OPTZ vs. SNPE ETF Comparison

Comparison of Optimize Strategy Index ETF (OPTZ) to Xtrackers S&P 500 ESG ETF (SNPE)

OPTZ

Optimize Strategy Index ETF

OPTZ Description

OPTZ seeks to track a broad market index consisting of US-listed equities that meet certain market-cap threshold and liquidity requirements. To be included in the fund, eligible large-cap and small-cap companies are evaluated and ranked within their own sector. Large cap companies are ranked based on the ratio of current EPS over the trailing 10-year average EPS, the current P/E ratio, and the 2-year forward EPS growth estimate. Small-cap companies are ranked solely on their P/S ratio. Within these two groups, the top 20% are selected from each sector. The index weights the sectors using the sum of the market capitalization of all constituents in each sector and within each sector each constituent is equally weighted. Reconstitution and rebalancing are done semi-annually.

Grade (RS Rating)

Last Trade

$31.04

Average Daily Volume

7,221

Number of Holdings ^*

321

* may have additional holdings in another (foreign) market

SNPE

Xtrackers S&P 500 ESG ETF

SNPE Description

The investment seeks investment results that correspond generally to the performance, before fees and expenses, of the S&P 500 ESG Index. The index is a broad-based, market capitalization weighted index that provides exposure to companies with high environmental, social and governance (ESG) performance relative to their sector peers, while maintaining similar overall industry group weights as the S&P 500 Index. The fund uses a full replication indexing strategy to seek to track the underlying index. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.52

Average Daily Volume

188,237

Number of Holdings ^*

313

* may have additional holdings in another (foreign) market

Performance

Period	OPTZ	SNPE
30 Days	8.47%	2.83%
60 Days	9.68%	4.89%
90 Days	11.36%	5.67%
12 Months		31.97%

