RAFE vs. RECS ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to Columbia Research Enhanced Core ETF (RECS)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.16

Average Daily Volume

5,064

Number of Holdings ^*

234

* may have additional holdings in another (foreign) market

RECS

Columbia Research Enhanced Core ETF

RECS Description

The investment seeks investment results that, before fees and expenses, closely correspond to the performance of the Beta Advantage® Research Enhanced U.S. Equity Index. The fund invests at least 80% of its assets in the securities of the index. The index is comprised of a subset of the companies within the Russell 1000® Index. The index was designed to reflect the performance of U.S. large- and mid-cap growth and value companies through the application of a rules-based methodology, which typically results in approximately 325-400 Index holdings, but this range can fluctuate because the index has no constraints on number of holdings.

Grade (RS Rating)

Last Trade

$33.75

Average Daily Volume

265,845

Number of Holdings ^*

357

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	RECS
30 Days	3.04%	1.69%
60 Days	4.23%	4.26%
90 Days	5.44%	4.59%
12 Months	27.95%	35.32%

93 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in RECS	Overlap
AAPL	C	5.25%	8.51%	5.25%
ABBV	B	1.43%	0.65%	0.65%
ADBE	F	0.53%	0.57%	0.53%
ADM	D	0.3%	0.14%	0.14%
ADP	C	0.34%	0.5%	0.34%
ALL	C	0.46%	0.28%	0.28%
AMGN	D	0.98%	0.33%	0.33%
AMT	C	0.18%	0.59%	0.18%
ANET	C	0.02%	0.26%	0.02%
BAC	D	0.59%	1.5%	0.59%
BAX	C	0.17%	0.13%	0.13%
BDX	D	0.28%	0.46%	0.28%
BIIB	F	0.27%	0.05%	0.05%
BK	B	0.15%	0.29%	0.15%
BLK	B	0.53%	0.76%	0.53%
BMY	C	1.37%	0.66%	0.66%
C	C	2.37%	0.66%	0.66%
CAG	B	0.07%	0.08%	0.07%
CAH	C	0.22%	0.18%	0.18%
CF	B	0.12%	0.12%	0.12%
CI	C	1.17%	0.64%	0.64%
CL	C	0.34%	0.43%	0.34%
CMI	B	0.15%	0.2%	0.15%
CNC	D	0.14%	0.26%	0.14%
CRM	C	0.38%	0.65%	0.38%
CSCO	B	2.21%	0.54%	0.54%
DELL	C	0.1%	0.09%	0.09%
DIS	D	0.81%	0.42%	0.42%
EA	D	0.21%	0.09%	0.09%
EIX	B	0.2%	0.25%	0.2%
EQH	C	0.04%	0.08%	0.04%
EQIX	B	0.19%	0.45%	0.19%
FDX	D	0.33%	0.27%	0.27%
FITB	B	0.1%	0.16%	0.1%
FOXA	B	0.12%	0.02%	0.02%
GAP	F	0.09%	0.02%	0.02%
GILD	B	0.74%	0.19%	0.19%
GIS	B	0.31%	0.21%	0.21%
HCA	B	0.09%	0.51%	0.09%
HLT	B	0.11%	0.21%	0.11%
HOLX	D	0.09%	0.12%	0.09%
HPE	C	0.52%	0.07%	0.07%
HPQ	C	0.57%	0.09%	0.09%
HST	D	0.09%	0.07%	0.07%
JLL	B	0.18%	0.07%	0.07%
JNJ	C	2.72%	2.57%	2.57%
JNPR	A	0.17%	0.03%	0.03%
JPM	D	2.88%	3.35%	2.88%
K	A	0.14%	0.11%	0.11%
KHC	C	0.18%	0.16%	0.16%
KMB	C	0.25%	0.25%	0.25%
LEA	D	0.08%	0.02%	0.02%
LNC	C	0.06%	0.03%	0.03%
LRCX	D	0.47%	0.29%	0.29%
M	F	0.02%	0.02%	0.02%
MAN	C	0.03%	0.02%	0.02%
MCK	F	0.27%	0.41%	0.27%
MET	B	0.56%	0.26%	0.26%
META	B	0.99%	3.02%	0.99%
MHK	B	0.04%	0.03%	0.03%
MMM	B	0.93%	0.34%	0.34%
MOS	F	0.15%	0.07%	0.07%
MSFT	C	4.8%	8.09%	4.8%
MSI	B	0.16%	0.19%	0.16%
NTAP	D	0.23%	0.07%	0.07%
NVDA	C	0.77%	7.64%	0.77%
NWSA	D	0.04%	0.02%	0.02%
OC	C	0.16%	0.07%	0.07%
OGN	D	0.04%	0.03%	0.03%
OTIS	B	0.09%	0.19%	0.09%
PAYX	C	0.08%	0.19%	0.08%
PG	C	2.36%	2.09%	2.09%
PKG	B	0.11%	0.15%	0.11%
PPG	C	0.17%	0.25%	0.17%
PRU	C	0.42%	0.24%	0.24%
PVH	D	0.09%	0.02%	0.02%
PYPL	B	0.46%	0.45%	0.45%
QCOM	D	1.33%	0.5%	0.5%
SOLV	D	0.07%	0.06%	0.06%
STT	B	0.2%	0.15%	0.15%
SWK	B	0.11%	0.07%	0.07%
T	B	1.85%	0.37%	0.37%
TGT	C	0.95%	0.36%	0.36%
TJX	C	0.4%	0.49%	0.4%
TPR	A	0.1%	0.04%	0.04%
TROW	C	0.07%	0.13%	0.07%
UPS	D	0.43%	0.44%	0.43%
VTRS	D	0.06%	0.09%	0.06%
WAB	B	0.05%	0.14%	0.05%
WFC	D	1.71%	1.11%	1.11%
WM	D	0.33%	0.37%	0.33%
WU	C	0.03%	0.02%	0.02%
WY	C	0.23%	0.13%	0.13%

