QABA vs. RFV ETF Comparison

Comparison of First Trust NASDAQ ABA Community Bank Index Fund (QABA) to Guggenheim S&P Midcap 400 Pure Value ETF (RFV)

QABA

First Trust NASDAQ ABA Community Bank Index Fund

QABA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) ABA Community Bank Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. For the purposes of the index, a "community bank" is considered to be all U.S.banks and thrifts or their holding companies listed on NASDAQ(R), excluding the 50 largest U.S. banks by asset size. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$42.58

Average Daily Volume

26,741

Number of Holdings ^*

123

* may have additional holdings in another (foreign) market

RFV

Guggenheim S&P Midcap 400 Pure Value ETF

RFV Description

The investment seeks to replicate as closely as possible, before fees and expenses, the performance of the S&P MidCap 400 Pure Value Index Total Return. The fund will invest at least 90% of its net assets, plus any borrowings for investment purposes, in the equity securities included in the underlying index. The underlying index is narrow in focus, containing only those S&P MidCap 400 companies with strong value characteristics as selected by S&P. It may hold up to 10% of its assets in securities not included in the underlying index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$109.94

Average Daily Volume

22,922

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	QABA	RFV
30 Days	-1.85%	-1.61%
60 Days	-7.12%	-1.06%
90 Days	-7.33%	1.30%
12 Months	8.04%	21.25%

1 Overlapping Holdings

	Symbol	Grade	Weight in QABA	Weight in RFV	Overlap
	TCBI	D	1.73%	0.62%	0.62%

QABA Overweight 122 Positions Relative to RFV

Symbol	Grade	Weight
CBSH	C	4.28%
WTFC	C	3.85%
OZK	C	3.1%
UBSI	D	2.88%
FFIN	D	2.82%
UMBF	C	2.53%
HWC	C	2.37%
TFSL	D	2.15%
IBOC	C	2.14%
ABCB	D	2.03%
UCBI	D	1.88%
BANF	D	1.75%
FHB	C	1.7%
FIBK	F	1.68%
CATY	F	1.66%
WSFS	C	1.63%
FULT	C	1.58%
SFNC	C	1.49%
CVBF	F	1.47%
PPBI	F	1.37%
INDB	F	1.32%
FFBC	D	1.29%
TOWN	C	1.28%
SBCF	F	1.27%
FRME	C	1.25%
WAFD	D	1.13%
MBIN	D	1.13%
IBTX	F	1.11%
CLBK	F	1.1%
TBBK	F	1.06%
WSBC	D	1.06%
NBTB	D	1.04%
TRMK	C	1.03%
BANR	D	1.0%
LKFN	D	1.0%
CHCO	D	0.94%
EFSC	D	0.92%
HTLF	B	0.91%
NWBI	D	0.89%
FBNC	D	0.88%
SYBT	D	0.86%
HOPE	D	0.82%
CASH	D	0.81%
BUSE	D	0.8%
WABC	D	0.79%
SRCE	D	0.77%
STBA	D	0.75%
TCBK	F	0.72%
VBTX	D	0.68%
PFBC	B	0.65%
PEBO	D	0.63%
GABC	C	0.62%
SASR	F	0.61%
QCRH	C	0.6%
OCFC	F	0.57%
RBCAA	C	0.54%
BRKL	D	0.53%
SBSI	D	0.52%
BFC	D	0.52%
FMBH	C	0.47%
CFFN	F	0.47%
FBMS	F	0.47%
CTBI	C	0.46%
CNOB	F	0.45%
DCOM	F	0.44%
AMAL	D	0.43%
PFC	D	0.43%
EGBN	F	0.42%
HFWA	F	0.4%
CFB	D	0.4%
CASS	C	0.4%
GSBC	D	0.39%
HBT	D	0.38%
OSBC	D	0.38%
FCBC	D	0.38%
MBWM	D	0.37%
UVSP	D	0.36%
MSBI	D	0.33%
HBNC	D	0.33%
BFST	D	0.33%
IBCP	D	0.32%
CCB	C	0.32%
TRST	D	0.32%
HTBK	F	0.31%
SMBC	F	0.3%
FMNB	D	0.3%
HAFC	F	0.29%
CCBG	F	0.29%
HONE	F	0.28%
HTBI	D	0.28%
CAC	F	0.28%
PGC	F	0.27%
SPFI	D	0.27%
WASH	F	0.27%
THFF	D	0.27%
NBN	C	0.27%
NFBK	F	0.26%
CCNE	D	0.26%
BHRB	D	0.25%
KRNY	F	0.25%
AROW	F	0.25%
ESQ	D	0.24%
SHBI	F	0.23%
HIFS	D	0.23%
FFIC	F	0.22%
MOFG	F	0.22%
MPB	F	0.21%
RBB	D	0.21%
BWB	D	0.2%
NEWT	C	0.19%
FRST	D	0.18%
NRIM	F	0.17%
CARE	F	0.17%
FISI	F	0.17%
PFIS	F	0.17%
BMRC	F	0.16%
WSBF	D	0.15%
FLIC	F	0.15%
NECB	D	0.14%
CZFS	D	0.14%
BLFY	F	0.14%
OVLY	F	0.12%