102 Overlapping Holdings

Symbol	Grade	Weight in OPTZ	Weight in SNPE	Overlap
AAPL	C	1.06%	9.75%	1.06%
ACGL	D	0.19%	0.1%	0.1%
ADBE	C	0.11%	0.62%	0.11%
AIZ	A	0.23%	0.03%	0.03%
ALL	A	0.21%	0.15%	0.15%
AMAT	F	1.0%	0.4%	0.4%
AMD	F	1.03%	0.62%	0.62%
AMP	A	0.25%	0.15%	0.15%
AMT	D	0.07%	0.26%	0.07%
APD	A	0.18%	0.2%	0.18%
APTV	D	0.25%	0.04%	0.04%
AXON	A	0.21%	0.12%	0.12%
AXP	A	0.24%	0.46%	0.24%
BAX	D	0.11%	0.05%	0.05%
BKR	B	0.07%	0.12%	0.07%
BLK	C	0.24%	0.4%	0.24%
BR	A	0.22%	0.07%	0.07%
CAH	B	0.14%	0.08%	0.08%
CAT	B	0.14%	0.52%	0.14%
CB	C	0.19%	0.3%	0.19%
CBOE	B	0.19%	0.06%	0.06%
CBRE	B	0.1%	0.11%	0.1%
CL	D	0.25%	0.21%	0.21%
CMCSA	B	0.64%	0.47%	0.47%
CME	A	0.2%	0.23%	0.2%
COR	B	0.14%	0.12%	0.12%
COST	B	0.29%	1.15%	0.29%
CPAY	A	0.23%	0.07%	0.07%
CRM	B	1.37%	0.88%	0.88%
CVS	D	0.26%	0.2%	0.2%
DAL	C	0.19%	0.12%	0.12%
DECK	A	0.39%	0.08%	0.08%
DGX	A	0.14%	0.05%	0.05%
DIS	B	0.77%	0.58%	0.58%
DLR	B	0.11%	0.16%	0.11%
DVA	B	0.14%	0.02%	0.02%
EA	A	0.66%	0.11%	0.11%
ECL	D	0.15%	0.17%	0.15%
EIX	B	0.05%	0.09%	0.05%
EQIX	A	0.1%	0.24%	0.1%
ETN	A	0.15%	0.4%	0.15%
ETR	B	0.06%	0.09%	0.06%
FI	A	0.25%	0.35%	0.25%
GL	B	0.21%	0.03%	0.03%
GPC	D	0.29%	0.05%	0.05%
GPN	B	0.22%	0.08%	0.08%
GS	A	0.25%	0.52%	0.25%
HIG	B	0.2%	0.1%	0.1%
HUBB	B	0.15%	0.07%	0.07%
ICE	C	0.2%	0.25%	0.2%
IDXX	F	0.11%	0.1%	0.1%
INCY	C	0.16%	0.03%	0.03%
INTC	D	1.31%	0.29%	0.29%
LIN	D	0.14%	0.61%	0.14%
LOW	D	0.35%	0.42%	0.35%
LULU	C	0.39%	0.1%	0.1%
LVS	C	0.38%	0.05%	0.05%
MAR	B	0.39%	0.18%	0.18%
MCD	D	0.32%	0.59%	0.32%
MCO	B	0.2%	0.21%	0.2%
MKTX	D	0.2%	0.03%	0.03%
MSCI	C	0.21%	0.13%	0.13%
NCLH	B	0.48%	0.03%	0.03%
NVDA	C	1.44%	10.05%	1.44%
PCAR	B	0.15%	0.16%	0.15%
PEP	F	0.26%	0.61%	0.26%
PH	A	0.15%	0.25%	0.15%
PNR	A	0.15%	0.05%	0.05%
PRU	A	0.23%	0.12%	0.12%
PWR	A	0.16%	0.14%	0.14%
RCL	A	0.47%	0.16%	0.16%
RL	B	0.39%	0.02%	0.02%
ROST	C	0.29%	0.13%	0.13%
RSG	A	0.12%	0.12%	0.12%
SBAC	D	0.08%	0.07%	0.07%
SHW	A	0.16%	0.24%	0.16%
SLB	C	0.06%	0.17%	0.06%
SPGI	C	0.2%	0.45%	0.2%
SYK	C	0.14%	0.37%	0.14%
T	A	0.64%	0.46%	0.46%
TAP	C	0.32%	0.03%	0.03%
TGT	F	0.28%	0.16%	0.16%
TMUS	B	0.72%	0.32%	0.32%
TRGP	B	0.07%	0.13%	0.07%
TROW	B	0.24%	0.07%	0.07%
TRV	B	0.22%	0.16%	0.16%
TSLA	B	0.49%	2.66%	0.49%
TT	A	0.15%	0.26%	0.15%
ULTA	F	0.3%	0.05%	0.05%
UNH	C	0.13%	1.55%	0.13%
URI	B	0.15%	0.15%	0.15%
V	A	0.22%	1.44%	0.22%
VRSK	A	0.13%	0.11%	0.11%
WAB	B	0.15%	0.1%	0.1%
WBA	F	0.27%	0.02%	0.02%
WELL	A	0.1%	0.22%	0.1%
WMB	A	0.07%	0.2%	0.07%
WTW	B	0.22%	0.09%	0.09%
WY	D	0.09%	0.06%	0.06%
WYNN	D	0.36%	0.02%	0.02%
XYL	D	0.12%	0.09%	0.09%
ZBH	C	0.14%	0.06%	0.06%

