IOO vs. FTA ETF Comparison

Comparison of iShares Global 100 ETF (IOO) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

IOO

iShares Global 100 ETF

IOO Description

The investment seeks to track the investment results of an index composed of 100 large-capitalization global equities. The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. It seeks to track the investment results of the S&P Global 100TM (the "underlying index"), which is designed to measure the performance of 100 large-capitalization global companies.

Grade (RS Rating)

Last Trade

$98.87

Average Daily Volume

158,001

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.91

Average Daily Volume

32,437

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	IOO	FTA
30 Days	1.28%	2.00%
60 Days	3.98%	3.14%
90 Days	2.37%	7.84%
12 Months	36.48%	23.39%

17 Overlapping Holdings

Symbol	Grade	Weight in IOO	Weight in FTA	Overlap
ABT	C	0.7%	0.18%	0.18%
C	C	0.42%	0.49%	0.42%
CSCO	B	0.74%	0.36%	0.36%
CVX	F	0.88%	0.78%	0.78%
DD	B	0.12%	0.17%	0.12%
F	F	0.15%	0.73%	0.15%
GS	B	0.56%	0.37%	0.37%
HPQ	C	0.12%	0.33%	0.12%
INTC	D	0.33%	0.34%	0.33%
JCI	B	0.18%	0.18%	0.18%
JNJ	C	1.4%	0.38%	0.38%
KMB	C	0.17%	0.17%	0.17%
MS	B	0.45%	0.35%	0.35%
NKE	D	0.37%	0.18%	0.18%
QCOM	D	0.67%	0.14%	0.14%
WMT	B	1.22%	0.19%	0.19%
XOM	D	1.81%	0.68%	0.68%

IOO Overweight 33 Positions Relative to FTA

Symbol	Grade	Weight
AAPL	C	12.28%
MSFT	C	11.45%
NVDA	C	10.1%
AMZN	C	6.34%
GOOGL	D	3.39%
AVGO	C	2.82%
GOOG	D	2.8%
LLY	D	2.57%
JPM	D	2.13%
PG	C	1.45%
MA	B	1.44%
MRK	F	1.05%
KO	B	0.98%
TMO	B	0.83%
PEP	D	0.83%
LIN	B	0.8%
ACN	C	0.75%
MCD	B	0.75%
GE	C	0.72%
IBM	B	0.71%
TXN	B	0.66%
PM	C	0.66%
CAT	B	0.63%
PFE	D	0.59%
RTX	B	0.56%
HON	C	0.47%
AMT	C	0.39%
MMC	C	0.39%
BMY	C	0.35%
CL	C	0.3%
AON	B	0.27%
MMM	B	0.26%
EMR	D	0.21%