RAFE Overweight 141 Positions Relative to RECS

Symbol	Grade	Weight
INTC	D	2.25%
PFE	D	2.17%
MRK	F	1.63%
IBM	B	1.55%
VZ	A	1.46%
GM	C	1.46%
HD	B	1.42%
CMCSA	C	1.21%
ORCL	B	1.2%
AVGO	C	1.08%
LIN	B	1.0%
ELV	D	0.98%
LOW	B	0.95%
KO	B	0.93%
ABT	C	0.92%
F	F	0.88%
V	C	0.77%
MU	D	0.76%
AMAT	D	0.76%
ACN	C	0.75%
TXN	B	0.69%
LLY	D	0.68%
GS	B	0.65%
MA	B	0.6%
DD	B	0.51%
DOW	C	0.5%
AXP	B	0.48%
NEM	C	0.48%
NKE	D	0.47%
UNH	C	0.47%
DE	A	0.45%
BBY	A	0.45%
DHR	B	0.43%
JCI	B	0.4%
HUM	F	0.37%
EBAY	B	0.35%
CVS	D	0.35%
TMUS	B	0.33%
CARR	B	0.32%
ADI	C	0.32%
APD	B	0.31%
TSLA	C	0.3%
WDC	C	0.3%
IP	C	0.29%
FIS	C	0.28%
CBRE	B	0.28%
MDLZ	C	0.27%
GEHC	B	0.25%
CCI	C	0.25%
PEP	D	0.25%
WELL	C	0.25%
ITW	B	0.24%
HIG	B	0.22%
ECL	B	0.22%
PGR	C	0.21%
KLAC	D	0.21%
MAR	B	0.2%
SYY	C	0.2%
VTR	C	0.19%
PARA	D	0.17%
AMP	B	0.17%
IRM	C	0.16%
LUMN	C	0.16%
WHR	C	0.16%
PFG	B	0.16%
EL	D	0.14%
ARW	B	0.14%
A	C	0.14%
VFC	B	0.14%
CTSH	B	0.14%
BALL	C	0.14%
DVA	B	0.14%
ZTS	B	0.13%
SHW	B	0.13%
GWW	B	0.13%
AVB	C	0.13%
KDP	B	0.13%
KSS	D	0.13%
DG	F	0.13%
EQR	C	0.13%
MCO	C	0.13%
IFF	A	0.12%
OMC	B	0.12%
EW	F	0.12%
AWK	C	0.11%
CDNS	D	0.1%
TER	C	0.1%
CDW	D	0.1%
ISRG	C	0.1%
SPGI	C	0.09%
MRVL	D	0.09%
TSCO	B	0.09%
SYK	C	0.09%
SJM	C	0.08%
BSX	B	0.08%
ON	D	0.08%
KEYS	B	0.08%
WAT	B	0.08%
AKAM	D	0.07%
HUN	C	0.07%
USFD	C	0.07%
DOX	C	0.07%
FAST	C	0.07%
LKQ	F	0.07%
PLD	C	0.07%
WBA	F	0.07%
GPC	D	0.07%
AVT	B	0.07%
ILMN	D	0.06%
NFLX	B	0.06%
AMD	C	0.06%
MCHP	D	0.06%
MAA	C	0.06%
SNPS	F	0.06%
GT	F	0.05%
HSIC	C	0.05%
XRX	D	0.05%
CPB	C	0.05%
FL	F	0.05%
DGX	B	0.05%
NTRS	C	0.05%
CHD	C	0.05%
DXC	D	0.05%
HSY	D	0.05%
TSN	D	0.05%
ESS	C	0.04%
KD	F	0.04%
ROK	D	0.04%
CTVA	B	0.04%
DOV	B	0.04%
HAS	B	0.04%
NWL	C	0.03%
FLEX	B	0.03%
NDAQ	C	0.03%
AAP	F	0.03%
KIM	C	0.03%
AGCO	D	0.03%
RSG	D	0.03%
O	B	0.02%
ORLY	B	0.02%
HRL	F	0.01%

