FYX vs. FRI ETF Comparison

Comparison of First Trust Small Cap Core AlphaDEX (FYX) to First Trust S&P REIT Index Fund (FRI)

FYX

First Trust Small Cap Core AlphaDEX

FYX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Core Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$108.79

Average Daily Volume

17,728

Number of Holdings ^*

499

* may have additional holdings in another (foreign) market

FRI

First Trust S&P REIT Index Fund

FRI Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the S&P United States REIT Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a subset of the S&P Developed REIT Index, which measures the performance of more than 200 REITs or REIT-like structures in 15 developed markets. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.55

Average Daily Volume

83,789

Number of Holdings ^*

128

* may have additional holdings in another (foreign) market

Performance

Period	FYX	FRI
30 Days	10.41%	-0.07%
60 Days	10.20%	-1.01%
90 Days	10.44%	2.97%
12 Months	35.11%	27.46%

38 Overlapping Holdings

Symbol	Grade	Weight in FYX	Weight in FRI	Overlap
AAT	B	0.18%	0.11%	0.11%
AIV	C	0.12%	0.09%	0.09%
AKR	B	0.06%	0.22%	0.06%
ALEX	C	0.12%	0.12%	0.12%
ALX	D	0.05%	0.04%	0.04%
APLE	B	0.32%	0.29%	0.29%
BNL	D	0.22%	0.27%	0.22%
CDP	C	0.12%	0.28%	0.12%
DEA	D	0.16%	0.1%	0.1%
DEI	B	0.12%	0.26%	0.12%
DRH	B	0.25%	0.16%	0.16%
ELME	D	0.11%	0.12%	0.11%
EPR	D	0.05%	0.28%	0.05%
EQC	B	0.24%	0.18%	0.18%
ESRT	C	0.12%	0.12%	0.12%
FCPT	C	0.12%	0.22%	0.12%
GTY	B	0.06%	0.13%	0.06%
HIW	D	0.23%	0.28%	0.23%
IIPR	D	0.14%	0.25%	0.14%
IVT	B	0.06%	0.19%	0.06%
JBGS	D	0.05%	0.11%	0.05%
LTC	B	0.06%	0.14%	0.06%
LXP	D	0.11%	0.23%	0.11%
MAC	B	0.13%	0.35%	0.13%
NHI	D	0.17%	0.28%	0.17%
NSA	D	0.16%	0.25%	0.16%
NXRT	B	0.12%	0.08%	0.08%
OUT	A	0.24%	0.22%	0.22%
PEB	D	0.17%	0.12%	0.12%
PGRE	F	0.06%	0.08%	0.06%
PK	B	0.31%	0.26%	0.26%
RLJ	C	0.32%	0.12%	0.12%
ROIC	A	0.13%	0.19%	0.13%
SHO	C	0.29%	0.17%	0.17%
SKT	B	0.13%	0.33%	0.13%
UE	C	0.2%	0.23%	0.2%
UMH	C	0.12%	0.11%	0.11%
XHR	B	0.18%	0.13%	0.13%

