LVHD vs. PFIX ETF Comparison

Comparison of Legg Mason Low Volatility High Dividend ETF (LVHD) to Simplify Interest Rate Hedge ETF (PFIX)

LVHD

Legg Mason Low Volatility High Dividend ETF

LVHD Description

The investment seeks to track the investment results of the QS Low Volatility High Dividend Index (the "underlying index"). The fund will invest at least 80% of its net assets, plus borrowings for investment purposes, if any, in securities that compose the underlying index. The underlying index composed of equity securities of U.S. companies with relatively high yield and low price and earnings volatility.

Grade (RS Rating)

Last Trade

$40.55

Average Daily Volume

63,369

Number of Holdings ^*

115

* may have additional holdings in another (foreign) market

PFIX

Simplify Interest Rate Hedge ETF

PFIX Description

The investment seeks to track the performance, before fees and expenses, of the SoFi Sustainable Dividend Index. The index follows a rules-based methodology that tracks the performance of the equity securities of publicly-traded, large- and mid-capitalization U.S. and non-U.S. companies in developed markets that are selected based on a set of dividend filters focused on dividend sustainability. The adviser attempts to invest all, or substantially all, of its assets in the component securities that make up the index. The fund will invest at least 80% its net assets in dividend paying securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$41.70

Average Daily Volume

48,713

Number of Holdings ^*

107

* may have additional holdings in another (foreign) market

Performance

Period	LVHD	PFIX
30 Days	2.53%	0.75%
60 Days	6.96%	-12.28%
90 Days	14.33%	-12.53%
12 Months	23.56%	-16.14%

29 Overlapping Holdings

Symbol	Grade	Weight in LVHD	Weight in PFIX	Overlap
AEE	B	1.05%	0.14%	0.14%
AEP	C	2.21%	0.31%	0.31%
CSCO	B	2.52%	1.48%	1.48%
CVX	F	2.14%	2.06%	2.06%
DRI	C	1.65%	0.14%	0.14%
DTE	A	1.06%	0.17%	0.17%
ETR	A	1.43%	0.14%	0.14%
EVRG	B	0.9%	0.07%	0.07%
EXC	B	1.89%	0.27%	0.27%
FANG	F	1.11%	0.23%	0.23%
FNF	B	0.57%	0.1%	0.1%
GIS	B	2.13%	0.28%	0.28%
HSY	D	2.31%	0.22%	0.22%
JNJ	C	2.41%	2.83%	2.41%
LMT	A	2.68%	0.82%	0.82%
LNT	A	0.72%	0.08%	0.08%
MDLZ	C	2.54%	0.76%	0.76%
NI	B	0.97%	0.08%	0.08%
OKE	C	1.88%	0.31%	0.31%
OMC	B	1.13%	0.13%	0.13%
PAYX	C	1.86%	0.3%	0.3%
PKG	B	0.97%	0.1%	0.1%
PNC	C	1.78%	0.43%	0.43%
SO	B	2.47%	0.55%	0.55%
USB	C	2.34%	0.45%	0.45%
VICI	C	1.57%	0.22%	0.22%
VZ	A	2.37%	1.26%	1.26%
WEC	B	1.43%	0.18%	0.18%
XEL	B	1.94%	0.25%	0.25%

