HSMV vs. SMDV ETF Comparison

Comparison of First Trust Horizon Managed Volatility Small/Mid ETF (HSMV) to ProShares Russell 2000 Dividend Growers ETF (SMDV)

HSMV

First Trust Horizon Managed Volatility Small/Mid ETF

HSMV Description

The investment seeks to provide investors with capital appreciation. Under normal market conditions, the fund seeks to achieve its investment objective by investing at least 80% of its net assets (including investment borrowings) in small- and/or mid-capitalization common stocks listed and traded on U.S. national securities exchanges that Sub-Advisor believes exhibit low future expected volatility. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.50

Average Daily Volume

1,335

Number of Holdings ^*

147

* may have additional holdings in another (foreign) market

SMDV

ProShares Russell 2000 Dividend Growers ETF

SMDV Description

The investment seeks investment results before fees and expenses that track the performance of the Russell 2000 Dividend Growth Index. Under normal circumstances, the fund will invest at least 80% of its total assets in component securities (i.e., securities of the index and comparable securities that have economic characteristics that are substantially identical to the economic characteristics of the securities of the index). The index contains a minimum of 40 stocks, which are equally weighted, and no single sector is allowed to comprise more than 30% of the index&#39;s weight.

Grade (RS Rating)

Last Trade

$74.97

Average Daily Volume

29,031

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	HSMV	SMDV
30 Days	4.88%	9.43%
60 Days	5.46%	8.58%
90 Days	6.96%	8.45%
12 Months	27.49%	32.32%

17 Overlapping Holdings

Symbol	Grade	Weight in HSMV	Weight in SMDV	Overlap
ABM	B	0.36%	1.0%	0.36%
AVA	A	0.76%	0.89%	0.76%
AWR	B	0.72%	0.95%	0.72%
BCPC	B	0.53%	0.97%	0.53%
BKH	A	0.9%	0.97%	0.9%
CPK	A	0.67%	0.98%	0.67%
CTRE	D	1.54%	0.93%	0.93%
CWT	D	0.51%	0.85%	0.51%
ENSG	D	0.73%	0.9%	0.73%
FELE	B	0.56%	1.03%	0.56%
GATX	A	0.56%	1.05%	0.56%
JJSF	B	0.31%	0.93%	0.31%
LANC	C	0.46%	0.96%	0.46%
NJR	A	1.24%	0.95%	0.95%
NWE	B	1.13%	0.93%	0.93%
OGS	A	0.72%	1.0%	0.72%
POR	C	1.07%	0.88%	0.88%

HSMV Overweight 130 Positions Relative to SMDV

Symbol	Grade	Weight
ATR	B	2.09%
DTM	B	2.06%
SEIC	B	1.89%
ORI	A	1.76%
IDA	A	1.65%
INGR	B	1.65%
OGE	B	1.59%
POST	C	1.56%
RLI	B	1.42%
MSGS	A	1.4%
ADC	B	1.34%
DCI	B	1.33%
CACI	D	1.29%
FHI	A	1.26%
AMH	D	1.24%
AM	A	1.21%
NFG	A	1.18%
FLO	D	1.17%
CHE	D	1.16%
OHI	C	1.08%
AFG	A	1.08%
GGG	B	1.06%
NNN	D	1.01%
GNTX	C	0.99%
GLPI	C	0.99%
NYT	C	0.95%
EHC	B	0.9%
MMS	F	0.89%
FCPT	C	0.86%
DLB	B	0.85%
CBSH	A	0.83%
ELS	C	0.81%
MSA	D	0.8%
EPR	D	0.79%
PRI	A	0.78%
IDCC	A	0.77%
LSTR	D	0.76%
PBH	A	0.76%
EFC	C	0.76%
KBR	F	0.75%
PECO	A	0.74%
LOPE	B	0.74%
SF	B	0.72%
RPM	A	0.68%
SLGN	A	0.68%
RNR	C	0.67%
CW	B	0.67%
RGA	A	0.67%
AGO	B	0.67%
ESNT	D	0.67%
JHG	A	0.66%
EPRT	B	0.65%
MDU	D	0.64%
AMG	B	0.63%
CDP	C	0.63%
EGP	F	0.63%
SCI	B	0.62%
PRGS	A	0.58%
ACM	A	0.57%
CHH	A	0.56%
MTG	C	0.55%
SBRA	C	0.55%
COLM	B	0.55%
NMIH	D	0.55%
RS	B	0.54%
FLS	B	0.52%
FNF	B	0.51%
EPC	D	0.49%
AVT	C	0.49%
FCN	D	0.49%
BRX	A	0.48%
BWXT	B	0.48%
MUSA	A	0.47%
JEF	A	0.46%
PFGC	B	0.45%
FR	C	0.45%
CHDN	B	0.45%
ARW	D	0.45%
PB	A	0.45%
CNO	A	0.44%
MSM	C	0.44%
LAMR	D	0.43%
ENR	B	0.43%
RYN	D	0.42%
BLKB	B	0.41%
RDN	C	0.4%
FAF	A	0.4%
FNB	A	0.38%
ITT	A	0.38%
CLH	B	0.38%
EXEL	B	0.38%
ASH	D	0.36%
GPK	C	0.36%
BJ	A	0.36%
COOP	B	0.35%
G	B	0.35%
IOSP	B	0.35%
SAIC	F	0.35%
LXP	D	0.34%
RGLD	C	0.34%
EVR	B	0.34%
LECO	B	0.34%
JAZZ	B	0.33%
CSL	C	0.33%
MAN	D	0.32%
KEX	C	0.31%
AGCO	D	0.31%
ONB	B	0.31%
R	B	0.3%
KFY	B	0.29%
MTN	C	0.29%
ALV	C	0.29%
MIDD	C	0.28%
EVTC	B	0.28%
OSK	B	0.28%
ORA	B	0.27%
PLXS	B	0.27%
CASY	A	0.26%
LII	A	0.26%
HRB	D	0.26%
FSS	B	0.24%
LFUS	F	0.24%
CUBE	D	0.24%
AIN	C	0.24%
IRT	A	0.23%
HXL	D	0.22%
CRI	D	0.21%
REXR	F	0.2%
PCH	D	0.19%
NSA	D	0.13%