RAFE Underweight 264 Positions Relative to RECS

Symbol	Grade	Weight
AMZN	C	-4.79%
GOOGL	D	-2.24%
GOOG	D	-1.9%
TMO	B	-1.55%
XOM	D	-1.53%
PM	C	-0.98%
CAT	B	-0.86%
MDT	B	-0.75%
CVX	F	-0.74%
UBER	C	-0.69%
UNP	D	-0.66%
MMC	C	-0.61%
LMT	A	-0.55%
BKNG	B	-0.53%
MO	C	-0.45%
NOW	C	-0.45%
CME	B	-0.44%
INTU	D	-0.43%
TT	B	-0.39%
PH	B	-0.37%
PCG	C	-0.33%
CTAS	C	-0.32%
VST	B	-0.31%
EXC	B	-0.31%
CSX	C	-0.3%
NUE	D	-0.29%
SPG	B	-0.29%
XEL	B	-0.28%
PANW	D	-0.26%
PCAR	D	-0.23%
VRTX	D	-0.23%
REGN	D	-0.21%
EOG	D	-0.21%
MTD	C	-0.21%
ETR	A	-0.21%
LYB	D	-0.2%
DTE	A	-0.2%
PLTR	C	-0.2%
DHI	C	-0.2%
KR	B	-0.19%
AEE	B	-0.18%
ROST	C	-0.18%
MPC	F	-0.17%
LEN	B	-0.16%
RCL	B	-0.16%
VRT	C	-0.16%
CSGP	D	-0.16%
WTW	B	-0.16%
CRWD	D	-0.16%
PSX	F	-0.16%
STLD	C	-0.15%
DAL	C	-0.15%
GPN	D	-0.14%
ZBH	F	-0.14%
RJF	C	-0.13%
FCNCA	D	-0.13%
RS	D	-0.13%
SPOT	C	-0.13%
VLO	F	-0.13%
SBAC	C	-0.13%
INVH	D	-0.12%
CBOE	C	-0.12%
NI	B	-0.12%
LULU	D	-0.12%
CE	D	-0.12%
FTV	C	-0.12%
FTNT	B	-0.12%
RPM	B	-0.12%
PHM	B	-0.11%
EVRG	B	-0.11%
SYF	C	-0.11%
AES	C	-0.11%
BR	C	-0.11%
MPWR	B	-0.11%
ARE	C	-0.11%
AVTR	C	-0.11%
TTD	B	-0.11%
LDOS	A	-0.1%
FANG	F	-0.1%
NVR	B	-0.1%
OXY	F	-0.1%
BLDR	C	-0.1%
THC	C	-0.1%
DDOG	D	-0.09%
UAL	B	-0.09%
DECK	C	-0.09%
EME	B	-0.09%
CSL	B	-0.09%
EG	B	-0.09%
EXP	B	-0.08%
L	D	-0.08%
RGA	C	-0.08%
EXPD	B	-0.08%
MAS	B	-0.08%
APP	C	-0.08%
CVNA	B	-0.07%
QGEN	C	-0.07%
SNA	B	-0.07%
BG	F	-0.07%
EXPE	C	-0.07%
CCL	C	-0.07%
AMH	D	-0.07%
WSM	C	-0.07%
GLPI	C	-0.07%
SSNC	C	-0.07%
RPRX	C	-0.07%
WPC	C	-0.07%
LPX	B	-0.06%
ITT	B	-0.06%
CW	B	-0.06%
TOL	A	-0.06%
AIZ	B	-0.06%
UNM	B	-0.06%
JEF	C	-0.06%
EWBC	C	-0.06%
LVS	C	-0.06%
ACM	B	-0.06%
ALNY	C	-0.06%
TEAM	D	-0.06%
FIX	B	-0.06%
BURL	C	-0.06%
DKS	D	-0.05%
ELAN	D	-0.05%
OLN	D	-0.05%
ZM	C	-0.05%
INGR	B	-0.05%
FHN	D	-0.05%
CLF	F	-0.05%
BLD	C	-0.05%
NNN	B	-0.05%
LECO	D	-0.05%