FYX Overweight 461 Positions Relative to FRI

Symbol	Grade	Weight
RKLB	B	0.6%
CXW	B	0.5%
RIOT	C	0.49%
EAT	A	0.48%
PAYO	A	0.43%
PRIM	A	0.41%
IESC	B	0.4%
STRL	B	0.39%
GBX	A	0.39%
ROAD	A	0.39%
IDCC	A	0.39%
POWL	C	0.39%
BMBL	C	0.38%
WWW	B	0.38%
TGTX	B	0.38%
WS	B	0.38%
BFH	B	0.37%
GVA	A	0.37%
ECVT	C	0.36%
VTLE	C	0.36%
LRN	A	0.36%
ENVA	B	0.36%
JBT	B	0.36%
DOCS	C	0.36%
QCRH	A	0.36%
WULF	C	0.36%
PRDO	B	0.36%
TRUP	B	0.36%
ZD	C	0.35%
CNK	B	0.35%
ATGE	B	0.35%
CUBI	C	0.35%
CTOS	C	0.35%
PJT	A	0.35%
MCY	A	0.35%
USLM	A	0.35%
DNOW	B	0.34%
RYTM	C	0.34%
TGNA	B	0.34%
PINC	B	0.34%
ULH	B	0.34%
FTDR	A	0.34%
CABO	C	0.34%
PRCT	B	0.34%
STEP	B	0.34%
GPOR	B	0.33%
KMT	B	0.33%
TALO	C	0.33%
EIG	B	0.33%
REVG	B	0.32%
ACLX	C	0.32%
HELE	C	0.32%
GEF	A	0.32%
TDS	B	0.32%
TRN	C	0.32%
PARR	D	0.31%
CENTA	C	0.31%
REZI	A	0.31%
HNI	B	0.31%
WMK	C	0.31%
PBI	B	0.31%
AMWD	C	0.31%
SKYW	B	0.31%
CRGY	B	0.31%
TBBK	B	0.31%
UVV	B	0.31%
SPNT	A	0.31%
ADMA	B	0.3%
PLYA	B	0.3%
INVA	D	0.3%
VAC	B	0.3%
DSGR	D	0.3%
IART	C	0.3%
SKWD	A	0.3%
SLVM	B	0.3%
LZB	B	0.3%
AVA	A	0.3%
BTU	B	0.3%
KOS	F	0.3%
HTZ	C	0.3%
ALHC	C	0.29%
VC	D	0.29%
SYBT	B	0.29%
DORM	B	0.29%
CWAN	B	0.29%
TRMK	B	0.29%
SATS	D	0.29%
SGBX	F	0.29%
CATY	B	0.29%
EPC	D	0.29%
PLAB	C	0.29%
CHEF	A	0.29%
INDB	B	0.29%
GIII	D	0.29%
FFBC	A	0.28%
PLMR	B	0.28%
PRM	C	0.28%
RES	D	0.28%
BY	B	0.28%
PHIN	A	0.28%
PFBC	B	0.28%
PEBO	A	0.28%
FRME	B	0.28%
IMKTA	C	0.28%
INTA	A	0.28%
HUBG	A	0.27%
DBRG	F	0.27%
KYMR	D	0.27%
PTGX	C	0.27%
WKC	D	0.27%
LAUR	A	0.27%
GHC	C	0.27%
MWA	B	0.27%
VRTS	B	0.27%
USM	B	0.27%
CAL	D	0.27%
EBC	B	0.27%
OSW	A	0.27%
FOR	F	0.27%
PRK	B	0.27%
WSFS	A	0.27%
PTCT	B	0.26%
JANX	C	0.26%
MIRM	B	0.26%
SEB	F	0.26%
MNKD	C	0.26%
PTVE	B	0.26%
TGLS	B	0.26%
VCYT	B	0.26%
HY	D	0.26%
NX	C	0.26%
SAH	A	0.26%
CHWY	B	0.26%
HOV	D	0.25%
NWN	A	0.25%
CMCO	B	0.25%
GES	F	0.25%
WERN	C	0.25%
GEO	B	0.25%
SCSC	B	0.25%
KSS	F	0.25%
CCS	D	0.25%
CVI	F	0.25%
LMND	B	0.25%
CPRX	C	0.25%
MRC	B	0.25%
GT	C	0.25%
CCOI	B	0.25%
PRG	C	0.24%
HWKN	B	0.24%
FBP	B	0.24%
SBH	C	0.24%
NHC	C	0.24%
BV	B	0.24%
GSHD	A	0.24%
ARCB	C	0.24%
AMRX	C	0.24%
LADR	B	0.24%
SMTC	B	0.24%
VSH	D	0.24%
WGO	C	0.24%
OEC	C	0.24%
CRK	B	0.23%
WTTR	B	0.23%
CALM	A	0.23%
OSCR	D	0.23%
SJW	D	0.23%
CVBF	A	0.23%
NAVI	C	0.23%
ABR	C	0.23%
CDE	D	0.23%
PDCO	D	0.23%
MLKN	D	0.23%
ANDE	D	0.23%
MRTN	C	0.23%
YOU	D	0.23%
NWE	B	0.23%
SNEX	B	0.22%
SASR	B	0.22%
AGIO	C	0.22%
WSBC	A	0.22%
CASH	A	0.22%
VSTS	C	0.22%
NMIH	D	0.22%
BANR	B	0.22%
ASB	B	0.22%
NBHC	B	0.21%
EFSC	B	0.21%
FHI	A	0.21%
NIC	B	0.21%
BANF	B	0.21%
ALKT	B	0.21%
CAKE	C	0.21%
SEMR	B	0.21%
FULT	A	0.21%
VCTR	B	0.21%
FHB	A	0.21%
APOG	B	0.21%
ASTH	D	0.21%
ADNT	F	0.21%
MBIN	D	0.21%
UFPT	B	0.21%
KAR	B	0.21%
PTON	B	0.2%
FCF	A	0.2%
BKE	B	0.2%
GRBK	D	0.2%
NWBI	B	0.2%
FIBK	A	0.2%
HURN	B	0.2%
HRMY	D	0.2%
KALU	C	0.2%
VBTX	B	0.2%
GERN	D	0.2%
LMAT	A	0.2%
TCBK	B	0.2%
ESE	B	0.2%
SFNC	B	0.2%
SHAK	C	0.2%
BKU	A	0.2%
MGNI	A	0.2%
PBH	A	0.2%
LGIH	D	0.2%
RNST	B	0.2%
IOSP	B	0.19%
SABR	C	0.19%
MTX	B	0.19%
ABM	B	0.19%
BLBD	D	0.19%
