RAFE vs. AUSF ETF Comparison

Comparison of PIMCO RAFI ESG U.S. ETF (RAFE) to Global X Adaptive U.S. Factor ETF (AUSF)

RAFE

PIMCO RAFI ESG U.S. ETF

RAFE Description

The investment seeks to provide total return that closely corresponds, before fees and expenses, to the total return of the RAFI ESG US Index. The fund seeks to achieve its investment objective by investing under normal circumstances at least 80% of its total assets in the component securities of the RAFI ESG US Index. The underlying index is constructed by RAFI Indices, LLC using a rules-based approach within publicly traded U.S. equities to create an integrated ESG strategy which overweights companies that rate well across various ESG themes and excludes companies with a major involvement in industries such as tobacco, gaming, weapons and fossil fuels.

Grade (RS Rating)

Last Trade

$37.82

Average Daily Volume

12,485

Number of Holdings ^*

237

* may have additional holdings in another (foreign) market

AUSF

Global X Adaptive U.S. Factor ETF

AUSF Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Adaptive Wealth Strategies U.S. Factor Index (the "index"). The fund invests at least 80% of its total assets in the securities of the index. Its 80% investment policy is non-fundamental and requires 60 days prior written notice to shareholders before it can be changed. The index is designed to dynamically allocate across three sub-indices that provide exposure to U.S. equities that exhibit characteristics of one of three primary factors: value, momentum and low volatility. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$44.62

Average Daily Volume

36,554

Number of Holdings ^*

190

* may have additional holdings in another (foreign) market

Performance

Period	RAFE	AUSF
30 Days	1.92%	4.22%
60 Days	3.06%	5.67%
90 Days	4.90%	7.18%
12 Months	24.12%	33.52%

76 Overlapping Holdings

Symbol	Grade	Weight in RAFE	Weight in AUSF	Overlap
AAPL	C	5.06%	0.1%	0.1%
ABBV	D	1.26%	0.14%	0.14%
ADM	D	0.26%	0.44%	0.26%
ADP	B	0.37%	1.45%	0.37%
AKAM	D	0.06%	0.06%	0.06%
AMGN	D	0.98%	0.08%	0.08%
ARW	D	0.12%	0.43%	0.12%
AVT	C	0.08%	0.48%	0.08%
BBY	D	0.4%	0.47%	0.4%
BDX	F	0.27%	0.08%	0.08%
BSX	B	0.09%	1.49%	0.09%
C	A	2.61%	0.53%	0.53%
CAG	D	0.06%	0.45%	0.06%
CAH	B	0.24%	0.08%	0.08%
CHD	B	0.05%	0.11%	0.05%
CI	F	1.09%	0.08%	0.08%
CL	D	0.29%	0.07%	0.07%
CMCSA	B	1.28%	0.51%	0.51%
CNC	D	0.11%	0.48%	0.11%
COR	B	0.11%	1.52%	0.11%
CSCO	B	2.39%	1.41%	1.41%
CVS	D	0.32%	0.46%	0.32%
DGX	A	0.05%	0.07%	0.05%
DOW	F	0.42%	0.42%	0.42%
DOX	D	0.08%	1.36%	0.08%
EA	A	0.23%	1.37%	0.23%
ECL	D	0.21%	0.07%	0.07%
FI	A	0.22%	0.07%	0.07%
GAP	C	0.09%	0.49%	0.09%
GM	B	1.79%	0.53%	0.53%
HIG	B	0.21%	0.08%	0.08%
HOLX	D	0.08%	0.08%	0.08%
HPE	B	0.56%	0.54%	0.54%
HPQ	B	0.58%	0.52%	0.52%
HST	C	0.09%	0.5%	0.09%
IBM	C	1.45%	1.32%	1.32%
INTC	D	2.33%	0.53%	0.53%
IP	B	0.34%	0.57%	0.34%
JNJ	D	2.55%	1.31%	1.31%
JNPR	F	0.16%	1.44%	0.16%
K	A	0.14%	0.07%	0.07%
KHC	F	0.17%	0.44%	0.17%
KMB	D	0.23%	0.07%	0.07%
KO	D	0.78%	1.01%	0.78%
LEA	D	0.07%	0.45%	0.07%
LIN	D	0.91%	1.34%	0.91%
LNC	B	0.07%	0.54%	0.07%
M	D	0.02%	0.48%	0.02%
MA	C	0.63%	0.08%	0.08%
MCK	B	0.34%	0.09%	0.09%
MDLZ	F	0.24%	0.07%	0.07%
MOS	F	0.17%	0.48%	0.17%
MRK	F	1.39%	0.99%	0.99%
MSI	B	0.17%	0.09%	0.09%
OGN	D	0.03%	0.44%	0.03%
PEP	F	0.24%	0.67%	0.24%
PFE	D	1.92%	0.44%	0.44%
PG	A	2.18%	0.79%	0.79%
PGR	A	0.2%	0.18%	0.18%
PKG	A	0.12%	0.09%	0.09%
PVH	C	0.09%	0.55%	0.09%
RSG	A	0.03%	1.53%	0.03%
SOLV	C	0.07%	0.48%	0.07%
T	A	1.86%	1.81%	1.81%
TJX	A	0.38%	0.07%	0.07%
TMUS	B	0.37%	1.58%	0.37%
TPR	B	0.11%	0.57%	0.11%
UNH	C	0.5%	0.08%	0.08%
V	A	0.86%	1.5%	0.86%
VTRS	A	0.07%	0.54%	0.07%
VZ	C	1.29%	1.72%	1.29%
WBA	F	0.08%	0.47%	0.08%
WELL	A	0.26%	0.07%	0.07%
WHR	B	0.17%	0.54%	0.17%
WM	A	0.35%	1.39%	0.35%
WU	D	0.03%	0.44%	0.03%

