66
    IAI B iShares U.S. Broker-Dealers ETF 3.24
    FFND D The Future Fund Active ETF 2.84
    NUMG C NuShares ESG Mid-Cap Growth ETF 2.37
    View all Financial Adviser ETFs...
    Compare ETFs
    Compare GK to IAI Compare GK to NUMG Compare PBDC to NUMG

        Financial Adviser Stocks Recent News

        Date Stock Title
        Apr 24 VOYA F&G Annuities & Life, Inc. (FG) Earnings Expected to Grow: Should You Buy?
        Apr 24 SLF Sun Life hosts first quarter 2024 earnings conference call
        Apr 23 LPLA Analysts Estimate LPL Financial Holdings Inc. (LPLA) to Report a Decline in Earnings: What to Look Out for
        Apr 23 VOYA Analysts Estimate Voya Financial (VOYA) to Report a Decline in Earnings: What to Look Out for
        Apr 23 LPLA LPL and Momentum Wealth Partners Welcome Sussex Wealth Partners
        Apr 23 AMK Invesco (IVZ) Q1 Earnings and Revenues Miss Estimates
        Apr 23 VOYA Major Global Businesses Adopt Oracle Database@Azure Worldwide
        Apr 22 LPLA Ex-Merrill Lynch Advisor With $820 Million Jumps to LPL Financial
        Apr 22 LPLA Heritage Private Wealth launches with support from LPL Strategic Wealth Services
        Apr 21 SLF Sun Life Financial: A Safe, Long-Term Dividend Grower
        Apr 20 SLF 15 Best Places to Retire in Ontario
        Apr 19 VOYA Voya Increases Distribution Rate on 5 Funds
        Apr 18 LPLA LPL Financial Welcomes Spotlight Financial
        Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
        Related Stock Lists: Business Development Company Disability Financial Advisors Insurance Insurance Products Investment Management Riversource Asset Management Services Casualty Insurance Custodial Services Direct Lending Financial Products Income Products Insurance Agents Investment Advisory Services Investment Product Registered Investment Adviser Retail Financial Products U.S. Securities And Exchange Commission Wealth Management
        Financial Adviser

        A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.

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