RAFE vs. USXF ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to iShares ESG Advanced MSCI USA ETF (USXF)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

USXF

iShares ESG Advanced MSCI USA ETF

USXF Description

The investment seeks to track the investment results of the MSCI USA Choice ESG Screened Index (the “underlying index”). The underlying index is a free float-adjusted market capitalization-weighted index designed to reflect the equity performance of large- and mid-capitalization U.S. companies with favorable environmental, social and governance (“ESG”) ratings while applying extensive screens, including removing fossil fuel exposure. The fund generally will invest at least 90% of its assets in the component securities of the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$51.89

Average Daily Volume

82,986

Number of Holdings ^*

347

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	USXF
30 Days	1.92%	3.47%
60 Days	3.06%	6.46%
90 Days	4.90%	6.86%
12 Months	24.12%	38.85%

130 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in USXF	Overlap
A	D	0.15%	0.18%	0.15%
ADBE	C	0.63%	1.06%	0.63%
ADI	D	0.37%	0.5%	0.37%
ADP	B	0.45%	0.58%	0.45%
AKAM	D	0.07%	0.06%	0.06%
AMAT	F	0.81%	0.67%	0.67%
AMD	F	0.06%	1.08%	0.06%
AMGN	D	1.08%	0.72%	0.72%
AMP	A	0.25%	0.27%	0.25%
AMT	D	0.19%	0.45%	0.19%
ANET	C	0.02%	0.48%	0.02%
APD	A	0.42%	0.35%	0.35%
AVB	B	0.16%	0.16%	0.16%
AVGO	D	1.26%	3.51%	1.26%
AWK	D	0.14%	0.13%	0.13%
AXP	A	0.63%	0.79%	0.63%
BALL	D	0.16%	0.09%	0.09%
BBY	D	0.5%	0.09%	0.09%
BIIB	F	0.27%	0.11%	0.11%
BK	A	0.19%	0.28%	0.19%
BLK	C	0.71%	0.73%	0.71%
CAG	D	0.07%	0.06%	0.06%
CBRE	B	0.37%	0.2%	0.2%
CCI	D	0.27%	0.22%	0.22%
CDNS	B	0.13%	0.39%	0.13%
CDW	F	0.09%	0.11%	0.09%
CF	B	0.16%	0.08%	0.08%
CHD	B	0.07%	0.13%	0.07%
CMCSA	B	1.55%	0.8%	0.8%
CMI	A	0.21%	0.24%	0.21%
CPB	D	0.05%	0.04%	0.04%
CTSH	B	0.18%	0.18%	0.18%
DE	A	0.54%	0.5%	0.5%
DG	F	0.15%	0.08%	0.08%
DGX	A	0.07%	0.09%	0.07%
DHR	F	0.46%	0.74%	0.46%
DOV	A	0.06%	0.13%	0.06%
DVA	B	0.17%	0.04%	0.04%
EA	A	0.31%	0.2%	0.2%
EBAY	D	0.41%	0.15%	0.15%
EL	F	0.12%	0.07%	0.07%
ELV	F	0.89%	0.44%	0.44%
