RFFC vs. QDF ETF Comparison

Comparison of RiverFront Dynamic US Flex-Cap ETF (RFFC) to FlexShares Quality Dividend Index Fund (QDF)

RFFC

RiverFront Dynamic US Flex-Cap ETF

RFFC Description

Seeks to provide capital appreciation. RiverFront Dynamic US Flex-Cap is an Actively Managed ETF and does not follow an index.

Grade (RS Rating)

Last Trade

$59.82

Average Daily Volume

892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

QDF

FlexShares Quality Dividend Index Fund

QDF Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Northern Trust Quality Dividend IndexSM. The fund generally will invest under normal circumstances at least 80% of its total assets in the securities of the underlying index. The underlying index is designed to provide exposure to a high-quality, income-oriented portfolio of U.S. equity securities, with an emphasis on long-term capital growth and a targeted overall volatility similar to that of the Northern Trust 1250 IndexSM (the "Parent Index"). It may also invest up to 20% of its assets in cash and cash equivalents.

Grade (RS Rating)

Last Trade

$72.76

Average Daily Volume

26,182

Number of Holdings ^*

127

* may have additional holdings in another (foreign) market

Performance

Period	RFFC	QDF
30 Days	2.83%	1.66%
60 Days	4.41%	2.62%
90 Days	6.39%	4.00%
12 Months	33.47%	26.92%

17 Overlapping Holdings

Symbol	Grade	Weight in RFFC	Weight in QDF	Overlap
AAPL	C	5.94%	8.54%	5.94%
CAT	B	2.04%	0.75%	0.75%
COP	C	1.92%	0.04%	0.04%
COST	B	2.04%	0.24%	0.24%
GOOGL	C	3.04%	1.84%	1.84%
JPM	A	3.12%	0.75%	0.75%
LMT	D	1.61%	0.62%	0.62%
LOW	D	1.4%	1.27%	1.27%
LRCX	F	0.87%	0.87%	0.87%
MA	C	1.99%	0.26%	0.26%
MAR	B	1.07%	0.05%	0.05%
META	D	2.75%	3.1%	2.75%
MSFT	F	3.51%	4.91%	3.51%
NVDA	C	5.0%	5.81%	5.0%
PG	A	0.93%	3.03%	0.93%
TT	A	1.68%	0.43%	0.43%
WMT	A	2.51%	0.13%	0.13%

RFFC Overweight 37 Positions Relative to QDF

Symbol	Grade	Weight
AMZN	C	4.15%
TSM	B	2.54%
UNH	C	2.43%
AXP	A	2.16%
ICE	C	1.82%
T	A	1.59%
SNPS	B	1.56%
BSX	B	1.48%
ODFL	B	1.47%
PPL	B	1.47%
WM	A	1.45%
BKR	B	1.44%
TMO	F	1.43%
MSI	B	1.41%
IBM	C	1.4%
GS	A	1.37%
WFC	A	1.32%
MCD	D	1.31%
DIS	B	1.29%
BX	A	1.24%
CRM	B	1.22%
LIN	D	1.17%
DE	A	1.13%
VRTX	F	1.1%
ELS	C	1.1%
HCA	F	1.08%
ORLY	B	1.08%
DELL	C	1.07%
APH	A	1.01%
CPB	D	0.96%
IQV	D	0.95%
DUK	C	0.94%
PLD	D	0.76%
TGT	F	0.69%
ADBE	C	0.65%
FCX	D	0.63%
MTB	A	0.53%

RFFC Underweight 110 Positions Relative to QDF

Symbol	Grade	Weight
JNJ	D	-3.01%
ABBV	D	-2.58%
KO	D	-2.16%
ACN	C	-1.93%
HD	A	-1.77%
INTU	C	-1.74%
QCOM	F	-1.68%
GOOG	C	-1.63%
PM	B	-1.41%
UNP	C	-1.24%
ADP	B	-1.11%
GILD	C	-1.0%
MS	A	-0.98%
MO	A	-0.89%
AVGO	D	-0.88%
VRT	B	-0.83%
NKE	D	-0.83%
SBUX	A	-0.76%
KLAC	D	-0.76%
ZTS	D	-0.74%
ITW	B	-0.74%
FAST	B	-0.68%
BK	A	-0.68%
MMM	D	-0.65%
PAYX	C	-0.63%
FIS	C	-0.62%
AFL	B	-0.62%
PEG	A	-0.61%
PRU	A	-0.61%
VIRT	B	-0.6%
KTB	B	-0.6%
JHG	A	-0.6%
PSA	D	-0.6%
D	C	-0.59%
AVB	B	-0.58%
EBAY	D	-0.58%
EA	A	-0.58%
CMA	A	-0.58%
GEN	B	-0.58%
TPR	B	-0.57%
MET	A	-0.56%
SNA	A	-0.56%
WTW	B	-0.56%
ORI	A	-0.55%
CHRW	C	-0.55%
EQR	B	-0.55%
MAA	B	-0.55%
VLO	C	-0.55%
MPC	D	-0.54%
NXPI	D	-0.52%
OMF	A	-0.52%
OHI	C	-0.52%
CPT	B	-0.51%
IVZ	B	-0.51%
OGE	B	-0.51%
XOM	B	-0.5%
SMG	D	-0.5%
RDN	C	-0.49%
STWD	C	-0.49%
UGI	A	-0.49%
NSA	D	-0.49%
BPOP	B	-0.48%
WDFC	B	-0.47%
FAF	A	-0.47%
DVN	F	-0.46%
MRK	F	-0.45%
IPG	D	-0.45%
MCHP	D	-0.45%
WU	D	-0.45%
POOL	C	-0.44%
WSM	B	-0.43%
CFR	B	-0.42%
NUE	C	-0.42%
EVRG	A	-0.42%
WY	D	-0.42%
HST	C	-0.41%
SWKS	F	-0.4%
V	A	-0.4%
CTAS	B	-0.39%
LNC	B	-0.39%
PFG	D	-0.39%
RHI	B	-0.38%
ALLY	C	-0.37%
CUBE	D	-0.37%
SCCO	F	-0.36%
WMS	D	-0.36%
APLE	B	-0.35%
EIX	B	-0.34%
IRDM	D	-0.31%
NEP	F	-0.3%
BR	A	-0.3%
OLN	D	-0.25%
NNN	D	-0.23%
NTAP	C	-0.22%
WING	D	-0.2%
HRB	D	-0.17%
RMD	C	-0.17%
DPZ	C	-0.17%
PNW	B	-0.16%
PAYC	B	-0.16%
CL	D	-0.15%
COR	B	-0.14%
BSY	D	-0.13%
EXP	A	-0.08%
WFRD	D	-0.07%
CSWI	A	-0.07%
BKNG	A	-0.07%
STNG	F	-0.02%
BAC	A	-0.02%
BBWI	D	-0.01%