FYT vs. SPSM ETF Comparison

Comparison of First Trust Small Cap Value AlphaDEX Fund (FYT) to SPDR Portfolio Small Cap ETF (SPSM)
FYT

First Trust Small Cap Value AlphaDEX Fund

FYT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Nasdaq AlphaDEX® Small Cap Value Index. The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 700 Small Cap Index (the base index) that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.

Grade (RS Rating)

Last Trade

$59.55

Average Daily Volume

10,617

Number of Holdings *

256

* may have additional holdings in another (foreign) market
SPSM

SPDR Portfolio Small Cap ETF

SPSM Description The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the SSGA Small Cap Index that tracks the performance of small capitalization exchange traded U.S. equity securities. The fund generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. It may purchase a subset of the securities in the index in an effort to hold a portfolio of securities with generally the same risk and return characteristics of the index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$48.61

Average Daily Volume

1,582,681

Number of Holdings *

586

* may have additional holdings in another (foreign) market
Performance
Period FYT SPSM
30 Days 9.77% 8.97%
60 Days 7.74% 7.31%
90 Days 6.59% 7.73%
12 Months 25.70% 32.22%
179 Overlapping Holdings
Symbol Grade Weight in FYT Weight in SPSM Overlap
ABM B 0.26% 0.24% 0.24%
ABR C 0.47% 0.2% 0.2%
ADNT F 0.44% 0.12% 0.12%
AIN C 0.11% 0.18% 0.11%
AIR B 0.12% 0.17% 0.12%
ALEX C 0.24% 0.1% 0.1%
ALG B 0.39% 0.14% 0.14%
AMN F 0.28% 0.07% 0.07%
AMWD C 0.51% 0.11% 0.11%
ANDE D 0.46% 0.11% 0.11%
APLE B 0.64% 0.25% 0.25%
ARCB C 0.37% 0.18% 0.18%
ARI C 0.24% 0.08% 0.08%
AVA A 0.59% 0.22% 0.22%
AVNS F 0.19% 0.06% 0.06%
BANR B 0.44% 0.18% 0.18%
BFH B 0.73% 0.2% 0.2%
BHE B 0.26% 0.12% 0.12%
BHLB B 0.14% 0.09% 0.09%
BKE B 0.4% 0.1% 0.1%
BKU A 0.4% 0.22% 0.22%
BLMN F 0.1% 0.07% 0.07%
BTU B 0.62% 0.24% 0.24%
CABO C 0.71% 0.13% 0.13%
CAL D 0.56% 0.07% 0.07%
CASH A 0.44% 0.14% 0.14%
CATY B 0.43% 0.26% 0.26%