EQIX	A	0.24%	0.42%	0.24%
EQR	B	0.16%	0.12%	0.12%
EW	C	0.16%	0.2%	0.16%
FAST	B	0.13%	0.22%	0.13%
FI	A	0.28%	0.6%	0.28%
FIS	C	0.36%	0.23%	0.23%
GEHC	F	0.27%	0.17%	0.17%
GEN	B	0.04%	0.08%	0.04%
GIS	D	0.32%	0.17%	0.17%
GPC	D	0.08%	0.08%	0.08%
GWW	B	0.17%	0.25%	0.17%
HCA	F	0.09%	0.32%	0.09%
HD	A	1.77%	1.94%	1.77%
HIG	B	0.27%	0.17%	0.17%
HLT	A	0.15%	0.3%	0.15%
HOLX	D	0.11%	0.09%	0.09%
HPE	B	0.7%	0.13%	0.13%
HRL	D	0.01%	0.04%	0.01%
HSIC	B	0.06%	0.05%	0.05%
HST	C	0.11%	0.06%	0.06%
HUM	C	0.41%	0.16%	0.16%
IFF	D	0.12%	0.11%	0.11%
ILMN	D	0.08%	0.1%	0.08%
INTC	D	2.85%	0.49%	0.49%
IP	B	0.43%	0.09%	0.09%
IRM	D	0.19%	0.16%	0.16%
ITW	B	0.31%	0.38%	0.31%
JNPR	F	0.19%	0.05%	0.05%
K	A	0.18%	0.11%	0.11%
KDP	D	0.14%	0.17%	0.14%
KEYS	A	0.1%	0.13%	0.1%
KIM	A	0.07%	0.08%	0.07%
KLAC	D	0.21%	0.4%	0.21%
LIN	D	1.12%	1.03%	1.03%
LKQ	D	0.09%	0.05%	0.05%
LOW	D	1.14%	0.71%	0.71%
LRCX	F	0.5%	0.44%	0.44%
MA	C	0.79%	2.07%	0.79%
MCHP	D	0.06%	0.17%	0.06%
MCO	B	0.16%	0.37%	0.16%
MOS	F	0.19%	0.04%	0.04%
MRVL	B	0.13%	0.37%	0.13%
MU	D	0.95%	0.52%	0.52%
NDAQ	A	0.07%	0.17%	0.07%
NEM	D	0.46%	0.24%	0.24%
NTAP	C	0.29%	0.12%	0.12%
NTRS	A	0.07%	0.11%	0.07%
NVDA	C	1.12%	17.37%	1.12%
OC	A	0.22%	0.08%	0.08%
OMC	C	0.14%	0.09%	0.09%
ON	D	0.1%	0.14%	0.1%
ORLY	B	0.05%	0.34%	0.05%
OTIS	C	0.12%	0.2%	0.12%
PAYX	C	0.11%	0.22%	0.11%
PFG	D	0.2%	0.1%	0.1%
PGR	A	0.25%	0.72%	0.25%
PKG	A	0.15%	0.1%	0.1%
PLD	D	0.08%	0.51%	0.08%
PPG	F	0.2%	0.14%	0.14%
PRU	A	0.51%	0.22%	0.22%
PYPL	B	0.62%	0.4%	0.4%
QCOM	F	1.6%	0.88%	0.88%
ROK	B	0.05%	0.15%	0.05%
RSG	A	0.04%	0.22%	0.04%
SHW	A	0.15%	0.43%	0.15%
SJM	D	0.09%	0.06%	0.06%
SNPS	B	0.08%	0.39%	0.08%
SOLV	C	0.09%	0.05%	0.05%
SPGI	C	0.1%	0.77%	0.1%
STT	A	0.26%	0.14%	0.14%
SWK	D	0.11%	0.06%	0.06%
SYK	C	0.12%	0.64%	0.12%
TER	D	0.09%	0.08%	0.08%
TGT	F	1.18%	0.35%	0.35%
TJX	A	0.49%	0.65%	0.49%
TROW	B	0.12%	0.13%	0.12%
TSCO	D	0.11%	0.14%	0.11%
TXN	C	0.83%	0.88%	0.83%
V	A	1.09%	2.36%	1.09%
VTR	C	0.23%	0.13%	0.13%
VZ	C	1.69%	0.85%	0.85%
WAB	B	0.09%	0.17%	0.09%
WAT	B	0.11%	0.1%	0.1%
WBA	F	0.09%	0.03%	0.03%
WDC	D	0.37%	0.1%	0.1%
WELL	A	0.33%	0.4%	0.33%
WM	A	0.44%	0.42%	0.42%
ZTS	D	0.14%	0.38%	0.14%