KTOS	B	0.19%
MCRI	A	0.19%
BHE	B	0.19%
GFF	A	0.19%
SCVL	F	0.19%
CRAI	B	0.19%
HOPE	B	0.19%
XRX	F	0.19%
SNDR	B	0.19%
SRCE	B	0.19%
CRI	D	0.19%
ALG	B	0.19%
OFG	B	0.18%
SCL	C	0.18%
PRGS	A	0.18%
IPGP	D	0.18%
UNF	B	0.18%
NPAB	B	0.18%
HTH	B	0.18%
MODG	F	0.18%
DK	C	0.18%
ROCK	C	0.18%
KLG	C	0.18%
LNN	B	0.18%
LFST	C	0.18%
AORT	B	0.18%
OSIS	B	0.18%
STBA	B	0.18%
COLL	F	0.18%
DAN	D	0.18%
BUSE	B	0.18%
GO	C	0.18%
CENX	B	0.17%
BRC	D	0.17%
TWST	D	0.17%
MYRG	B	0.17%
PMT	D	0.17%
PATK	D	0.17%
SHEN	F	0.17%
LILAK	D	0.17%
BCRX	D	0.17%
WRBY	B	0.17%
CWT	D	0.17%
SPB	C	0.17%
VSCO	B	0.17%
SYNA	C	0.17%
UPWK	B	0.17%
FLNC	C	0.16%
ASPN	F	0.16%
LC	A	0.16%
ADUS	D	0.16%
THRM	D	0.16%
AMPH	D	0.16%
DFIN	D	0.16%
TCBI	B	0.15%
ICFI	F	0.15%
VSAT	F	0.15%
VITL	D	0.15%
AMN	F	0.15%
SSTK	F	0.15%
LITE	B	0.15%
TTMI	B	0.15%
VERX	B	0.15%
AGYS	A	0.14%
LKFN	B	0.14%
EPAC	B	0.14%
DFH	D	0.14%
PFS	B	0.14%
BKD	D	0.14%
FDP	B	0.14%
DRVN	B	0.14%
BGC	C	0.14%
TNL	A	0.14%
HMN	B	0.14%
WT	B	0.14%
SITM	B	0.14%
FBK	B	0.14%
OMI	F	0.14%
GABC	B	0.14%
CARG	C	0.14%
AROC	B	0.14%
MCW	B	0.14%
WAFD	B	0.13%
SAFT	C	0.13%
HLIO	B	0.13%
ENOV	C	0.13%
TOWN	B	0.13%
ACVA	B	0.13%
GOGO	C	0.13%
CVCO	A	0.13%
FBNC	A	0.13%
CHCO	B	0.13%
SBCF	A	0.13%
AGM	C	0.13%
OII	B	0.13%
NBTB	B	0.13%
RNG	B	0.13%
CSGS	B	0.13%
LGND	B	0.13%
PSMT	C	0.12%
SXT	B	0.12%
NRIX	D	0.12%
STC	B	0.12%
SCS	C	0.12%
CNMD	C	0.12%
ARI	C	0.12%
KWR	C	0.12%
KN	B	0.12%
CXT	B	0.12%
MTRN	C	0.12%
ARQT	C	0.12%
UPBD	B	0.12%
AZZ	B	0.12%
EVTC	B	0.12%
SHOO	D	0.11%
OXM	D	0.11%
ODP	F	0.11%
MGPI	F	0.11%
IOVA	F	0.11%
CWEN	C	0.11%
DOCN	D	0.11%
HLX	B	0.11%
ROG	D	0.11%
MSGE	F	0.11%
YETI	C	0.11%
AIN	C	0.11%
CNXN	C	0.11%
CC	C	0.11%
NVEE	F	0.11%
CMPR	D	0.11%
NNI	D	0.11%
OI	C	0.11%
LCII	C	0.11%
GIC	D	0.1%
PLUS	F	0.1%
CDRE	D	0.1%
BLFS	C	0.1%
HLIT	D	0.1%
MYGN	F	0.1%
CIFR	B	0.1%
MIR	A	0.09%
TGI	B	0.09%
OLPX	D	0.09%
AVNS	F	0.09%
FOXF	F	0.09%
KNTK	B	0.08%
EVH	F	0.08%
SOUN	C	0.08%
TNDM	F	0.08%
PAR	B	0.08%
VSEC	C	0.08%
WDFC	B	0.07%
GNW	A	0.07%
APAM	B	0.07%
BANC	A	0.07%
TPC	C	0.07%
HLF	C	0.07%
PPBI	B	0.07%
SXI	B	0.07%
BHLB	B	0.07%
VSTO	A	0.07%
SUPN	C	0.07%
BHF	B	0.07%
PLXS	B	0.07%
CBZ	B	0.07%
MGEE	C	0.07%
CAR	C	0.07%
B	B	0.07%
PYCR	C	0.07%
NWL	B	0.07%
CBU	B	0.07%
VIRT	B	0.07%
HEES	B	0.07%
CEIX	A	0.07%
BOH	B	0.07%
NVAX	F	0.07%
RRR	D	0.06%
ANIP	F	0.06%
PCH	D	0.06%
ICUI	D	0.06%
IRDM	D	0.06%
RC	D	0.06%
BXMT	C	0.06%
KFRC	D	0.06%
WOR	F	0.06%
GTX	D	0.06%
AESI	B	0.06%
JJSF	B	0.06%
IAS	C	0.06%
KW	B	0.06%
FBRT	C	0.06%
COHU	C	0.06%
NMRK	B	0.06%
SWI	B	0.06%
OCUL	D	0.06%
DNUT	D	0.06%
XPEL	C	0.06%
MSEX	B	0.06%
LOB	B	0.06%
AIR	B	0.06%
NEO	C	0.06%
AWR	B	0.06%
THR	B	0.06%
STRA	C	0.06%
CPK	A	0.06%
NPO	A	0.06%
DVAX	C	0.06%
HAYW	B	0.06%
EYE	C	0.06%
CLBK	B	0.06%
OMCL	C	0.06%
MLNK	B	0.06%
SAM	C	0.06%
SHLS	F	0.05%
LPG	F	0.05%
BLMN	F	0.05%
THS	D	0.05%
GPRE	F	0.05%
HUMA	F	0.05%
AOSL	C	0.05%
PHR	F	0.05%
DNLI	D	0.05%
JAMF	F	0.05%
JOE	F	0.05%
CMTG	F	0.05%
FA	C	0.05%
PZZA	D	0.05%
TNC	D	0.05%
RXST	F	0.05%
FOLD	F	0.05%
JELD	F	0.04%
ARDX	F	0.04%