IOO Underweight 169 Positions Relative to FTA

Symbol	Grade	Weight
DHI	C	-1.18%
LEN	B	-1.08%
ETR	A	-1.0%
FOXA	B	-0.99%
GPN	D	-0.98%
CINF	C	-0.97%
BRK.A	C	-0.95%
EXC	B	-0.95%
T	B	-0.94%
CF	B	-0.94%
ACGL	B	-0.93%
UAL	B	-0.91%
SYF	C	-0.91%
GM	C	-0.88%
ADM	D	-0.87%
EG	B	-0.86%
CMCSA	C	-0.86%
MKL	C	-0.85%
EOG	D	-0.84%
APTV	D	-0.84%
CVS	D	-0.83%
MPC	F	-0.81%
XEL	B	-0.81%
CE	D	-0.81%
COP	F	-0.81%
MTB	C	-0.8%
UHAL	B	-0.8%
ATO	B	-0.79%
CFG	D	-0.79%
PSX	F	-0.79%
EQT	C	-0.79%
BG	F	-0.79%
AEE	B	-0.79%
EBAY	B	-0.79%
NUE	D	-0.79%
HIG	B	-0.78%
STLD	C	-0.78%
AEP	C	-0.78%
CB	B	-0.77%
CAG	B	-0.77%
CNC	D	-0.77%
ED	B	-0.77%
WBD	D	-0.76%
FANG	F	-0.76%
HBAN	B	-0.76%
HPE	C	-0.75%
VTRS	D	-0.75%
PCG	C	-0.75%
SJM	C	-0.74%
SNA	B	-0.74%
CTRA	F	-0.74%
COF	B	-0.74%
CTSH	B	-0.74%
VLO	F	-0.74%
DVN	F	-0.73%
IPG	C	-0.73%
KHC	C	-0.73%
KMI	C	-0.73%
VZ	A	-0.72%
L	D	-0.71%
LNG	D	-0.7%
OC	C	-0.69%
OXY	F	-0.69%
LYB	D	-0.68%
AIG	D	-0.67%
RS	D	-0.67%
LKQ	F	-0.66%
TROW	C	-0.64%
BEN	F	-0.63%
WFC	D	-0.63%
WEC	B	-0.59%
FITB	B	-0.59%
HAL	F	-0.59%
STT	B	-0.59%
AFL	A	-0.59%
EIX	B	-0.58%
D	C	-0.58%
GIS	B	-0.58%
CMS	B	-0.57%
RF	B	-0.57%
BBY	A	-0.57%
USB	C	-0.57%
ZM	C	-0.56%
DGX	B	-0.56%
WPC	C	-0.56%
DUK	B	-0.56%
EQR	C	-0.55%
DTE	A	-0.55%
TDY	B	-0.55%
FE	B	-0.55%
JBHT	D	-0.54%
DE	A	-0.54%
KR	B	-0.54%
INCY	C	-0.54%
CHTR	D	-0.54%
SRE	B	-0.53%
BKR	C	-0.51%
TXT	D	-0.51%
LUV	C	-0.5%
JBL	C	-0.5%
BAC	D	-0.5%
TEL	D	-0.49%
FDX	D	-0.49%
ZBH	F	-0.48%
CRBG	C	-0.47%
SWKS	F	-0.46%
CNP	C	-0.45%
PYPL	B	-0.45%
HCA	B	-0.42%
LMT	A	-0.41%
SSNC	C	-0.41%
KEY	C	-0.41%
FNF	B	-0.41%
MOH	D	-0.4%
PKG	B	-0.4%
WY	C	-0.4%
LOW	B	-0.4%
KIM	C	-0.4%
PNC	C	-0.4%
OKE	C	-0.39%
OMC	B	-0.39%
NEE	B	-0.39%
TRV	C	-0.39%
KDP	B	-0.38%
CPB	C	-0.38%
PEG	B	-0.38%
MDT	B	-0.38%
WRB	D	-0.37%
APD	B	-0.37%
TGT	C	-0.36%
DOV	B	-0.36%
HSY	D	-0.36%
PPG	C	-0.35%
ARE	C	-0.35%
EPAM	F	-0.35%
HRL	F	-0.35%
DOW	C	-0.34%
GPC	D	-0.34%
UPS	D	-0.32%
K	A	-0.23%
CBRE	B	-0.22%
KVUE	B	-0.21%
POOL	C	-0.2%
VTR	C	-0.2%
MDLZ	C	-0.19%
MAA	C	-0.19%
AWK	C	-0.19%
MKC	C	-0.19%
TRGP	C	-0.19%
BLK	B	-0.19%
J	A	-0.18%
TSN	D	-0.18%
CI	C	-0.18%
CTVA	B	-0.18%
PFG	B	-0.18%
REGN	D	-0.18%
CMI	B	-0.18%
TSCO	B	-0.17%
LHX	C	-0.17%
SYY	C	-0.17%
PRU	C	-0.17%
GD	C	-0.17%
ELV	D	-0.16%
RJF	C	-0.16%
EXPD	B	-0.16%
WLK	C	-0.16%
HUM	F	-0.14%
BIIB	F	-0.14%
DG	F	-0.11%