CBU B 0.14% 0.25% 0.14%
CCS D 0.52% 0.17% 0.17%
CENTA C 0.49% 0.12% 0.12%
CNMD C 0.12% 0.15% 0.12%
CNXN C 0.11% 0.06% 0.06%
CRGY B 0.62% 0.15% 0.15%
CRK B 0.43% 0.09% 0.09%
CSGS B 0.27% 0.11% 0.11%
CUBI C 0.72% 0.11% 0.11%
CVBF A 0.46% 0.21% 0.21%
CVCO A 0.13% 0.27% 0.13%
CVI F 0.5% 0.05% 0.05%
CWEN C 0.11% 0.16% 0.11%
CWEN C 0.11% 0.06% 0.06%
CXW B 1.03% 0.17% 0.17%
DAN D 0.39% 0.07% 0.07%
DEA D 0.23% 0.08% 0.08%
DEI B 0.13% 0.21% 0.13%
DFIN D 0.23% 0.11% 0.11%
DNOW B 0.69% 0.11% 0.11%
DRH B 0.51% 0.13% 0.13%
EIG B 0.68% 0.09% 0.09%
EPC D 0.59% 0.12% 0.12%
EVTC B 0.12% 0.16% 0.12%
FBK B 0.14% 0.14% 0.14%
FBNC A 0.27% 0.13% 0.13%
FCF A 0.39% 0.14% 0.14%
FDP B 0.14% 0.08% 0.08%
FFBC A 0.56% 0.2% 0.2%
FHB A 0.29% 0.24% 0.24%
FOXF F 0.19% 0.1% 0.1%
FULT A 0.42% 0.27% 0.27%
GBX A 0.79% 0.14% 0.14%
GEO B 0.5% 0.26% 0.26%
GES F 0.51% 0.03% 0.03%
GIII D 0.62% 0.08% 0.08%
GNW A 0.13% 0.23% 0.13%
GO C 0.25% 0.12% 0.12%
GOGO C 0.27% 0.03% 0.03%
GPRE F 0.1% 0.05% 0.05%
GRBK D 0.3% 0.15% 0.15%
HAYW B 0.12% 0.16% 0.12%
HELE C 0.65% 0.11% 0.11%
HIW D 0.46% 0.24% 0.24%
HMN B 0.29% 0.12% 0.12%
HOPE B 0.39% 0.12% 0.12%
HTH B 0.25% 0.1% 0.1%
HTZ C 0.76% 0.04% 0.04%
HUBG A 0.39% 0.22% 0.22%
IART C 0.63% 0.11% 0.11%
INDB B 0.59% 0.22% 0.22%
INVA D 0.61% 0.07% 0.07%
IOSP B 0.26% 0.21% 0.21%
JBGS D 0.11% 0.09% 0.09%
JBT B 0.73% 0.27% 0.27%
KALU C 0.4% 0.09% 0.09%
KAR B 0.28% 0.15% 0.15%
KLG C 0.36% 0.08% 0.08%
KMT B 0.68% 0.16% 0.16%
KSS F 0.54% 0.14% 0.14%
KWR C 0.24% 0.16% 0.16%
LCII C 0.23% 0.21% 0.21%
LGIH D 0.32% 0.15% 0.15%
LNN B 0.24% 0.1% 0.1%
LXP D 0.11% 0.19% 0.11%
LZB B 0.49% 0.13% 0.13%
MCRI A 0.38% 0.08% 0.08%
MCW B 0.15% 0.05% 0.05%
MGPI F 0.15% 0.05% 0.05%
MLKN D 0.47% 0.12% 0.12%
MODG F 0.37% 0.08% 0.08%
MRTN C 0.35% 0.07% 0.07%
MSEX B 0.12% 0.08% 0.08%
MTRN C 0.13% 0.17% 0.13%
MTX B 0.26% 0.18% 0.18%
MYRG B 0.18% 0.17% 0.17%
NAVI C 0.48% 0.08% 0.08%
NBTB B 0.13% 0.16% 0.13%
NVEE F 0.12% 0.08% 0.08%
NWBI B 0.27% 0.13% 0.13%
NWN A 0.49% 0.11% 0.11%
NX C 0.39% 0.1% 0.1%
ODP F 0.21% 0.06% 0.06%
OFG B 0.24% 0.14% 0.14%
OI C 0.12% 0.14% 0.12%