FYX Underweight 90 Positions Relative to FRI

Symbol	Grade	Weight
PLD	D	-8.93%
EQIX	A	-7.17%
WELL	A	-6.54%
DLR	B	-4.61%
SPG	B	-4.6%
PSA	D	-4.39%
O	D	-4.11%
EXR	D	-2.91%
IRM	D	-2.79%
VICI	C	-2.76%
AVB	B	-2.72%
VTR	C	-2.21%
EQR	B	-2.1%
ESS	B	-1.63%
INVH	D	-1.61%
MAA	B	-1.55%
ARE	D	-1.42%
KIM	A	-1.4%
DOC	D	-1.26%
SUI	D	-1.22%
GLPI	C	-1.12%
UDR	B	-1.12%
ELS	C	-1.12%
CPT	B	-1.08%
HST	C	-1.03%
WPC	D	-1.01%
REG	B	-1.01%
AMH	D	-0.99%
BXP	D	-0.97%
LAMR	D	-0.94%
CUBE	D	-0.91%
OHI	C	-0.86%
REXR	F	-0.77%
BRX	A	-0.73%
FRT	B	-0.72%
EGP	F	-0.7%
NNN	D	-0.65%
ADC	B	-0.64%
VNO	B	-0.58%
FR	C	-0.58%
RHP	B	-0.57%
STAG	F	-0.55%
KRG	B	-0.5%
TRNO	F	-0.5%
COLD	D	-0.48%
EPRT	B	-0.48%
CTRE	D	-0.42%
SLG	B	-0.41%
PECO	A	-0.4%
CUZ	B	-0.39%
IRT	A	-0.39%
SBRA	C	-0.36%
KRC	C	-0.35%
MPW	F	-0.22%
GNL	F	-0.12%
VRE	B	-0.12%
UNIT	B	-0.11%
PDM	D	-0.1%
NTST	D	-0.1%
CSR	B	-0.09%
BDN	C	-0.08%
INN	D	-0.06%
GOOD	B	-0.06%
PLYM	F	-0.06%
AHH	D	-0.06%
HPP	F	-0.05%
WSR	A	-0.05%
OLP	B	-0.04%
CLDT	B	-0.04%
SVC	F	-0.04%
CHCT	C	-0.04%
PKST	D	-0.04%
BFS	C	-0.04%
FPI	B	-0.04%
UHT	D	-0.04%
GMRE	F	-0.04%
DHC	F	-0.04%
PSTL	D	-0.03%
CBL	A	-0.03%
CTO	B	-0.03%
LAND	F	-0.03%
CIO	D	-0.02%
NXDT	D	-0.02%
PINE	C	-0.02%
BHR	B	-0.02%
BRT	B	-0.02%
ILPT	D	-0.02%
OPI	F	-0.01%
MDV	D	-0.01%
FSP	C	-0.01%