SHRT vs. HTEC ETF Comparison

Comparison of Gotham Short Strategies ETF (SHRT) to Robo Global Healthcare Technology and Innovation ETF (HTEC)

SHRT

Gotham Short Strategies ETF

SHRT Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities (i.e., swaps), primarily of companies traded on U.S. markets. The fund"s sub-adviser, Gotham Asset Management, LLC ("Gotham" or the "Sub-Adviser") seeks to maintain the fund"s net equity exposure, which is the value of the fund"s long positions minus its short positions, at approximately 50% net short.

Grade (RS Rating)

Last Trade

$7.55

Average Daily Volume

2,487

Number of Holdings ^*

200

* may have additional holdings in another (foreign) market

HTEC

Robo Global Healthcare Technology and Innovation ETF

HTEC Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the price and yield performance of the ROBO Global Healthcare Technology and Innovation Index. The fund will normally invest at least 80% of its total assets in securities of the index or in depositary receipts representing securities of the index. The index is designed to measure the performance of companies that have a portion of their business and revenue derived from the field of healthcare technology, and the potential to grow within this space through innovation and market adoption of such companies products and services. It is non-diversified.

Grade (RS Rating)

Last Trade

$28.91

Average Daily Volume

4,574

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHRT	HTEC
30 Days	-7.59%	1.71%
60 Days	-8.76%	-0.64%
90 Days	-8.43%	-1.78%
12 Months	-6.99%	15.88%

16 Overlapping Holdings

Symbol	Grade	Weight in SHRT	Weight in HTEC	Overlap
BMRN	D	0.42%	0.9%	0.42%
CTLT	B	0.75%	1.6%	0.75%
EW	C	0.19%	1.59%	0.19%
GEHC	F	0.01%	1.37%	0.01%
GMED	A	0.11%	1.43%	0.11%
HOLX	D	0.58%	1.27%	0.58%
ILMN	D	0.22%	1.79%	0.22%
IQV	D	0.33%	1.29%	0.33%
ISRG	A	0.12%	2.02%	0.12%
NTRA	B	0.03%	2.62%	0.03%
PEN	B	0.09%	1.98%	0.09%
QGEN	D	1.01%	1.43%	1.01%
REGN	F	0.08%	1.06%	0.08%
RVTY	F	1.12%	1.63%	1.12%
SYK	C	0.23%	1.89%	0.23%
TMO	F	0.12%	1.48%	0.12%