OPTZ Overweight 219 Positions Relative to SNPE

Symbol	Grade	Weight
APP	B	2.03%
CRWD	B	1.37%
TTMI	B	1.36%
DELL	C	1.29%
GDDY	A	1.27%
NOW	A	1.27%
FFIV	B	1.25%
ANET	C	1.24%
QLYS	C	1.22%
CDNS	B	1.21%
BHE	B	1.2%
ITRI	B	1.19%
MSI	B	1.18%
SNPS	B	1.16%
WIX	B	1.15%
INFN	C	1.11%
VZIO	A	1.04%
VRSN	F	1.03%
BAH	F	1.02%
IBM	C	1.02%
ROP	B	1.0%
FSLR	F	0.96%
DJT	C	0.93%
LUMN	C	0.83%
CRUS	D	0.8%
IDCC	A	0.78%
ACLS	F	0.78%
NFLX	A	0.73%
RNG	B	0.72%
ZM	B	0.71%
META	D	0.65%
EAT	A	0.55%
CVNA	B	0.55%
AMC	C	0.54%
NPAB	B	0.52%
WWW	B	0.48%
COIN	C	0.42%
HBI	B	0.42%
WOOF	D	0.42%
UNFI	A	0.41%
SIG	B	0.39%
AMZN	C	0.38%
WHR	B	0.37%
GRMN	B	0.37%
ANF	C	0.36%
SBH	C	0.36%
BZH	B	0.35%
PCT	C	0.34%
FIVE	F	0.34%
DPZ	C	0.34%
PVH	C	0.34%
ORLY	B	0.34%
ALV	C	0.33%
BURL	A	0.33%
CHDN	B	0.32%
APO	B	0.31%
YETI	C	0.31%
ENR	B	0.31%
ETSY	D	0.3%
CHD	B	0.3%
DKS	C	0.29%
LC	A	0.28%
LEA	D	0.28%
LNW	D	0.28%
DOLE	D	0.27%
SQ	B	0.27%
MELI	D	0.27%
STZ	D	0.27%
ODP	F	0.27%
AX	A	0.26%
DAN	D	0.26%
KKR	A	0.25%
CAL	D	0.25%
BG	F	0.25%
ARES	A	0.24%
CROX	D	0.24%
BHF	B	0.24%
CINF	A	0.23%
AGO	B	0.23%
EWTX	C	0.23%
PRG	C	0.22%
SIGI	C	0.22%
COOP	B	0.22%
LBPH	A	0.22%
NATL	B	0.21%
PGR	A	0.21%
VRT	B	0.21%
AER	B	0.21%
BFH	B	0.21%
BRO	B	0.21%
LDI	C	0.2%
STRL	B	0.2%
CRS	A	0.2%
GATO	D	0.2%
RNR	C	0.2%
ZIM	C	0.2%
NAVI	C	0.19%
PMT	D	0.19%
FIX	A	0.18%
VMC	B	0.18%
EME	C	0.18%
GTLS	B	0.18%
PAYC	B	0.18%
XPO	B	0.18%
LPX	B	0.18%
EXP	A	0.18%
SKYW	B	0.18%
HQY	B	0.17%
JBLU	F	0.17%
AVNT	B	0.17%
MLM	B	0.17%
HASI	D	0.17%
PEN	B	0.16%
EMN	D	0.16%
DOCU	A	0.16%
PCTY	B	0.16%
AIT	A	0.16%
ACHR	B	0.16%
VERA	B	0.16%
GNRC	B	0.16%
HON	B	0.15%
ESTC	C	0.15%
GFF	A	0.15%
ISRG	A	0.15%
PEGA	A	0.15%
JAZZ	B	0.15%
TPC	C	0.15%
SAIA	B	0.15%
PODD	C	0.15%
CLOV	D	0.15%
PHIN	A	0.14%
THC	D	0.14%
STGW	B	0.14%
MRC	B	0.14%
WST	C	0.14%
LECO	B	0.14%
UTHR	C	0.14%
LIVN	F	0.14%
AKRO	B	0.14%
REVG	B	0.14%
WDAY	B	0.13%
BV	B	0.13%
ALGN	D	0.13%
FDX	B	0.13%
NBIX	C	0.13%
VRTX	F	0.13%
SAVA	D	0.13%
OSK	B	0.13%
PBI	B	0.13%
WWD	B	0.13%
ASH	D	0.13%
MANH	D	0.13%
AHCO	F	0.12%
SHC	F	0.12%
AOS	F	0.12%
KRYS	B	0.12%
MOH	F	0.12%
RPRX	D	0.12%
STE	F	0.12%
ETNB	C	0.12%
DAWN	F	0.12%
IQV	D	0.11%
EFX	F	0.11%
COGT	D	0.11%
SRPT	D	0.11%
SNDX	F	0.11%
KURA	F	0.11%
VNO	B	0.11%
BA	F	0.11%
TMO	F	0.11%
UHS	D	0.11%
DYN	F	0.11%
UNIT	B	0.1%
RHP	B	0.1%
CGEM	F	0.1%
SPG	B	0.1%
LNTH	D	0.1%
EXPI	C	0.1%
OMI	F	0.1%
HII	D	0.09%
CPT	B	0.09%
PEB	D	0.09%
NEXT	B	0.09%
ELS	C	0.09%
PK	B	0.09%
CE	F	0.09%
LAMR	D	0.09%
SBRA	C	0.09%
OGN	D	0.09%
NMRK	B	0.09%
REXR	F	0.08%
NVRI	F	0.08%
RDFN	D	0.08%
EGP	F	0.08%
TDW	F	0.08%
ICLR	D	0.08%
PRIM	A	0.08%
CEG	D	0.07%
KNTK	B	0.07%
BKD	D	0.07%
DTM	B	0.07%
ATO	A	0.06%
WKC	D	0.06%
OII	B	0.06%
WHD	B	0.06%
FTI	A	0.06%
SANA	F	0.06%
NRG	B	0.06%
VAL	D	0.05%
DUK	C	0.05%
DTE	C	0.05%
APA	D	0.05%
SO	D	0.05%
WFRD	D	0.05%
DK	C	0.05%
SWX	B	0.05%
AES	F	0.04%
NFE	D	0.04%
HE	C	0.04%