LVHD Overweight 86 Positions Relative to PFIX

Symbol	Grade	Weight
MCD	B	2.66%
KO	B	2.62%
KDP	B	2.58%
IBM	B	2.53%
HD	B	2.53%
DUK	B	2.43%
MO	C	2.37%
PEP	D	2.33%
KMB	C	2.1%
KHC	C	1.98%
K	A	1.74%
SYY	C	1.73%
ED	B	1.37%
LYB	D	1.24%
IPG	C	0.93%
FE	B	0.93%
MAA	C	0.89%
EQR	C	0.83%
ESS	C	0.83%
KIM	C	0.78%
PNW	C	0.69%
REG	C	0.64%
WPC	C	0.63%
CUBE	C	0.55%
GLPI	C	0.51%
BRX	C	0.48%
ADC	C	0.47%
OGE	B	0.44%
NNN	B	0.37%
STAG	D	0.34%
POR	B	0.33%
DTM	C	0.33%
EPRT	B	0.32%
ONB	D	0.31%
NSA	C	0.3%
SON	D	0.28%
DOC	B	0.27%
MSM	D	0.27%
VLY	D	0.26%
EPR	C	0.24%
IDA	B	0.24%
APLE	C	0.23%
FNB	D	0.22%
HIW	C	0.22%
OGS	B	0.22%
ALE	A	0.21%
BKH	B	0.21%
SR	B	0.19%
NJR	C	0.17%
CTRE	C	0.17%
BNL	B	0.16%
FIBK	C	0.15%
FULT	D	0.15%
UBSI	D	0.14%
AVA	B	0.14%
BOH	D	0.13%
LXP	C	0.13%
CBU	D	0.12%
AUB	D	0.12%
FHB	D	0.12%
NWE	A	0.12%
ROIC	C	0.12%
NTST	D	0.11%
NHI	C	0.1%
CVBF	D	0.1%
FCPT	C	0.1%
PFS	C	0.09%
CNA	D	0.09%
UVV	D	0.09%
NWN	B	0.08%
VGR	C	0.08%
DEA	D	0.08%
GTY	C	0.07%
UNIT	C	0.07%
LTC	C	0.07%
FCF	D	0.06%
LADR	D	0.06%
NBTB	D	0.06%
FFBC	D	0.06%
AAT	C	0.06%
TOWN	D	0.06%
HOPE	D	0.06%
NWBI	D	0.06%
FRME	D	0.06%
WABC	D	0.05%
PFBC	D	0.05%

LVHD Underweight 78 Positions Relative to PFIX

Symbol	Grade	Weight
JPM	D	-3.9%
AVGO	C	-3.86%
XOM	D	-3.19%
PG	C	-2.82%
TM	D	-1.97%
BAC	D	-1.73%
NVS	C	-1.56%
CMCSA	C	-1.29%
QCOM	D	-1.27%
TXN	B	-1.13%
COP	F	-1.01%
PLD	C	-0.91%
BLK	B	-0.87%
TD	C	-0.83%
ETN	C	-0.82%
MS	B	-0.81%
UPS	D	-0.81%
ADP	C	-0.79%
C	C	-0.77%
CVS	D	-0.76%
MMC	C	-0.75%
GILD	B	-0.66%
GD	C	-0.46%
HMC	D	-0.45%
PSX	F	-0.45%
STLA	F	-0.43%
NSC	C	-0.42%
PCAR	D	-0.42%
TRV	C	-0.38%
APD	B	-0.37%
VLO	F	-0.36%
AIG	D	-0.34%
SRE	B	-0.33%
NUE	D	-0.32%
MET	B	-0.32%
BK	B	-0.29%
JCI	B	-0.29%
LHX	C	-0.29%
CMI	B	-0.28%
RSG	D	-0.28%
KR	B	-0.26%
E	D	-0.26%
PEG	B	-0.23%
DFS	C	-0.22%
ADM	D	-0.22%
BCS	B	-0.22%
AVB	C	-0.19%
EIX	B	-0.19%
TROW	C	-0.17%
STT	B	-0.16%
FITB	B	-0.16%
ES	B	-0.15%
MTB	C	-0.15%
PFG	B	-0.14%
GPC	D	-0.14%
HBAN	B	-0.13%
GRMN	D	-0.13%
HPE	C	-0.13%
CMS	B	-0.12%
RF	B	-0.12%
SWKS	F	-0.12%
SYF	C	-0.12%
HST	D	-0.11%
NTRS	C	-0.11%
VTRS	D	-0.11%
ATO	B	-0.11%
CINF	C	-0.11%
SNA	B	-0.1%
CCEP	C	-0.1%
BBY	A	-0.1%
IP	C	-0.09%
AMCR	B	-0.09%
EG	B	-0.09%
CAG	B	-0.09%
MOS	F	-0.07%
CHRW	B	-0.06%
CPB	C	-0.06%
FRO	D	-0.02%