OCEN vs. SIMS ETF Comparison

Comparison of IQ Clean Oceans ETF (OCEN) to SPDR S&P Kensho Intelligent Structures ETF (SIMS)

OCEN

IQ Clean Oceans ETF

OCEN Description

The OCEN IQ Clean Oceans ETF tracks the IQ Clean Oceans Index, which seeks to track companies that help to protect and/or achieve cleaner oceans through reduced pollution and increased resource efficiency.

Grade (RS Rating)

Last Trade

$21.24

Average Daily Volume

157

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SIMS

SPDR S&P Kensho Intelligent Structures ETF

SIMS Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Intelligent Infrastructure Index. Under normal market conditions, the fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index is comprised of U.S.-listed equity securities (including depositary receipts) of companies domiciled across developed and emerging markets worldwide which are included in the Intelligent Infrastructure sector as determined by a classification standard produced by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$36.91

Average Daily Volume

1,191

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OCEN	SIMS
30 Days	-3.72%	5.33%
60 Days	-8.29%	7.98%
90 Days	-6.13%	6.18%
12 Months	4.80%	17.43%

3 Overlapping Holdings

Symbol	Grade	Weight in OCEN	Weight in SIMS	Overlap
AYI	B	0.95%	2.08%	0.95%
BMI	B	0.61%	3.08%	0.61%
XYL	D	2.79%	2.3%	2.3%

OCEN Overweight 19 Positions Relative to SIMS

Symbol	Grade	Weight
IR	B	3.7%
INTC	D	3.67%
MSFT	F	3.3%
EXC	C	3.25%
ABBV	D	3.18%
NKE	D	2.98%
NXPI	D	2.82%
SW	A	2.42%
AWK	D	2.41%
BALL	D	1.8%
FSLR	F	1.72%
UMC	F	1.54%
WSM	B	1.5%
SUI	D	1.44%
ENPH	F	0.73%
ORA	B	0.29%
AGR	B	0.27%
OI	C	0.27%
SEDG	F	0.13%

OCEN Underweight 38 Positions Relative to SIMS

Symbol	Grade	Weight
MWA	B	-3.62%
PNR	A	-3.52%
GNRC	B	-3.47%
WTTR	B	-3.34%
REZI	A	-3.31%
JCI	C	-3.18%
CARR	D	-3.09%
ITRI	B	-2.88%
VLTO	D	-2.71%
ADTN	A	-2.66%
TTEK	F	-2.55%
ALRM	C	-2.51%
BE	B	-2.29%
SLAB	D	-2.28%
ARLO	C	-2.23%
ROKU	D	-2.14%
PSN	D	-2.12%
SHLS	F	-1.96%
ERII	D	-1.94%
GTLS	B	-1.88%
NRG	B	-1.85%
AME	A	-1.81%
HON	B	-1.8%
CHPT	F	-1.64%
ROP	B	-1.64%
AY	B	-1.63%
NVEE	F	-1.57%
BIDU	F	-1.45%
ON	D	-1.43%
GNTX	C	-1.42%
CNM	D	-1.34%
BP	D	-1.33%
BLNK	F	-1.25%
CWCO	C	-1.03%
MVIS	F	-0.99%
STM	F	-0.94%
STEM	F	-0.65%
REKR	F	-0.47%