OPTZ Underweight 211 Positions Relative to SNPE

Symbol	Grade	Weight
MSFT	F	-8.65%
GOOGL	C	-2.89%
GOOG	C	-2.39%
JPM	A	-1.92%
LLY	F	-1.67%
XOM	B	-1.5%
MA	C	-1.19%
PG	A	-1.13%
HD	A	-1.11%
WMT	A	-1.06%
BAC	A	-0.87%
ABBV	D	-0.83%
CVX	A	-0.77%
MRK	F	-0.69%
KO	D	-0.68%
CSCO	B	-0.65%
ACN	C	-0.63%
ABT	B	-0.57%
GE	D	-0.54%
QCOM	F	-0.48%
MS	A	-0.46%
NEE	D	-0.44%
AMGN	D	-0.43%
DHR	F	-0.42%
UBER	D	-0.41%
UNP	C	-0.4%
TJX	A	-0.38%
C	A	-0.37%
BSX	B	-0.37%
SCHW	B	-0.34%
ADP	B	-0.34%
BMY	B	-0.33%
GILD	C	-0.31%
SBUX	A	-0.31%
PLD	D	-0.3%
MDT	D	-0.3%
MMC	B	-0.3%
MU	D	-0.3%
DE	A	-0.29%
UPS	C	-0.27%
LRCX	F	-0.26%
ELV	F	-0.26%
NKE	D	-0.25%
CI	F	-0.25%
MDLZ	F	-0.24%
PYPL	B	-0.24%
PNC	B	-0.23%
AON	A	-0.23%
KLAC	D	-0.23%
REGN	F	-0.22%
USB	A	-0.22%
ZTS	D	-0.22%
WM	A	-0.22%
CMG	B	-0.22%
EMR	A	-0.21%
CTAS	B	-0.21%
ITW	B	-0.2%
OKE	A	-0.19%
ADSK	A	-0.19%
CSX	B	-0.19%
COF	B	-0.19%
FCX	D	-0.18%
AJG	B	-0.18%
BDX	F	-0.18%
NSC	B	-0.17%
SRE	A	-0.17%
GM	B	-0.17%
TFC	A	-0.17%
HLT	A	-0.17%
CARR	D	-0.17%
JCI	C	-0.16%
BK	A	-0.16%
MPC	D	-0.15%
PSA	D	-0.15%
PSX	C	-0.15%
KMI	A	-0.15%
AFL	B	-0.15%
MET	A	-0.14%
NEM	D	-0.14%
CMI	A	-0.14%
AIG	B	-0.14%
GWW	B	-0.14%
VLO	C	-0.13%
PEG	A	-0.13%
AME	A	-0.13%
FIS	C	-0.13%
DHI	D	-0.13%
PAYX	C	-0.13%
IR	B	-0.12%
EW	C	-0.12%
DFS	B	-0.12%
YUM	B	-0.11%
A	D	-0.11%
KR	B	-0.11%
OTIS	C	-0.11%
EXC	C	-0.11%
HES	B	-0.11%
CTVA	C	-0.11%
IRM	D	-0.1%
OXY	D	-0.1%
RMD	C	-0.1%
EXR	D	-0.1%
HUM	C	-0.1%