PINS	D	-0.05%
AOS	B	-0.05%
CACI	B	-0.05%
TAP	D	-0.05%
SF	B	-0.05%
CTRA	F	-0.05%
GL	D	-0.05%
MEDP	F	-0.05%
XRAY	D	-0.04%
MTG	B	-0.04%
ARMK	B	-0.04%
ZION	D	-0.04%
NTNX	D	-0.04%
ALSN	B	-0.04%
SEIC	B	-0.04%
AYI	B	-0.04%
WTFC	C	-0.04%
STAG	D	-0.04%
COKE	C	-0.04%
CNM	F	-0.04%
DCI	C	-0.04%
MRNA	F	-0.04%
ZS	F	-0.04%
VRSN	C	-0.04%
UGI	B	-0.04%
ACI	F	-0.04%
GNRC	D	-0.04%
PSTG	F	-0.04%
WLK	C	-0.04%
SWKS	F	-0.04%
CRBG	C	-0.04%
BRBR	B	-0.04%
XP	D	-0.04%
MANH	B	-0.04%
SON	D	-0.04%
MRO	D	-0.04%
TXRH	B	-0.04%
BRX	C	-0.04%
JAZZ	D	-0.04%
QRVO	F	-0.03%
RYN	C	-0.03%
BMRN	F	-0.03%
H	B	-0.03%
SLM	C	-0.03%
NTRA	C	-0.03%
ESAB	C	-0.03%
JHG	B	-0.03%
SMG	B	-0.03%
R	C	-0.03%
NEU	D	-0.03%
MSA	D	-0.03%
UTHR	B	-0.03%
RL	B	-0.03%
RHI	D	-0.03%
COLB	B	-0.03%
AMG	C	-0.03%
LNW	F	-0.03%
G	C	-0.03%
SAIC	C	-0.03%
FLS	C	-0.03%
KEX	C	-0.03%
DOCU	C	-0.03%
FTI	D	-0.03%
BEN	F	-0.03%
HRB	C	-0.03%
MGM	D	-0.03%
FFIV	B	-0.03%
CROX	C	-0.03%
MIDD	C	-0.03%
WCC	C	-0.03%
SKX	C	-0.03%
WYNN	C	-0.03%
AXS	B	-0.03%
ASH	F	-0.03%
APG	F	-0.03%
GTLB	D	-0.02%
GTES	C	-0.02%
CRUS	D	-0.02%
SRPT	F	-0.02%
PK	D	-0.02%
AZTA	F	-0.02%
MSM	D	-0.02%
WFRD	F	-0.02%
SMAR	A	-0.02%
HIW	C	-0.02%
CWEN	A	-0.02%
LSCC	D	-0.02%
INCY	C	-0.02%
EPR	C	-0.02%
THO	C	-0.02%
NYT	B	-0.02%
DINO	F	-0.02%
NBIX	F	-0.02%
ROKU	D	-0.02%
CIEN	B	-0.02%
MTCH	C	-0.02%
DTM	C	-0.02%
WH	B	-0.02%
PRGO	F	-0.02%
EEFT	F	-0.02%
SNX	C	-0.02%
EXAS	D	-0.02%
OZK	F	-0.02%
KRC	C	-0.02%
CNA	D	-0.01%
APLS	F	-0.01%
LEN	B	-0.01%
ADTN	C	-0.01%
NWS	D	-0.01%
CWEN	A	-0.01%
ALGM	D	-0.01%
PEGA	B	-0.01%
REYN	C	-0.01%
CRI	D	-0.01%
PPC	D	-0.01%
RARE	C	-0.01%
AMKR	F	-0.01%
COLM	C	-0.01%
TNL	C	-0.01%
IONS	F	-0.01%
VKTX	D	-0.01%
FOX	B	-0.01%
SAM	D	-0.01%
PINC	D	-0.01%
PATH	D	-0.01%
BILL	D	-0.01%
VIRT	C	-0.01%
EXEL	C	-0.01%
DBX	C	-0.01%
CIVI	F	-0.01%
PLTK	C	-0.0%
SEB	D	-0.0%
DDS	D	-0.0%