RAFE vs. FCTR ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to First Trust Lunt U.S. Factor Rotation ETF (FCTR)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

238

* may have additional holdings in another (foreign) market

FCTR

First Trust Lunt U.S. Factor Rotation ETF

FCTR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Lunt Capital Large Cap Factor Rotation Index (the "index"). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide exposure to U.S. large cap equities grouped into four separate factors, with factors emphasized within the index as they come into favor in the U.S. marketplace. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$34.76

Average Daily Volume

7,787

Number of Holdings ^*

166

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	FCTR
30 Days	1.92%	9.38%
60 Days	3.06%	12.16%
90 Days	4.90%	17.79%
12 Months	24.12%	36.88%

56 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in FCTR	Overlap
AAPL	C	6.52%	0.66%	0.66%
ADBE	C	0.63%	0.37%	0.37%
ADP	B	0.45%	1.1%	0.45%
AMT	D	0.19%	0.34%	0.19%
ANET	C	0.02%	1.24%	0.02%
AVB	B	0.16%	0.43%	0.16%
AVGO	D	1.26%	0.43%	0.43%
AWK	D	0.14%	0.38%	0.14%
BDX	F	0.32%	0.39%	0.32%
BLK	C	0.71%	0.45%	0.45%
BSX	B	0.11%	0.47%	0.11%
CARR	D	0.37%	0.38%	0.37%
CDNS	B	0.13%	0.54%	0.13%
CHD	B	0.07%	0.23%	0.07%
CL	D	0.37%	1.01%	0.37%
CSCO	B	2.94%	0.25%	0.25%
EIX	B	0.25%	0.43%	0.25%
EQR	B	0.16%	0.4%	0.16%
FAST	B	0.13%	0.52%	0.13%
FI	A	0.28%	0.92%	0.28%
GIS	D	0.32%	0.35%	0.32%
GWW	B	0.17%	0.28%	0.17%
HCA	F	0.09%	0.33%	0.09%
HSY	F	0.06%	0.19%	0.06%
IRM	D	0.19%	0.61%	0.19%
ISRG	A	0.14%	0.91%	0.14%
ITW	B	0.31%	0.84%	0.31%
KDP	D	0.14%	0.42%	0.14%
KLAC	D	0.21%	0.32%	0.21%
KMB	D	0.3%	0.39%	0.3%
KO	D	0.98%	0.52%	0.52%
LLY	F	0.67%	0.72%	0.67%
MA	C	0.79%	1.36%	0.79%
MCO	B	0.16%	0.39%	0.16%
MDLZ	F	0.29%	0.19%	0.19%
META	D	1.2%	0.45%	0.45%
MSFT	F	5.72%	0.36%	0.36%
MSI	B	0.21%	1.73%	0.21%
NFLX	A	0.09%	0.47%	0.09%
NVDA	C	1.12%	0.77%	0.77%
O	D	0.02%	0.41%	0.02%
ORCL	B	1.68%	0.51%	0.51%
ORLY	B	0.05%	0.43%	0.05%
PAYX	C	0.11%	1.42%	0.11%
PEP	F	0.28%	0.2%	0.2%
PG	A	2.84%	0.52%	0.52%
PGR	A	0.25%	0.48%	0.25%
PPG	F	0.2%	0.41%	0.2%
RSG	A	0.04%	0.24%	0.04%
SNPS	B	0.08%	0.44%	0.08%
SPGI	C	0.1%	0.47%	0.1%
SYK	C	0.12%	1.36%	0.12%
SYY	B	0.24%	0.77%	0.24%
TJX	A	0.49%	0.6%	0.49%
V	A	1.09%	1.34%	1.09%
WM	A	0.44%	0.22%	0.22%