OMI F 0.28% 0.06% 0.06%
OXM D 0.11% 0.08% 0.08%
PARR D 0.61% 0.07% 0.07%
PATK D 0.22% 0.21% 0.21%
PBH A 0.28% 0.29% 0.28%
PDCO D 0.44% 0.12% 0.12%
PEB D 0.33% 0.11% 0.11%
PFBC B 0.42% 0.08% 0.08%
PFS B 0.14% 0.2% 0.14%
PHIN A 0.55% 0.16% 0.16%
PINC B 0.69% 0.17% 0.17%
PLAB C 0.61% 0.11% 0.11%
PLUS F 0.1% 0.15% 0.1%
PPBI B 0.13% 0.19% 0.13%
PRDO B 0.58% 0.12% 0.12%
PRG C 0.48% 0.14% 0.14%
PSMT C 0.23% 0.16% 0.16%
RC D 0.11% 0.09% 0.09%
RES D 0.57% 0.03% 0.03%
REZI A 0.62% 0.27% 0.27%
RNST B 0.41% 0.17% 0.17%
ROCK C 0.25% 0.15% 0.15%
ROG D 0.22% 0.12% 0.12%
ROIC A 0.13% 0.16% 0.13%
SAFT C 0.12% 0.09% 0.09%
SAH A 0.54% 0.07% 0.07%
SBCF A 0.27% 0.18% 0.18%
SBH C 0.5% 0.1% 0.1%
SCL C 0.24% 0.11% 0.11%
SCSC B 0.5% 0.08% 0.08%
SCVL F 0.3% 0.04% 0.04%
SFNC B 0.41% 0.22% 0.22%
SHEN F 0.23% 0.04% 0.04%
SHO C 0.6% 0.15% 0.15%
SHOO D 0.11% 0.22% 0.11%
SJW D 0.33% 0.12% 0.12%
SNDR B 0.39% 0.1% 0.1%
SNEX B 0.29% 0.2% 0.2%
SPNT A 0.62% 0.1% 0.1%
SSTK F 0.32% 0.05% 0.05%
STBA B 0.25% 0.11% 0.11%
STC B 0.12% 0.14% 0.12%
TALO C 0.69% 0.1% 0.1%
TDS B 0.64% 0.22% 0.22%
TGNA B 0.7% 0.21% 0.21%
THRM D 0.23% 0.09% 0.09%
TRMK B 0.59% 0.16% 0.16%
TTMI B 0.32% 0.17% 0.17%
UNF B 0.36% 0.21% 0.21%
UPBD B 0.12% 0.11% 0.11%
UVV B 0.61% 0.1% 0.1%
VBTX B 0.4% 0.11% 0.11%
VRTS B 0.41% 0.11% 0.11%
VSAT F 0.32% 0.04% 0.04%
VSCO B 0.5% 0.2% 0.2%
VSTS C 0.46% 0.11% 0.11%
VTLE C 0.71% 0.06% 0.06%
WAFD B 0.26% 0.21% 0.21%
WERN C 0.37% 0.17% 0.17%
WGO C 0.38% 0.12% 0.12%
WKC D 0.55% 0.12% 0.12%
WS B 0.62% 0.11% 0.11%
WSFS A 0.41% 0.24% 0.24%
XHR B 0.37% 0.11% 0.11%
XPEL C 0.13% 0.07% 0.07%
XRX F 0.39% 0.07% 0.07%
ZD C 0.58% 0.18% 0.18%
FYT Overweight 78 Positions Relative to SPSM
Symbol Grade Weight
RIOT C 0.98%
BMBL C 0.79%
CTOS C 0.72%
ECVT C 0.72%
ULH B 0.69%
GEF A 0.66%
GPOR B 0.65%
PK B 0.64%
RLJ C 0.64%
GT C 0.64%
VAC B 0.62%
KOS F 0.62%
VC D 0.59%
IMKTA C 0.59%
PEBO A 0.58%
BY B 0.57%
GHC C 0.56%
FOR F 0.56%
USM B 0.55%
EBC B 0.55%
DBRG F 0.54%
WMK C 0.53%
VSH D 0.52%
MRC B 0.52%
SEB F 0.52%
HOV D 0.51%
CMCO B 0.51%
EQC B 0.49%
BV B 0.49%
LADR B 0.49%