HSMV Underweight 81 Positions Relative to SMDV

Symbol	Grade	Weight
AIT	A	-1.29%
APOG	B	-1.23%
TMP	B	-1.21%
MATX	C	-1.21%
KAI	A	-1.2%
ASB	B	-1.16%
MWA	B	-1.16%
WASH	C	-1.15%
GFF	A	-1.14%
CADE	B	-1.14%
SXI	B	-1.12%
INDB	B	-1.11%
AMSF	B	-1.11%
SFNC	B	-1.11%
TRN	C	-1.11%
HFWA	B	-1.11%
PFBC	B	-1.11%
GABC	B	-1.1%
FRME	B	-1.1%
ORRF	B	-1.09%
MGRC	B	-1.09%
CBU	B	-1.09%
PFC	A	-1.08%
CSGS	B	-1.08%
FULT	A	-1.08%
HMN	B	-1.08%
IBCP	B	-1.08%
PEBO	A	-1.08%
GRC	A	-1.07%
WSBC	A	-1.07%
HI	C	-1.07%
AUB	B	-1.06%
UBSI	B	-1.06%
CNS	B	-1.06%
BMI	B	-1.06%
LMAT	A	-1.06%
MBWM	B	-1.06%
NPO	A	-1.04%
ABR	C	-1.04%
MTRN	C	-1.04%
UCB	A	-1.04%
ALG	B	-1.04%
AVNT	B	-1.04%
FIBK	A	-1.04%
PNM	F	-1.03%
WTS	B	-1.03%
HNI	B	-1.0%
SBSI	B	-1.0%
LNN	B	-1.0%
ODC	C	-0.99%
NBTB	B	-0.99%
WDFC	B	-0.99%
CCOI	B	-0.98%
MSEX	B	-0.98%
POWI	D	-0.98%
KWR	C	-0.97%
SCL	C	-0.97%
OTTR	C	-0.95%
BUSE	B	-0.95%
STBA	B	-0.95%
NWN	A	-0.95%
NXRT	B	-0.94%
ALE	A	-0.94%
MATW	C	-0.94%
UVV	B	-0.94%
SR	A	-0.93%
UTL	B	-0.93%
ANDE	D	-0.91%
GTY	B	-0.91%
EXPO	D	-0.89%
FUL	F	-0.88%
PLOW	D	-0.87%
YORW	D	-0.86%
JOUT	D	-0.85%
HY	D	-0.85%
UHT	D	-0.84%
SJW	D	-0.84%
TRNO	F	-0.82%
NSP	D	-0.8%
HASI	D	-0.79%
SPTN	D	-0.75%