GIS	D	-0.1%
MTB	A	-0.1%
HPQ	B	-0.1%
SYY	B	-0.1%
KDP	D	-0.1%
CSGP	D	-0.09%
CNC	D	-0.09%
ROK	B	-0.09%
FITB	A	-0.09%
DOW	F	-0.09%
AVB	B	-0.09%
NDAQ	A	-0.09%
ED	D	-0.09%
FANG	D	-0.09%
HPE	B	-0.08%
DOV	A	-0.08%
KHC	F	-0.08%
HAL	C	-0.08%
SW	A	-0.08%
EQT	B	-0.08%
AWK	D	-0.08%
PPG	F	-0.08%
ON	D	-0.08%
STT	A	-0.08%
TSCO	D	-0.08%
EBAY	D	-0.08%
RJF	A	-0.08%
TTWO	A	-0.08%
RF	A	-0.07%
DVN	F	-0.07%
CCL	B	-0.07%
MTD	D	-0.07%
SYF	B	-0.07%
HSY	F	-0.07%
HBAN	A	-0.07%
ADM	D	-0.07%
EQR	B	-0.07%
VTR	C	-0.07%
FTV	C	-0.07%
PHM	D	-0.07%
BALL	D	-0.06%
WDC	D	-0.06%
CFG	B	-0.06%
WAT	B	-0.06%
MKC	D	-0.06%
K	A	-0.06%
LYB	F	-0.06%
NTRS	A	-0.06%
ES	D	-0.06%
IFF	D	-0.06%
BIIB	F	-0.06%
EXPE	B	-0.06%
CF	B	-0.05%
EG	C	-0.05%
MAS	D	-0.05%
KIM	A	-0.05%
BBY	D	-0.05%
IEX	B	-0.05%
PFG	D	-0.05%
HOLX	D	-0.05%
KEY	B	-0.05%
FDS	B	-0.05%
TSN	B	-0.05%
OMC	C	-0.05%
MRNA	F	-0.04%
CHRW	C	-0.04%
ALB	C	-0.04%
RVTY	F	-0.04%
SWK	D	-0.04%
POOL	C	-0.04%
AKAM	D	-0.04%
JBHT	C	-0.04%
UDR	B	-0.04%
DOC	D	-0.04%
AMCR	D	-0.04%
EL	F	-0.04%
AVY	D	-0.04%
ARE	D	-0.04%
CRL	C	-0.03%
LKQ	D	-0.03%
LW	C	-0.03%
DAY	B	-0.03%
BXP	D	-0.03%
ALLE	D	-0.03%
IPG	D	-0.03%
REG	B	-0.03%
NWSA	B	-0.03%
KMX	B	-0.03%
JKHY	D	-0.03%
HST	C	-0.03%
TPR	B	-0.03%
SJM	D	-0.03%
CAG	D	-0.03%
PARA	C	-0.02%
BEN	C	-0.02%
FMC	D	-0.02%
IVZ	B	-0.02%
MOS	F	-0.02%
CZR	F	-0.02%
BWA	D	-0.02%
HAS	D	-0.02%
TFX	F	-0.02%
MHK	D	-0.02%
MGM	D	-0.02%
HRL	D	-0.02%
CPB	D	-0.02%
FRT	B	-0.02%
NWS	B	-0.01%