RAFE Overweight 182 Positions Relative to FCTR

Symbol	Grade	Weight
JPM	A	4.09%
C	A	3.25%
JNJ	D	3.18%
INTC	D	2.85%
WFC	A	2.82%
T	A	2.41%
PFE	D	2.32%
GM	B	2.16%
BMY	B	1.97%
IBM	C	1.81%
HD	A	1.77%
VZ	C	1.69%
MRK	F	1.69%
QCOM	F	1.6%
CMCSA	B	1.55%
ABBV	D	1.53%
CI	F	1.3%
DIS	B	1.2%
TGT	F	1.18%
ABT	B	1.18%
LOW	D	1.14%
F	C	1.14%
LIN	D	1.12%
AMGN	D	1.08%
MMM	D	1.07%
GILD	C	0.99%
GS	A	0.98%
ACN	C	0.97%
MU	D	0.95%
ELV	F	0.89%
BAC	A	0.86%
TXN	C	0.83%
AMAT	F	0.81%
HPQ	B	0.72%
HPE	B	0.7%
MET	A	0.7%
AXP	A	0.63%
PYPL	B	0.62%
DD	D	0.59%
ALL	A	0.58%
UNH	C	0.58%
CRM	B	0.58%
JCI	C	0.55%
UPS	C	0.54%
DE	A	0.54%
PRU	A	0.51%
BBY	D	0.5%
LRCX	F	0.5%
DOW	F	0.5%
TSLA	B	0.49%
NKE	D	0.48%
NEM	D	0.46%
DHR	F	0.46%
TMUS	B	0.46%
FDX	B	0.45%
IP	B	0.43%
MCK	B	0.43%
APD	A	0.42%
EBAY	D	0.41%
HUM	C	0.41%
CVS	D	0.4%
WDC	D	0.37%
ADI	D	0.37%
CBRE	B	0.37%
FIS	C	0.36%
WELL	A	0.33%
ADM	D	0.33%
EA	A	0.31%
NTAP	C	0.29%
CAH	B	0.29%
MAR	B	0.28%
HIG	B	0.27%
BIIB	F	0.27%
GEHC	F	0.27%
CCI	D	0.27%
STT	A	0.26%
WY	D	0.26%
ECL	D	0.26%
AMP	A	0.25%
EQIX	A	0.24%
VTR	C	0.23%
OC	A	0.22%
LUMN	C	0.21%
WHR	B	0.21%
CMI	A	0.21%
JLL	D	0.21%
PFG	D	0.2%
PARA	C	0.2%
KHC	F	0.2%
LH	C	0.19%
JNPR	F	0.19%
FOXA	B	0.19%
MOS	F	0.19%
BK	A	0.19%
K	A	0.18%
BAX	D	0.18%
CTSH	B	0.18%
VFC	C	0.18%
DVA	B	0.17%
TPR	B	0.16%
CF	B	0.16%
BALL	D	0.16%
EW	C	0.16%
PKG	A	0.15%
ARW	D	0.15%
DG	F	0.15%
HLT	A	0.15%
SHW	A	0.15%
A	D	0.15%
OMC	C	0.14%
KSS	F	0.14%
ZTS	D	0.14%
FITB	A	0.13%
CNC	D	0.13%
MRVL	B	0.13%
COR	B	0.13%
DELL	C	0.13%
OTIS	C	0.12%
TROW	B	0.12%
EL	F	0.12%
IFF	D	0.12%
HOLX	D	0.11%
WAT	B	0.11%
HST	C	0.11%
TSCO	D	0.11%
SWK	D	0.11%
GAP	C	0.11%
PVH	C	0.11%
ON	D	0.1%
KEYS	A	0.1%
LKQ	D	0.09%
WAB	B	0.09%
SOLV	C	0.09%
WBA	F	0.09%
VTRS	A	0.09%
AVT	C	0.09%
SJM	D	0.09%
USFD	A	0.09%
TER	D	0.09%
CDW	F	0.09%
ILMN	D	0.08%
GPC	D	0.08%
PLD	D	0.08%
LNC	B	0.08%
DOX	D	0.08%
LEA	D	0.08%
DXC	B	0.07%
DGX	A	0.07%
KIM	A	0.07%
NDAQ	A	0.07%
HUN	F	0.07%
CAG	D	0.07%
AKAM	D	0.07%
TSN	B	0.07%
MAA	B	0.07%
NTRS	A	0.07%
NWSA	B	0.07%
DOV	A	0.06%
KD	B	0.06%
HSIC	B	0.06%
EQH	B	0.06%
GT	C	0.06%
MCHP	D	0.06%
AMD	F	0.06%
ESS	B	0.05%
MHK	D	0.05%
XRX	F	0.05%
HAS	D	0.05%
CTVA	C	0.05%
FL	F	0.05%
CPB	D	0.05%
ROK	B	0.05%
AAP	C	0.04%
OGN	D	0.04%
WU	D	0.04%
GEN	B	0.04%
AGCO	D	0.04%
NWL	B	0.04%
FLEX	A	0.04%
MAN	D	0.03%
M	D	0.03%
HRL	D	0.01%