QABA Underweight 87 Positions Relative to RFV

Symbol	Grade	Weight
PBF	B	-3.65%
M	D	-2.56%
SNX	B	-2.52%
AVT	B	-2.45%
DINO	B	-2.37%
X	D	-2.32%
ARW	B	-2.19%
GT	D	-2.09%
LAD	D	-2.06%
HTZ	F	-1.87%
CLF	B	-1.87%
MTZ	B	-1.81%
ADNT	F	-1.77%
JLL	C	-1.77%
AN	B	-1.75%
MAN	D	-1.72%
USFD	C	-1.63%
JWN	C	-1.63%
AA	B	-1.62%
GHC	C	-1.59%
PFGC	D	-1.57%
UNM	C	-1.55%
TMHC	C	-1.52%
WCC	C	-1.49%
THC	B	-1.45%
PPC	A	-1.41%
ALLY	C	-1.37%
LEA	D	-1.36%
MDU	B	-1.3%
R	C	-1.28%
ARMK	B	-1.26%
WHR	D	-1.2%
CMC	B	-1.16%
ASB	C	-1.15%
KD	D	-1.13%
KMPR	D	-1.13%
PAG	D	-1.13%
PVH	D	-1.1%
RGA	B	-1.1%
THO	D	-1.07%
HOG	B	-1.05%
JEF	C	-1.05%
PRGO	D	-1.02%
FLR	B	-0.97%
FNB	C	-0.95%
CUZ	D	-0.94%
VAC	B	-0.89%
KRC	D	-0.89%
FYBR	A	-0.86%
ZION	B	-0.86%
ENOV	D	-0.85%
POST	D	-0.8%
UGI	C	-0.79%
GPS	B	-0.78%
FHN	C	-0.78%
CHK	A	-0.76%
VLY	F	-0.75%
PENN	F	-0.74%
GEF	D	-0.7%
AR	A	-0.7%
ONB	D	-0.7%
COHR	D	-0.68%
TGNA	F	-0.68%
OSK	B	-0.67%
JHG	B	-0.67%
SWX	B	-0.65%
PB	C	-0.65%
AGCO	B	-0.62%
BJ	A	-0.58%
IRT	A	-0.58%
NVST	F	-0.57%
WBS	D	-0.56%
NOV	B	-0.54%
BKH	D	-0.53%
ORI	B	-0.53%
CNO	D	-0.52%
FAF	D	-0.5%
VSH	F	-0.5%
WERN	F	-0.49%
KNX	D	-0.47%
BERY	D	-0.45%
SR	D	-0.44%
NYCB	F	-0.39%
LEG	F	-0.35%
CNXC	F	-0.35%
UA	F	-0.32%
UAA	F	-0.32%