RDOG vs. SMHB ETF Comparison

Comparison of ALPS REIT Dividend Dogs ETF (RDOG) to ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B (SMHB)

RDOG

ALPS REIT Dividend Dogs ETF

RDOG Description

The investment seeks investment results that replicate as closely as possible, before fees and expenses, the performance of an index called the S-Network REIT Dividend Dogs Index (the "underlying index"). The fund will normally invest at least 90% of its total assets in common stocks and other equity securities that comprise the underlying index. The underlying index is a rules-based index intended to give investors a means of tracking the overall performance of the highest dividend paying real estate investment trusts ("REITs") in the S-Network US Composite REIT Index, a universe of mainly REITs listed in the United States, on a segment-by-segment basis.

Grade (RS Rating)

Last Trade

$35.80

Average Daily Volume

895

Number of Holdings ^*

43

* may have additional holdings in another (foreign) market

SMHB

ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B

SMHB Description

The investment seeks to provide a two times leveraged return linked to the compounded monthly performance of the Solactive US Small Cap High Dividend Index (the “index”). The index is designed to measure the performance of 100 relatively small capitalization, dividend yielding index constituent securities selected from a universe of qualifying U.S. listed equity securities. The Securities are two times leveraged with respect to the index and, as a result, will benefit from two times any beneficial, but will be exposed to two times any adverse, compounded monthly performance of the index.

Grade (RS Rating)

Last Trade

$6.17

Average Daily Volume

37,181

Number of Holdings ^*

91

* may have additional holdings in another (foreign) market

Performance

Period	RDOG	SMHB
30 Days	0.31%	1.92%
60 Days	1.66%	6.40%
90 Days	-1.37%	-1.64%
12 Months	13.01%	53.15%

14 Overlapping Holdings

	Symbol	Grade	Weight in RDOG	Weight in SMHB	Overlap
	AHH	C	2.28%	0.27%	0.27%
	BDN	A	2.3%	2.41%	2.3%
	BFS	C	2.13%	0.14%	0.14%
	DEA	B	2.27%	1.35%	1.35%
	EPR	D	2.18%	2.34%	2.18%
	GMRE	F	2.08%	0.5%	0.5%
	GOOD	A	2.28%	0.33%	0.33%
	GTY	B	2.28%	0.44%	0.44%
	OLP	A	2.31%	0.16%	0.16%
	OPI	F	1.98%	0.4%	0.4%
	SBRA	C	2.24%	2.38%	2.24%
	SLG	A	2.29%	4.87%	2.29%
	UHT	D	1.97%	0.36%	0.36%
	UNIT	C	1.98%	1.86%	1.86%

RDOG Overweight 29 Positions Relative to SMHB

	Symbol	Grade	Weight
	BHR	A	3.09%
	AIRC	A	2.7%
	MPW	B	2.51%
	BRT	A	2.51%
	NXRT	A	2.41%
	HIW	A	2.31%
	IIPR	A	2.3%
	CTO	A	2.28%
	MAC	D	2.24%
	BNL	D	2.22%
	PK	B	2.2%
	SVC	D	2.19%
	OUT	B	2.18%
	PLYM	D	2.18%
	LXP	F	2.17%
	UMH	B	2.16%
	SPG	C	2.15%
	GLPI	F	2.13%
	CBL	D	2.13%
	STAG	D	2.12%
	NSA	D	2.1%
	HST	C	2.09%
	DLR	C	2.09%
	APLE	D	2.07%
	SBAC	D	2.0%
	TRNO	F	1.99%
	CCI	D	1.91%
	AMT	F	1.9%
	EQIX	D	1.88%