RAFE Underweight 110 Positions Relative to FCTR

Symbol	Grade	Weight
APP	B	-3.82%
PLTR	B	-2.43%
MSTR	C	-2.06%
VST	B	-1.86%
FICO	B	-1.51%
AXON	A	-1.45%
BR	A	-1.37%
CTAS	B	-1.05%
ARES	A	-1.04%
APO	B	-1.03%
TDG	D	-0.99%
YUM	B	-0.95%
BRO	B	-0.94%
VRSK	A	-0.93%
HOOD	B	-0.92%
FDS	B	-0.9%
ROL	B	-0.9%
VRSN	F	-0.87%
TT	A	-0.82%
THC	D	-0.81%
ACGL	D	-0.8%
LDOS	C	-0.8%
HWM	A	-0.79%
EME	C	-0.77%
ICE	C	-0.77%
TPL	A	-0.75%
TRGP	B	-0.73%
MANH	D	-0.7%
CRWD	B	-0.68%
KKR	A	-0.68%
MCD	D	-0.65%
VICI	C	-0.63%
PH	A	-0.62%
TTD	B	-0.59%
NET	B	-0.58%
DDOG	A	-0.56%
RCL	A	-0.56%
HUBS	A	-0.55%
NI	A	-0.55%
MMC	B	-0.54%
ZS	C	-0.53%
SBAC	D	-0.53%
LNG	B	-0.52%
TOL	B	-0.52%
NOW	A	-0.51%
SNOW	C	-0.51%
TTWO	A	-0.51%
PPL	B	-0.51%
FE	C	-0.5%
SRE	A	-0.5%
PANW	C	-0.5%
ETR	B	-0.5%
MSCI	C	-0.49%
DRI	B	-0.49%
RBLX	C	-0.49%
LNT	A	-0.49%
DUK	C	-0.49%
WEC	A	-0.48%
DASH	A	-0.47%
ROST	C	-0.47%
CMS	C	-0.46%
ERIE	D	-0.45%
LMT	D	-0.45%
DPZ	C	-0.45%
AEE	A	-0.45%
SO	D	-0.44%
ED	D	-0.43%
ALNY	D	-0.43%
ADSK	A	-0.42%
ROP	B	-0.42%
PHM	D	-0.42%
GLPI	C	-0.42%
URI	B	-0.41%
AEP	D	-0.41%
MDB	C	-0.4%
EXC	C	-0.4%
DXCM	D	-0.4%
NOC	D	-0.4%
DTE	C	-0.4%
AFL	B	-0.4%
MDT	D	-0.39%
LW	C	-0.37%
VRTX	F	-0.37%
PWR	A	-0.37%
INTU	C	-0.37%
LII	A	-0.37%
BSY	D	-0.37%
NVR	D	-0.36%
BX	A	-0.36%
OKE	A	-0.36%
PSA	D	-0.34%
COST	B	-0.34%
DHI	D	-0.34%
CSL	C	-0.33%
RIVN	F	-0.32%
MPWR	F	-0.31%
IDXX	F	-0.31%
FCNCA	A	-0.31%
ETN	A	-0.3%
BKNG	A	-0.29%
ATO	A	-0.27%
CPAY	A	-0.26%
HON	B	-0.24%
BRK.A	B	-0.24%
CB	C	-0.23%
CMG	B	-0.22%
AME	A	-0.22%
PCAR	B	-0.19%
MNST	C	-0.19%
LECO	B	-0.17%