NWE B 0.47%
OEC C 0.47%
SASR B 0.44%
BNL D 0.44%
PLYA B 0.44%
WSBC A 0.43%
FRME B 0.42%
HY D 0.41%
EFSC B 0.41%
LAUR A 0.4%
TCBK B 0.4%
FIBK A 0.39%
SRCE B 0.39%
PTVE B 0.38%
BUSE B 0.37%
IPGP D 0.36%
SPB C 0.35%
LILAK D 0.33%
LC A 0.32%
CAR C 0.3%
ASB B 0.3%
NIC B 0.29%
CRI D 0.29%
FHI A 0.28%
DFH D 0.28%
ENOV C 0.26%
TOWN B 0.26%
HLF C 0.26%
DK C 0.25%
SYNA C 0.24%
CXT B 0.24%
YETI C 0.23%
UPWK B 0.17%
TCBI B 0.15%
BHF B 0.14%
HLIO B 0.13%
IVT B 0.13%
SAM C 0.13%
KFRC D 0.12%
NNI D 0.12%
NMRK B 0.12%
PGRE F 0.12%
MSGE F 0.11%
CMTG F 0.11%
SHLS F 0.11%
CC C 0.11%
GIC D 0.1%
OLPX D 0.09%
FYT Underweight 407 Positions Relative to SPSM
Symbol Grade Weight
MLI C -0.73%
CRS A -0.64%
CMA A -0.64%
LUMN C -0.59%
GKOS B -0.54%
JXN C -0.54%
RHI B -0.53%
BBWI D -0.5%
ATI D -0.5%
AWI A -0.48%
CSWI A -0.48%
SPSC C -0.47%
ALK C -0.47%
MTH D -0.46%
VFC C -0.46%
BMI B -0.45%
MOG.A B -0.45%
COOP B -0.45%
MMSI B -0.43%
EPRT B -0.42%
LNC B -0.42%
DY D -0.41%
ACIW B -0.41%
BCPC B -0.41%
ETSY D -0.41%
ZWS B -0.4%
EAT A -0.39%
BCC B -0.39%
AVAV D -0.39%
FSS B -0.39%
MARA C -0.38%
PIPR B -0.38%
RDNT B -0.37%
MGY A -0.37%
MC C -0.37%
ITRI B -0.37%
MATX C -0.37%
INSP D -0.37%
GPI A -0.37%
AL B -0.36%
ACA A -0.36%
CTRE D -0.36%
SEE C -0.36%
SM B -0.36%
ABG B -0.36%
RDN C -0.36%
CORT B -0.35%
BOX B -0.35%
SLG B -0.35%
GTES A -0.34%
IBP D -0.34%
PECO A -0.34%
IDCC A -0.33%
SHAK C -0.33%
SFBS B -0.33%
ABCB B -0.32%
KRYS B -0.32%
ITGR B -0.32%
ALKS B -0.32%
KTB B -0.32%
AGO B -0.32%
ADMA B -0.32%
LRN A -0.31%
AX A -0.31%
WHD B -0.31%
SKYW B -0.31%
ICUI D -0.3%
FTDR A -0.3%
FELE B -0.3%
MAC B -0.3%
NSIT F -0.3%
GVA A -0.3%
SANM B -0.3%
SIG B -0.3%
MHO D -0.3%
PLXS B -0.3%
BGC C -0.29%
AROC B -0.29%
STEP B -0.29%
FUL F -0.29%
BOOT D -0.29%
NOG A -0.29%
AEIS B -0.29%
TPH D -0.28%
OGN D -0.28%
GMS B -0.28%
SKT B -0.28%
TGTX B -0.28%
UCB A -0.28%
KFY B -0.28%
CRC B -0.28%
HIMS B -0.28%
PI D -0.28%
VRRM D -0.27%
RUSHA C -0.27%
SITM B -0.27%
ESE B -0.27%
WDFC B -0.27%
AUB B -0.27%
MGEE C -0.27%
MDU D -0.27%
CALM A -0.27%
SEM B -0.27%
DORM B -0.26%
MSGS A -0.26%
