SMIZ vs. SBIO ETF Comparison

Comparison of Zacks Small/Mid Cap ETF (SMIZ) to ALPS Medical Breakthroughs ETF (SBIO)
SMIZ

Zacks Small/Mid Cap ETF

SMIZ Description

The fund seeks to generate positive risk-adjusted returns (positive rate of return after adjustment for the amount of risk taken) by, under normal circumstances, investing at least 80% of its net assets (including any borrowings for investment purposes) in equity securities of small and midsize companies listed on U.S. stock exchanges or derivatives linked to such securities.

Grade (RS Rating)

Last Trade

$36.24

Average Daily Volume

15,943

Number of Holdings *

206

* may have additional holdings in another (foreign) market
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.27

Average Daily Volume

8,555

Number of Holdings *

83

* may have additional holdings in another (foreign) market
Performance
Period SMIZ SBIO
30 Days 8.64% -1.01%
60 Days 10.03% 1.11%
90 Days 11.78% 3.38%
12 Months 39.20% 52.38%
4 Overlapping Holdings
Symbol Grade Weight in SMIZ Weight in SBIO Overlap
ALKS B 0.0% 3.15% 0.0%
ALLO F 0.23% 0.35% 0.23%
ARVN D 0.48% 1.06% 0.48%
KRYS B 0.37% 3.39% 0.37%
SMIZ Overweight 202 Positions Relative to SBIO
Symbol Grade Weight
EME C 1.8%
BRBR A 1.22%
SLVM B 1.1%
PRA C 1.08%
MCY A 1.06%
NTRS A 1.06%
PODD C 1.04%
ADMA B 1.03%
CBSH A 0.97%
COFS A 0.96%
KW B 0.95%
MUSA A 0.95%
SNV B 0.95%
DDOG A 0.95%
CWT D 0.94%
NTAP C 0.93%
FISI A 0.91%
LNG B 0.9%
RYAN B 0.88%
FLS B 0.88%
ANET C 0.88%
PRM C 0.88%
FULT A 0.88%
LRN A 0.86%
MCK B 0.84%
WMB A 0.83%
TROW B 0.81%
GWRE A 0.8%
ALX D 0.8%
TOL B 0.77%
SEIC B 0.77%
CBAN B 0.76%
ICUI D 0.75%
NRIM A 0.75%
IBKR A 0.73%
TMHC B 0.72%
RMBS C 0.71%
CEG D 0.71%
NI A 0.7%
AYI B 0.69%
HHH B 0.68%
SOFI A 0.67%
PK B 0.66%
RCL A 0.66%
FIX A 0.65%
CHCO B 0.64%
BMI B 0.63%
YEXT A 0.63%
TTWO A 0.62%
IR B 0.62%
HQY B 0.62%
CINF A 0.62%
MEDP D 0.62%
OHI C 0.61%
VMI B 0.61%
BSRR B 0.61%
WTS B 0.59%
IFF D 0.58%
EIX B 0.57%
HIG B 0.57%
COIN C 0.57%
HUBB B 0.57%
GLW B 0.57%
BMRC B 0.57%
TWLO A 0.56%
VECO F 0.56%
UAL A 0.56%
JHG A 0.55%
ANF C 0.55%
VAL D 0.55%
APH A 0.54%
KREF D 0.54%
NCLH B 0.54%
PHM D 0.53%
ALRS D 0.53%
FLR B 0.51%
ALTR B 0.51%
MASI A 0.5%
MATX C 0.5%
WING D 0.5%
UNM A 0.5%
WEAV B 0.48%
ZBRA B 0.48%
PRI A 0.48%
SPT C 0.47%
IRDM D 0.47%
MHO D 0.46%
RMD C 0.46%
PKG A 0.46%
PSTL D 0.45%
ITT A 0.44%
NWPX A 0.44%
CMTG F 0.43%
WAB B 0.43%
TAP C 0.42%
DX B 0.42%
JANX C 0.42%
SIRI C 0.42%
AOSL C 0.42%
CHRW C 0.42%