RAFE Overweight 108 Positions Relative to USXF

Symbol	Grade	Weight
AAPL	C	6.52%
MSFT	F	5.72%
JPM	A	4.09%
C	A	3.25%
JNJ	D	3.18%
CSCO	B	2.94%
PG	A	2.84%
WFC	A	2.82%
T	A	2.41%
PFE	D	2.32%
GM	B	2.16%
BMY	B	1.97%
IBM	C	1.81%
MRK	F	1.69%
ORCL	B	1.68%
ABBV	D	1.53%
CI	F	1.3%
META	D	1.2%
DIS	B	1.2%
ABT	B	1.18%
F	C	1.14%
MMM	D	1.07%
GILD	C	0.99%
GS	A	0.98%
KO	D	0.98%
ACN	C	0.97%
BAC	A	0.86%
HPQ	B	0.72%
MET	A	0.7%
LLY	F	0.67%
DD	D	0.59%
ALL	A	0.58%
UNH	C	0.58%
CRM	B	0.58%
JCI	C	0.55%
UPS	C	0.54%
DOW	F	0.5%
TSLA	B	0.49%
NKE	D	0.48%
TMUS	B	0.46%
FDX	B	0.45%
MCK	B	0.43%
CVS	D	0.4%
CARR	D	0.37%
CL	D	0.37%
ADM	D	0.33%
BDX	F	0.32%
KMB	D	0.3%
MDLZ	F	0.29%
CAH	B	0.29%
MAR	B	0.28%
PEP	F	0.28%
WY	D	0.26%
ECL	D	0.26%
EIX	B	0.25%
SYY	B	0.24%
MSI	B	0.21%
LUMN	C	0.21%
WHR	B	0.21%
JLL	D	0.21%
PARA	C	0.2%
KHC	F	0.2%
LH	C	0.19%
FOXA	B	0.19%
BAX	D	0.18%
VFC	C	0.18%
TPR	B	0.16%
ARW	D	0.15%
ISRG	A	0.14%
KSS	F	0.14%
FITB	A	0.13%
CNC	D	0.13%
COR	B	0.13%
DELL	C	0.13%
BSX	B	0.11%
GAP	C	0.11%
PVH	C	0.11%
VTRS	A	0.09%
AVT	C	0.09%
USFD	A	0.09%
NFLX	A	0.09%
LNC	B	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
HUN	F	0.07%
TSN	B	0.07%
MAA	B	0.07%
NWSA	B	0.07%
KD	B	0.06%
HSY	F	0.06%
EQH	B	0.06%
GT	C	0.06%
ESS	B	0.05%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
MAN	D	0.03%
M	D	0.03%
O	D	0.02%