NWL B -0.26%
RXO C -0.26%
PJT A -0.26%
HCC B -0.25%
DXC B -0.25%
NPO A -0.25%
HP B -0.24%
IAC D -0.24%
OTTR C -0.24%
ASO F -0.24%
CCOI B -0.24%
FBP B -0.24%
CEIX A -0.24%
CNK B -0.24%
WD D -0.24%
SMTC B -0.24%
SMPL B -0.24%
ENV B -0.23%
AWR B -0.23%
HASI D -0.23%
AEO F -0.23%
CWK B -0.23%
CRVL A -0.23%
SXT B -0.23%
APAM B -0.23%
ATGE B -0.23%
GFF A -0.22%
BOH B -0.22%
BRC D -0.22%
TRN C -0.22%
CARG C -0.22%
BXMT C -0.22%
CPK A -0.21%
HBI B -0.21%
FORM D -0.21%
ALRM C -0.21%
LBRT D -0.21%
VIRT B -0.21%
SLVM B -0.21%
PTEN C -0.21%
IIPR D -0.21%
NMIH D -0.21%
BL B -0.21%
CWT D -0.21%
ARCH B -0.21%
PENN C -0.21%
PRK B -0.2%
OII B -0.2%
UE C -0.2%
PRGS A -0.2%
PLMR B -0.2%
SATS D -0.2%
GSHD A -0.2%
AKR B -0.19%
ENVA B -0.19%
AMR C -0.19%
FCPT C -0.19%
CNS B -0.19%
PAYO A -0.19%
TMDX F -0.19%
POWL C -0.19%
DV C -0.19%
AGYS A -0.19%
TBBK B -0.19%
TDW F -0.18%
DIOD D -0.18%
OUT A -0.18%
KLIC B -0.18%
MPW F -0.18%
AZZ B -0.18%
JJSF B -0.18%
EPAC B -0.18%
NARI C -0.18%
VSTO A -0.18%
HNI B -0.18%
VCEL B -0.18%
CPRX C -0.17%
STRA C -0.17%
ACLS F -0.17%
HWKN B -0.17%
YOU D -0.17%
PTGX C -0.17%
AAP C -0.17%
YELP C -0.17%
BANF B -0.17%
OSIS B -0.17%
SXI B -0.17%
URBN C -0.16%
CAKE C -0.16%
BANC A -0.16%
ENR B -0.16%
RUN F -0.16%
IPAR B -0.16%
MP B -0.16%
HI C -0.16%
IBTX B -0.16%
DOCN D -0.16%
LGND B -0.15%
NATL B -0.15%
ADUS D -0.15%
OMCL C -0.15%
LMAT A -0.15%
B B -0.15%
TFIN A -0.15%
PRVA B -0.15%
VIAV B -0.15%
JOE F -0.14%
JBLU F -0.14%
NEO C -0.14%
SUPN C -0.14%
MRCY B -0.14%
MCY A -0.14%
VYX B -0.14%
EXTR B -0.14%
UFPT B -0.14%
APOG B -0.13%
NBHC B -0.13%
FL F -0.13%
LKFN B -0.13%
RAMP C -0.13%
TNDM F -0.13%
CHCO B -0.13%
TNC D -0.12%
CTS C -0.12%
LTC B -0.12%
NGVT B -0.12%
AMPH D -0.12%
ASTH D -0.12%
TRUP B -0.12%
FTRE D -0.12%
CALX D -0.12%
WWW B -0.12%
VECO F -0.11%
WABC B -0.11%
TRIP F -0.11%
THS D -0.11%
SONO C -0.11%
NHC C -0.11%
NTCT C -0.11%
PZZA D -0.11%
LEG F -0.11%
KN B -0.11%
UCTT D -0.11%
GTY B -0.11%
USPH B -0.1%
WT B -0.1%
MYGN F -0.1%
HLIT D -0.1%
UNIT B -0.1%
ELME D -0.1%
CHEF A -0.1%
DVAX C -0.1%
XNCR B -0.1%
TGI B -0.1%
