PY vs. SDVY ETF Comparison

Comparison of Principal Shareholder Yield Index ETF (PY) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

PY

Principal Shareholder Yield Index ETF

PY Description

The Principal Shareholder Yield Index ETF tracks an index of dividend-paying large- and midcap US stocks that are selected by several fundamental factors, including dividend yield and buyback yield. Holdings are equally weighted within two tiers.

Grade (RS Rating)

Last Trade

$49.90

Average Daily Volume

4,382

Number of Holdings ^*

105

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$36.25

Average Daily Volume

1,323,855

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	PY	SDVY
30 Days	2.97%	2.19%
60 Days	4.58%	0.30%
90 Days	9.17%	9.02%
12 Months	29.05%	30.02%

11 Overlapping Holdings

Symbol	Grade	Weight in PY	Weight in SDVY	Overlap
AOS	B	0.78%	1.13%	0.78%
BEN	F	0.77%	1.04%	0.77%
CF	B	0.76%	1.09%	0.76%
CINF	C	0.74%	1.05%	0.74%
EG	B	0.74%	1.05%	0.74%
FITB	B	0.81%	1.04%	0.81%
RF	B	0.77%	1.04%	0.77%
RL	B	0.77%	1.12%	0.77%
SNA	B	0.76%	1.07%	0.76%
STLD	C	0.79%	1.1%	0.79%
SYF	C	0.79%	1.02%	0.79%

PY Overweight 94 Positions Relative to SDVY

Symbol	Grade	Weight
AAPL	C	3.99%
MSFT	C	3.73%
NVDA	C	2.79%
AVGO	C	2.46%
XOM	D	1.82%
HD	B	1.59%
CVX	F	1.28%
CAT	B	1.18%
WFC	D	1.16%
QCOM	D	1.16%
ACN	C	1.15%
AXP	B	1.11%
LOW	B	1.07%
CMCSA	C	1.05%
RTX	B	1.04%
MS	B	1.02%
TJX	C	1.01%
LMT	A	0.98%
DE	A	0.98%
TT	B	0.98%
NKE	D	0.98%
ADP	C	0.97%
CB	B	0.97%
PLD	C	0.95%
CI	C	0.93%
MMC	C	0.93%
BMY	C	0.93%
PNC	C	0.91%
MDLZ	C	0.91%
ITW	B	0.89%
CSX	C	0.89%
BK	B	0.88%
MET	B	0.87%
SLB	F	0.86%
CVS	D	0.86%
AMP	B	0.85%
MO	C	0.85%
DFS	C	0.85%
PRU	C	0.84%
PSX	F	0.83%
TRV	C	0.83%
MPC	F	0.82%
BKR	C	0.82%
KR	B	0.82%
AIG	D	0.82%
SPG	B	0.82%
EBAY	B	0.81%
DD	B	0.81%
PAYX	C	0.81%
OTIS	B	0.81%
PNR	B	0.81%
EQT	C	0.8%
DRI	C	0.8%
TRGP	C	0.8%
HPE	C	0.8%
ADM	D	0.79%
NDAQ	C	0.79%
AVB	C	0.79%
VLO	F	0.79%
EMN	B	0.79%
HAL	F	0.78%
CTSH	B	0.78%
ROK	D	0.78%
HPQ	C	0.78%
GIS	B	0.78%
HIG	B	0.78%
MRO	D	0.77%
OXY	F	0.77%
ARE	C	0.77%
KMB	C	0.77%
PPG	C	0.77%
FANG	F	0.77%
LYB	D	0.76%
WTW	B	0.76%
ALLE	B	0.76%
SBAC	C	0.76%
ESS	C	0.76%
FDX	D	0.76%
NDSN	C	0.76%
VICI	C	0.76%
MKC	C	0.75%
INVH	D	0.75%
HSY	D	0.75%
CPT	C	0.75%
SYY	C	0.75%
MAA	C	0.75%
BR	C	0.75%
GPC	D	0.75%
SWKS	F	0.73%
AIZ	B	0.73%
FOXA	B	0.73%
BBWI	D	0.73%
TAP	D	0.71%
HRL	F	0.7%

PY Underweight 84 Positions Relative to SDVY

Symbol	Grade	Weight
DELL	C	-1.13%
LECO	D	-1.1%
MATX	B	-1.1%
EXPD	B	-1.09%
CRBG	C	-1.09%
WLK	C	-1.09%
J	A	-1.09%
CR	B	-1.09%
ITT	B	-1.09%
GGG	C	-1.08%
VOYA	B	-1.08%
LSTR	D	-1.08%
WMS	D	-1.08%
CMC	D	-1.08%
FIX	B	-1.08%
AMKR	F	-1.08%
RS	D	-1.08%
KTB	B	-1.08%
WSM	C	-1.07%
FBP	C	-1.07%
NTAP	D	-1.07%
SHOO	B	-1.07%
BCC	C	-1.07%
AGCO	D	-1.07%
DKS	D	-1.07%
GRMN	D	-1.07%
IEX	C	-1.07%
CHK	C	-1.07%
LEA	D	-1.07%
IBP	C	-1.07%
OMC	B	-1.06%
SLM	C	-1.06%
EDR	A	-1.06%
RHI	D	-1.06%
G	C	-1.06%
ALLY	F	-1.06%
IPG	C	-1.06%
UNM	B	-1.06%
EQH	C	-1.05%
ESNT	B	-1.05%
OC	C	-1.05%
MTG	B	-1.05%
TOL	A	-1.05%
VSH	F	-1.05%
JXN	B	-1.05%
TEX	F	-1.05%
AFG	C	-1.05%
MTH	C	-1.04%
RDN	D	-1.04%
CADE	C	-1.04%
WTFC	C	-1.04%
BPOP	C	-1.04%
UFPI	C	-1.04%
CRI	D	-1.04%
RGA	C	-1.04%
DINO	F	-1.03%
CCS	C	-1.03%
HBAN	B	-1.03%
CALM	B	-1.03%
BKE	B	-1.03%
PRDO	D	-1.03%
EWBC	C	-1.03%
EME	B	-1.03%
PHM	B	-1.03%
MLI	B	-1.03%
CFG	D	-1.02%
SNV	D	-1.02%
WGO	D	-1.02%
OZK	F	-1.02%
IBOC	D	-1.01%
ZION	D	-1.01%
KBH	C	-1.01%
CMA	C	-1.01%
EBC	C	-1.0%
CRC	C	-0.99%
NSP	F	-0.99%
SLVM	C	-0.99%
TPL	C	-0.98%
PHIN	C	-0.98%
AESI	D	-0.98%
WTTR	D	-0.97%
MGY	D	-0.96%
SM	F	-0.96%
WHD	D	-0.94%