SHRT Overweight 184 Positions Relative to HTEC

Symbol	Grade	Weight
GM	B	2.09%
TGT	F	2.05%
THC	D	1.9%
LRCX	F	1.84%
LPX	B	1.65%
FMC	D	1.45%
BIIB	F	1.36%
CHWY	B	1.34%
CVX	A	1.31%
CRUS	D	1.26%
SWKS	F	1.21%
TSN	B	1.15%
ELAN	D	1.13%
EOG	A	1.12%
PPC	C	1.09%
GTLS	B	1.08%
ZBRA	B	1.0%
WBA	F	0.92%
JBHT	C	0.9%
QRVO	F	0.88%
LII	A	0.84%
MATX	C	0.83%
MU	D	0.82%
CHTR	C	0.82%
JCI	C	0.81%
NOC	D	0.81%
MTZ	B	0.8%
D	C	0.8%
KLAC	D	0.8%
UPS	C	0.8%
UHS	D	0.8%
TKO	B	0.78%
INGR	B	0.73%
FCX	D	0.71%
MKSI	C	0.71%
CEG	D	0.69%
OVV	B	0.69%
ICUI	D	0.67%
STX	D	0.66%
WDC	D	0.65%
LHX	C	0.65%
PFE	D	0.65%
CROX	D	0.64%
J	F	0.63%
CL	D	0.63%
MOH	F	0.63%
BALL	D	0.62%
MUR	D	0.61%
MRO	B	0.59%
ENPH	F	0.57%
KMX	B	0.56%
EL	F	0.56%
RGEN	D	0.55%
POST	C	0.55%
ANET	C	0.51%
EME	C	0.5%
AVNT	B	0.5%
CNX	A	0.5%
ECL	D	0.5%
AVTR	F	0.49%
ABBV	D	0.48%
NCLH	B	0.48%
FSS	B	0.47%
CLX	B	0.46%
EXEL	B	0.46%
SCCO	F	0.45%
TPX	B	0.44%
HALO	F	0.44%
GNRC	B	0.43%
CCK	C	0.4%
MAS	D	0.39%
SLGN	A	0.38%
LTH	C	0.37%
VMC	B	0.36%
HAS	D	0.35%
NSC	B	0.35%
DD	D	0.35%
CF	B	0.34%
TRU	D	0.34%
ZTS	D	0.33%
GD	F	0.33%
MSGS	A	0.32%
VMI	B	0.32%
AMAT	F	0.31%
CI	F	0.31%
XRAY	F	0.31%
JAZZ	B	0.3%
LKQ	D	0.3%
HES	B	0.3%
TWLO	A	0.29%
BLD	D	0.29%
MMS	F	0.29%
CTRA	B	0.27%
SO	D	0.27%
EMR	A	0.26%
UI	A	0.26%
ONTO	D	0.26%
TXRH	C	0.25%
ASH	D	0.24%
BPMC	C	0.24%
SKYW	B	0.23%
WSM	B	0.23%
NFG	A	0.22%
LEVI	F	0.22%
ALLE	D	0.21%
FLS	B	0.21%
PSN	D	0.21%
BAH	F	0.2%
HIMS	B	0.2%
EFX	F	0.2%
COTY	F	0.2%
MRVL	B	0.2%
TYL	B	0.19%
CHDN	B	0.18%
FOXA	B	0.18%
H	B	0.17%
NBIX	C	0.17%
ALKS	B	0.17%
GFS	C	0.16%
GDDY	A	0.16%
ACIW	B	0.16%
ESI	A	0.16%
EMN	D	0.16%
ADMA	B	0.15%
APPF	B	0.15%
KTB	B	0.15%
VTRS	A	0.14%
VLTO	D	0.14%
SHAK	C	0.14%
RKLB	B	0.13%
SWX	B	0.13%
LYFT	C	0.13%
INFA	D	0.12%
PODD	C	0.11%
CNI	D	0.11%
IDXX	F	0.11%
PNR	A	0.1%
IPG	D	0.1%
AWI	A	0.09%
FCN	D	0.09%
SEM	B	0.09%
OLED	D	0.09%
TPL	A	0.09%
KEX	C	0.09%
SPOT	B	0.08%
RGLD	C	0.08%
PLXS	B	0.08%
IGT	F	0.08%
NOV	C	0.08%
PTC	A	0.07%
CHD	B	0.07%
CWAN	B	0.07%
ABG	B	0.07%
VRSN	F	0.07%
ROST	C	0.06%
PRIM	A	0.06%
SNDR	B	0.05%
NXST	C	0.05%
QTWO	A	0.05%
FTDR	A	0.04%
DTM	B	0.04%
MPWR	F	0.03%
UBER	D	0.03%
CMC	B	0.03%
PWR	A	0.02%
AOS	F	0.02%
TER	D	0.02%
DNB	B	0.02%
BFAM	D	0.02%
HSIC	B	0.02%
APG	B	0.02%
MTCH	D	0.02%
TTEK	F	0.02%
BLDR	D	0.02%
R	B	0.01%
RUSHA	C	0.01%
IAC	D	0.01%
SITM	B	0.01%
DOX	D	0.01%
ZBH	C	0.01%
EHC	B	0.01%
DVA	B	0.01%
OPCH	D	0.01%
CRVL	A	0.0%

SHRT Underweight 39 Positions Relative to HTEC

Symbol	Grade	Weight
GH	B	-2.28%
BSX	B	-1.9%
VCYT	B	-1.85%
MASI	A	-1.77%
INCY	C	-1.76%
CRL	C	-1.76%
AXGN	D	-1.75%
VRTX	F	-1.7%
CRSP	D	-1.64%
AORT	B	-1.6%
DHR	F	-1.54%
TWST	D	-1.5%
BMY	B	-1.49%
NVCR	C	-1.48%
IRTC	D	-1.48%
GKOS	B	-1.47%
ABT	B	-1.47%
STAA	F	-1.43%
MEDP	D	-1.42%
ALGN	D	-1.42%
NOVT	D	-1.42%
AZTA	D	-1.4%
A	D	-1.4%
IART	C	-1.39%
DXCM	D	-1.39%
ARWR	F	-1.36%
UTHR	C	-1.34%
BIO	D	-1.31%
OMCL	C	-1.25%
BDX	F	-1.22%
EXAS	D	-1.19%
CNMD	C	-1.13%
VEEV	C	-1.13%
CDNA	D	-1.11%
FLGT	F	-1.05%
HCAT	D	-0.93%
ALNY	D	-0.89%
BAX	D	-0.88%
MRNA	F	-0.86%