RAFE Overweight 161 Positions Relative to AUSF

Symbol	Grade	Weight
MSFT	F	4.52%
JPM	A	3.18%
WFC	A	2.2%
BMY	B	1.6%
HD	A	1.4%
ORCL	B	1.33%
QCOM	F	1.29%
AVGO	D	1.07%
META	D	0.98%
LOW	D	0.95%
ABT	B	0.93%
F	C	0.92%
TGT	F	0.91%
MMM	D	0.88%
NVDA	C	0.88%
GILD	C	0.87%
DIS	B	0.85%
MU	D	0.84%
GS	A	0.8%
ACN	C	0.78%
ELV	F	0.76%
AMAT	F	0.71%
TXN	C	0.7%
BAC	A	0.68%
LLY	F	0.6%
MET	A	0.55%
PYPL	B	0.51%
AXP	A	0.51%
ADBE	C	0.5%
CRM	B	0.49%
DD	D	0.48%
ALL	A	0.46%
JCI	C	0.45%
LRCX	F	0.43%
DE	A	0.43%
UPS	C	0.42%
NKE	D	0.4%
PRU	A	0.4%
TSLA	B	0.39%
DHR	F	0.38%
NEM	D	0.36%
FDX	B	0.35%
EBAY	D	0.33%
HUM	C	0.33%
APD	A	0.32%
ADI	D	0.31%
WDC	D	0.3%
CARR	D	0.3%
CBRE	B	0.3%
FIS	C	0.29%
GIS	D	0.26%
ITW	B	0.25%
BIIB	F	0.24%
MAR	B	0.23%
LUMN	C	0.22%
GEHC	F	0.22%
NTAP	C	0.22%
STT	A	0.21%
WY	D	0.21%
CCI	D	0.21%
SYY	B	0.2%
AMP	A	0.2%
EQIX	A	0.19%
EIX	B	0.19%
PARA	C	0.18%
KLAC	D	0.18%
JLL	D	0.18%
VTR	C	0.18%
PPG	F	0.17%
OC	A	0.17%
BK	A	0.16%
VFC	C	0.16%
PFG	D	0.16%
CMI	A	0.16%
GWW	B	0.15%
AMT	D	0.15%
FOXA	B	0.15%
BAX	D	0.15%
IRM	D	0.15%
LH	C	0.15%
CTSH	B	0.15%
SHW	A	0.13%
EQR	B	0.13%
BALL	D	0.13%
AVB	B	0.13%
A	D	0.13%
MCO	B	0.13%
DVA	B	0.13%
DG	F	0.12%
OMC	C	0.12%
HLT	A	0.12%
CF	B	0.12%
EW	C	0.12%
KSS	F	0.12%
ISRG	A	0.11%
DELL	C	0.11%
MRVL	B	0.11%
ZTS	D	0.11%
KDP	D	0.11%
IFF	D	0.1%
CDNS	B	0.1%
AWK	D	0.1%
FAST	B	0.1%
FITB	A	0.1%
CDW	F	0.09%
KEYS	A	0.09%
TSCO	D	0.09%
PAYX	C	0.09%
SWK	D	0.09%
WAT	B	0.09%
TROW	B	0.09%
SYK	C	0.09%
EL	F	0.09%
OTIS	C	0.09%
HCA	F	0.08%
TER	D	0.08%
ON	D	0.08%
SPGI	C	0.08%
SNPS	B	0.07%
ILMN	D	0.07%
LKQ	D	0.07%
WAB	B	0.07%
SJM	D	0.07%
USFD	A	0.07%
HUN	F	0.06%
NTRS	A	0.06%
MAA	B	0.06%
DXC	B	0.06%
NWSA	B	0.06%
GPC	D	0.06%
PLD	D	0.06%
NFLX	A	0.06%
DOV	A	0.05%
KD	B	0.05%
HSY	F	0.05%
EQH	B	0.05%
NDAQ	A	0.05%
KIM	A	0.05%
AMD	F	0.05%
GT	C	0.05%
TSN	B	0.05%
MCHP	D	0.05%
NWL	B	0.04%
FLEX	A	0.04%
ESS	B	0.04%
ORLY	B	0.04%
HAS	D	0.04%
XRX	F	0.04%
MHK	D	0.04%
CTVA	C	0.04%
ROK	B	0.04%
CPB	D	0.04%
HSIC	B	0.04%
FL	F	0.04%
AAP	C	0.03%
AGCO	D	0.03%
GEN	B	0.03%
ANET	C	0.02%
MAN	D	0.02%
HRL	D	0.01%
O	D	0.01%