RDOG Underweight 77 Positions Relative to SMHB

	Symbol	Grade	Weight
	XRX	F	-4.09%
	DTM	A	-3.81%
	BXMT	F	-3.43%
	DSS	F	-2.87%
	TWO	B	-2.87%
	CIM	D	-2.62%
	ETRN	A	-2.49%
	BGS	A	-2.41%
	ABR	C	-2.21%
	APAM	D	-2.02%
	PAGP	A	-1.88%
	UWMC	C	-1.84%
	ARR	C	-1.65%
	NHI	A	-1.64%
	ORC	B	-1.51%
	CCOI	D	-1.51%
	PSEC	C	-1.47%
	IVR	C	-1.43%
	PMT	B	-1.35%
	MFA	C	-1.27%
	RWT	D	-1.24%
	CTRE	A	-1.16%
	PETS	F	-1.13%
	MAIN	A	-1.09%
	HTGC	A	-1.03%
	ARI	B	-1.02%
	GNL	D	-1.01%
	FCPT	B	-1.0%
	EFC	C	-1.0%
	PDM	A	-0.99%
	GSBD	A	-0.94%
	NEWT	F	-0.94%
	NYMT	C	-0.93%
	LTC	A	-0.91%
	DX	C	-0.89%
	KREF	B	-0.8%
	VGR	D	-0.79%
	NWBI	D	-0.77%
	GBDC	A	-0.73%
	CODI	B	-0.72%
	VNOM	A	-0.65%
	SCS	C	-0.65%
	RC	C	-0.65%
	ACRE	D	-0.64%
	LADR	C	-0.62%
	TSLX	B	-0.62%
	HESM	A	-0.59%
	UVV	A	-0.54%
	OCSL	A	-0.54%
	AROC	A	-0.53%
	ILPT	D	-0.49%
	BRSP	D	-0.49%
	WSR	C	-0.46%
	ALX	C	-0.45%
	RMR	F	-0.38%
	NMFC	B	-0.38%
	GPMT	D	-0.34%
	CSWC	A	-0.34%
	FSP	D	-0.29%
	TRTX	A	-0.29%
	TCPC	D	-0.27%
	CGBD	A	-0.25%
	BCSF	A	-0.24%
	TPVG	D	-0.23%
	PFLT	A	-0.23%
	SLRC	A	-0.23%
	UVE	A	-0.22%
	BBDC	A	-0.22%
	KRO	A	-0.2%
	EBF	D	-0.18%
	GAIN	A	-0.17%
	PNNT	A	-0.16%
	FDUS	A	-0.16%
	GLAD	A	-0.15%
	TRIN	A	-0.12%
	CCAP	A	-0.1%
	REPX	D	-0.07%

RDOG: Top Represented Industries & Keywords

Industries: REIT - Diversified REIT - Industrial REIT - Office REIT - Retail REIT - Hotel & Motel REIT - Healthcare Facilities REIT - Residential Telecom Services Real Estate - General

Keywords: Real Estate Investment Trust Real Estate Market S&P 500 Real Estate Properties Retail Properties Healthcare Facilities Industrial Properties Information And Communications Technology Real Estate Investment Sba Communications Wireless Communication Acute Care Hospitals Billboard Communications Sites Communications Towers Condominium Data Center David Sobelman Distributed Antenna System Dream Office Real Estate Investment Trust

SMHB: Top Represented Industries & Keywords

Industries: Asset Management REIT - Diversified REIT - Office REIT - Healthcare Facilities REIT - Retail Oil & Gas Midstream REIT - Residential Credit Services Business Equipment REIT - Industrial Specialty Finance Tobacco Business Services Conglomerates Information Technology Services Insurance - Property & Casualty Oil & Gas E&P Oil & Gas Equipment & Services Packaged Foods Pharmaceutical Retailers

Keywords: Real Estate Investment Trust Private Equity Mortgage Loan Structured Finance Business Development Mortgage Backed Security Loan Mezzanine Capital Debt Real Estate Properties Residential Mortgage Backed Security Senior Debt Venture Capital Credit Real Estate Finance Real Estate Mortgage Investment Conduit Refinancing Subordinated Debt Banking Business Development Company