DUOL A 0.42%
LDOS C 0.41%
ICFI F 0.4%
GTLB B 0.4%
POWL C 0.4%
CSR B 0.39%
UIS B 0.39%
EXPD D 0.38%
BTU B 0.38%
BAH F 0.38%
CSL C 0.38%
CRS A 0.38%
TXT D 0.38%
HOLX D 0.37%
HY D 0.37%
HCAT D 0.36%
KBH D 0.36%
APPF B 0.36%
VCYT B 0.36%
DRI B 0.35%
CBOE B 0.35%
KKR A 0.35%
ILMN D 0.35%
TRU D 0.34%
URBN C 0.34%
GRBK D 0.34%
THC D 0.34%
SPSC C 0.34%
FTNT C 0.33%
DOCU A 0.33%
UI A 0.33%
OKTA C 0.33%
GAP C 0.33%
ROST C 0.32%
QLYS C 0.32%
CCS D 0.31%
ACGL D 0.31%
OMC C 0.31%
RDFN D 0.3%
RIOT C 0.3%
HSTM B 0.3%
HAE C 0.29%
COOP B 0.29%
RBB B 0.28%
LHX C 0.28%
UHS D 0.27%
AWK D 0.27%
FSLY D 0.26%
EVTC B 0.26%
ADUS D 0.26%
MTG C 0.26%
EPC D 0.26%
GNTY A 0.25%
HRB D 0.25%
PCVX D 0.24%
AZEK A 0.24%
GIII D 0.23%
MSGS A 0.23%
EVER F 0.23%
INSP D 0.23%
HL D 0.22%
WASH C 0.22%
IRM D 0.22%
KMPR B 0.22%
AIZ A 0.22%
NYT C 0.22%
PAHC C 0.22%
BRO B 0.21%
EXAS D 0.21%
ZM B 0.21%
VRSK A 0.21%
SN D 0.19%
STNE F 0.18%
AXS A 0.18%
TMDX F 0.17%
MKC D 0.17%
BMRN D 0.16%
PHR F 0.16%
OMCL C 0.16%
AFL B 0.15%
AEO F 0.13%
STKS F 0.12%
COUR F 0.12%
HRTX F 0.09%
RUN F 0.07%
SPCE D 0.04%
VST B 0.01%
ZUO B 0.01%
AXTA A 0.01%
NPAB B 0.01%
ENR B 0.01%
DFH D 0.0%
CWCO C 0.0%
CPF A 0.0%
POST C 0.0%
OPCH D 0.0%
PARR D 0.0%
WMS D 0.0%
MGM D 0.0%
CARG C 0.0%
AGNC D 0.0%
TSN B 0.0%
SMIZ Underweight 79 Positions Relative to SBIO
Symbol Grade Weight
CORT B -3.66%
RNA D -3.29%
ACLX C -3.19%
CRNX C -2.95%
IMVT F -2.66%
DNLI D -2.36%
MRUS F -2.21%
AGIO C -2.05%
PTCT B -2.02%
XENE D -2.01%
VRNA B -1.98%
FOLD F -1.95%
EWTX C -1.92%
ACAD D -1.89%
VERA B -1.82%
ZLAB C -1.79%
VCEL B -1.73%
PTGX C -1.61%
CGON F -1.57%
IDYA F -1.53%
GERN D -1.48%
MIRM B -1.47%
KROS D -1.4%
LBPH A -1.4%
AKRO B -1.32%
MNKD C -1.26%
IRON B -1.21%
GLPG D -1.19%
TARS B -1.16%
IMCR D -1.07%
CLDX F -1.06%
BCRX D -0.99%
XNCR B -0.98%
RCUS F -0.95%
NTLA F -0.94%
SNDX F -0.93%
SPRY D -0.88%
VRDN D -0.84%
KURA F -0.83%
DAWN F -0.82%
AUPH B -0.78%
PHVS C -0.76%
APLT B -0.72%
COGT D -0.69%
ETNB C -0.57%
LQDA D -0.54%
PLRX F -0.53%
PRTA F -0.52%
ERAS C -0.51%
REPL B -0.5%
IRWD F -0.44%
AVXL B -0.42%
ANNX F -0.4%
MLYS F -0.39%
ALT C -0.37%
OLMA F -0.37%
ANAB F -0.36%
FLGT F -0.35%
CELC F -0.34%
YMAB F -0.34%
URGN F -0.34%
SVRA D -0.34%
FULC F -0.33%
TBPH C -0.32%
FDMT F -0.31%
GHRS C -0.31%
ARCT F -0.31%
AURA D -0.3%
ALEC F -0.28%
CMPS F -0.23%
ACIU C -0.22%
VNDA C -0.2%
ITOS F -0.19%
STRO F -0.17%
ALDX D -0.17%
ZNTL F -0.17%
ENTA F -0.14%
INZY F -0.12%
HLVX D -0.06%
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