RAFE Underweight 114 Positions Relative to AUSF

Symbol	Grade	Weight
WMT	A	-1.5%
BRK.A	B	-1.46%
LMT	D	-1.45%
GD	F	-1.45%
RTX	C	-1.42%
MMC	B	-1.41%
ICE	C	-1.39%
CME	A	-1.36%
ACI	C	-1.29%
EDR	A	-1.27%
CBOE	B	-0.88%
BR	A	-0.83%
MCD	D	-0.71%
DTM	B	-0.67%
MARA	C	-0.67%
UNM	A	-0.63%
KMI	A	-0.63%
MO	A	-0.62%
LBRDK	C	-0.59%
COLB	A	-0.57%
UMBF	B	-0.57%
ONB	B	-0.57%
SYF	B	-0.57%
ZION	B	-0.56%
UBSI	B	-0.56%
FNB	A	-0.56%
FHN	A	-0.56%
WBS	A	-0.56%
PB	A	-0.55%
HBAN	A	-0.55%
JXN	C	-0.55%
CMA	A	-0.55%
ABG	B	-0.55%
CADE	B	-0.55%
RF	A	-0.54%
OKE	A	-0.54%
CFG	B	-0.54%
AL	B	-0.54%
LAD	A	-0.54%
PCAR	B	-0.54%
OZK	B	-0.53%
TAP	C	-0.53%
BEN	C	-0.52%
NOV	C	-0.52%
ALLY	C	-0.52%
BCC	B	-0.51%
AM	A	-0.51%
QGEN	D	-0.5%
BWA	D	-0.5%
CHE	D	-0.5%
RDN	C	-0.49%
X	C	-0.49%
CIVI	D	-0.49%
SLG	B	-0.49%
SNX	C	-0.48%
NXST	C	-0.48%
TDG	D	-0.48%
CHRD	D	-0.48%
SON	D	-0.47%
KRC	C	-0.47%
STWD	C	-0.47%
AGNC	D	-0.47%
CRBG	B	-0.47%
DINO	D	-0.47%
BG	F	-0.47%
VICI	C	-0.46%
RPRX	D	-0.46%
UGI	A	-0.46%
LYB	F	-0.46%
MDT	D	-0.46%
RNR	C	-0.46%
CNH	C	-0.45%
HOG	D	-0.45%
EMN	D	-0.45%
FMC	D	-0.44%
SWKS	F	-0.44%
HII	D	-0.44%
CE	F	-0.29%
YUM	B	-0.26%
CACI	D	-0.22%
LDOS	C	-0.13%
GRMN	B	-0.13%
TW	A	-0.13%
SO	D	-0.12%
KR	B	-0.12%
COST	B	-0.11%
TRV	B	-0.11%
VRSK	A	-0.1%
WMB	A	-0.1%
GDDY	A	-0.1%
SNA	A	-0.1%
AFL	B	-0.1%
CVX	A	-0.09%
NOC	D	-0.09%
ATR	B	-0.09%
AME	A	-0.09%
WRB	A	-0.09%
DUK	C	-0.09%
ORI	A	-0.09%
INGR	B	-0.08%
CB	C	-0.08%
XOM	B	-0.08%
ED	D	-0.08%
VRSN	F	-0.08%
PNW	B	-0.08%
FE	C	-0.07%
CTLT	B	-0.07%
AJG	B	-0.07%
ATO	A	-0.07%
L	A	-0.07%
ROP	B	-0.07%
VRTX	F	-0.07%
HON	B	-0.07%
REGN	F	-0.06%