RAFE Underweight 217 Positions Relative to USXF

Symbol	Grade	Weight
NOW	A	-1.01%
INTU	C	-0.86%
BKNG	A	-0.81%
MS	A	-0.77%
ETN	A	-0.7%
PANW	C	-0.6%
SCHW	B	-0.58%
VRTX	F	-0.56%
CB	C	-0.53%
MMC	B	-0.52%
GEV	B	-0.45%
TT	A	-0.45%
PH	A	-0.43%
ICE	C	-0.43%
MELI	D	-0.42%
APH	A	-0.41%
CME	A	-0.4%
REGN	F	-0.39%
PNC	B	-0.39%
CRWD	B	-0.39%
USB	A	-0.38%
CTAS	B	-0.38%
AON	A	-0.36%
CRH	A	-0.33%
COF	B	-0.33%
ADSK	A	-0.32%
APO	B	-0.32%
MSTR	C	-0.32%
AJG	B	-0.31%
TFC	A	-0.3%
TRV	B	-0.29%
AFL	B	-0.29%
DLR	B	-0.29%
RCL	A	-0.28%
PCAR	B	-0.28%
ROP	B	-0.28%
FTNT	C	-0.28%
SPG	B	-0.28%
NXPI	D	-0.27%
FICO	B	-0.27%
AZO	C	-0.26%
DASH	A	-0.26%
URI	B	-0.26%
WDAY	B	-0.26%
PSA	D	-0.25%
AIG	B	-0.24%
VRT	B	-0.24%
DHI	D	-0.23%
WCN	A	-0.23%
PWR	A	-0.23%
CPRT	A	-0.23%
AME	A	-0.22%
HWM	A	-0.22%
KVUE	A	-0.22%
ROST	C	-0.22%
DFS	B	-0.21%
AXON	A	-0.21%
TEL	B	-0.21%
FERG	B	-0.2%
IR	B	-0.2%
ODFL	B	-0.2%
GLW	B	-0.19%
SNOW	C	-0.19%
TEAM	A	-0.19%
IT	C	-0.19%
VRSK	A	-0.19%
VMC	B	-0.18%
DDOG	A	-0.18%
YUM	B	-0.18%
IQV	D	-0.17%
RMD	C	-0.17%
MTB	A	-0.17%
ACGL	D	-0.17%
MLM	B	-0.17%
CHTR	C	-0.17%
VEEV	C	-0.16%
HUBS	A	-0.16%
LULU	C	-0.16%
IDXX	F	-0.16%
WTW	B	-0.15%
GRMN	B	-0.15%
RJF	A	-0.15%
MPWR	F	-0.14%
NET	B	-0.14%
GPN	B	-0.14%
CSGP	D	-0.14%
ANSS	B	-0.14%
XYL	D	-0.14%
ALNY	D	-0.14%
DXCM	D	-0.14%
FTV	C	-0.13%
GDDY	A	-0.13%
BRO	B	-0.13%
NVR	D	-0.13%
BR	A	-0.13%
PHM	D	-0.13%
DECK	A	-0.13%
SW	A	-0.13%
RF	A	-0.12%
EME	C	-0.12%
HUBB	B	-0.12%
MTD	D	-0.12%
SYF	B	-0.12%
HBAN	A	-0.12%
TYL	B	-0.12%
VLTO	D	-0.12%
WST	C	-0.11%
WBD	C	-0.11%
PTC	A	-0.11%
ZBH	C	-0.11%
LPLA	A	-0.11%
SBAC	D	-0.11%
LII	A	-0.1%
CSL	C	-0.1%
INVH	D	-0.1%
STLD	B	-0.1%
CLX	B	-0.1%
STE	F	-0.1%
MDB	C	-0.1%
CBOE	B	-0.1%
LYV	A	-0.1%
BLDR	D	-0.1%
BAH	F	-0.09%
KEY	B	-0.09%
FDS	B	-0.09%
PODD	C	-0.09%
WSO	A	-0.09%
ZS	C	-0.09%
TRU	D	-0.09%
SNA	A	-0.09%
FSLR	F	-0.09%
MKC	D	-0.09%
DRI	B	-0.09%
STX	D	-0.09%
ZBRA	B	-0.09%
TWLO	A	-0.08%
AVY	D	-0.08%
ALGN	D	-0.08%
VRSN	F	-0.08%
EG	C	-0.08%
DOCU	A	-0.08%
ULTA	F	-0.08%
ARE	D	-0.08%
MOH	F	-0.08%
EXPD	D	-0.08%
MANH	D	-0.08%
MAS	D	-0.08%
FWONK	B	-0.08%
IEX	B	-0.08%
TRMB	B	-0.08%
PNR	A	-0.08%
RPM	A	-0.08%
WSM	B	-0.08%
RS	B	-0.08%
NDSN	B	-0.07%
POOL	C	-0.07%
FFIV	B	-0.07%
ROL	B	-0.07%
JBL	B	-0.07%
DT	C	-0.07%
ACM	A	-0.07%
JBHT	C	-0.07%
ENTG	D	-0.07%
DOC	D	-0.07%
UTHR	C	-0.07%
DPZ	C	-0.07%
TOST	B	-0.07%
PSTG	D	-0.07%
INCY	C	-0.06%
KMX	B	-0.06%
DAY	B	-0.06%
BMRN	D	-0.06%
BXP	D	-0.06%
CG	A	-0.06%
NBIX	C	-0.06%
ALLE	D	-0.06%
OKTA	C	-0.06%
MRNA	F	-0.06%
AMH	D	-0.06%
WPC	D	-0.06%
JKHY	D	-0.06%
CHRW	C	-0.06%
REG	B	-0.06%
EPAM	C	-0.06%
AVTR	F	-0.06%
SWKS	F	-0.06%
RVTY	F	-0.06%
CRL	C	-0.05%
ALLY	C	-0.05%
CNH	C	-0.05%
NLY	C	-0.05%
RPRX	D	-0.05%
EXAS	D	-0.05%
MKTX	D	-0.05%
IPG	D	-0.05%
TECH	D	-0.05%
CTLT	B	-0.05%
LW	C	-0.05%
IOT	A	-0.05%
CCK	C	-0.05%
PAYC	B	-0.05%
AIZ	A	-0.05%
BSY	D	-0.04%
ENPH	F	-0.04%
TTC	D	-0.04%
AOS	F	-0.04%
TFX	F	-0.04%
KNX	B	-0.04%
FBIN	D	-0.04%
UHAL	D	-0.03%
BEN	C	-0.03%
QRVO	F	-0.03%
BIO	D	-0.03%
BBWI	D	-0.03%
H	B	-0.03%
AZPN	A	-0.03%
WLK	D	-0.02%