GNL F -0.1%
HLX B -0.1%
TILE B -0.1%
SABR C -0.1%
VRE B -0.1%
VICR B -0.09%
ATEN B -0.09%
MD B -0.09%
WOR F -0.09%
DCOM A -0.09%
HRMY D -0.09%
KW B -0.09%
AAT B -0.09%
STAA F -0.09%
UNFI A -0.09%
EXPI C -0.08%
MXL C -0.08%
ALGT B -0.08%
CBRL C -0.08%
EFC C -0.08%
BRKL B -0.08%
PGNY F -0.08%
CERT F -0.08%
AMSF B -0.08%
FIZZ C -0.08%
CSR B -0.08%
ARLO C -0.08%
DGII B -0.08%
CARS B -0.08%
QNST B -0.08%
PBI B -0.08%
PMT D -0.08%
CENX B -0.08%
PLAY D -0.08%
ECPG B -0.08%
COHU C -0.08%
VVI C -0.07%
HCI C -0.07%
TMP B -0.07%
CLB B -0.07%
RWT D -0.07%
CXM C -0.07%
PRLB A -0.07%
PDFS C -0.07%
COLL F -0.07%
UTL B -0.07%
LPG F -0.07%
MMI B -0.07%
NXRT B -0.07%
SBSI B -0.07%
AORT B -0.07%
SDGR C -0.07%
AHCO F -0.07%
ICHR C -0.07%
SXC A -0.07%
DLX B -0.07%
FBRT C -0.07%
RCUS F -0.06%
HAYN C -0.06%
ASIX A -0.06%
KOP C -0.06%
BJRI B -0.06%
BSIG A -0.06%
CPF A -0.06%
EMBC C -0.06%
HCSG C -0.06%
WNC C -0.06%
CFFN B -0.06%
ASTE B -0.06%
EGBN B -0.06%
PRA C -0.06%
MNRO D -0.06%
DXPE B -0.06%
WOLF F -0.06%
JACK D -0.06%
BDN C -0.06%
HFWA B -0.06%
EYE C -0.06%
PRAA C -0.06%
VTOL B -0.06%
HSII B -0.06%
ANIP F -0.06%
RGR F -0.05%
WSR A -0.05%
VIR D -0.05%
CTKB C -0.05%
HAIN C -0.05%
NBR C -0.05%
ETD C -0.05%
INN D -0.05%
KREF D -0.05%
CEVA B -0.05%
SMP B -0.05%
MATV D -0.05%
TRST A -0.05%
SWI B -0.05%
GDEN B -0.05%
REX D -0.05%
AOSL C -0.05%
AXL C -0.05%
NABL F -0.05%
MATW C -0.05%
BLFS C -0.05%
HSTM B -0.05%
AHH D -0.05%
JBSS D -0.05%
TTGT C -0.05%
HAFC A -0.05%
PCRX C -0.05%
BGS F -0.04%
PAHC C -0.04%
UHT D -0.04%
HTLD B -0.04%
TR B -0.04%
NVRI F -0.04%
MLAB D -0.04%
LESL C -0.04%
MTUS C -0.04%
IRWD F -0.04%
GDOT D -0.04%
HZO D -0.04%
SNCY C -0.04%
UFCS B -0.04%
IIIN C -0.04%
AMBC C -0.04%
LQDT B -0.04%
SPTN D -0.04%
SCHL D -0.04%
EZPW A -0.04%
SEDG F -0.04%
PUMP B -0.04%
FWRD D -0.04%
CENT C -0.03%
CNSL C -0.03%
NPK B -0.03%
WRLD C -0.03%
MYE F -0.03%
USNA C -0.03%
SVC F -0.03%
SLP D -0.03%
THRY F -0.03%
RGNX F -0.03%
KELYA F -0.03%
BFS C -0.03%
HPP F -0.03%
CRSR C -0.02%
TWI F -0.02%
FLGT F -0.02%
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