FYC vs. SDIV ETF Comparison

Comparison of First Trust Small Cap Growth AlphaDEX Fund (FYC) to Global X SuperDividend ETF (SDIV)

FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings ^*

240

* may have additional holdings in another (foreign) market

SDIV

Global X SuperDividend ETF

SDIV Description

The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global SuperDividendTM Index. The fund invests at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. The underlying index tracks the performance of 100 equally weighted companies that rank among the highest dividend yielding equity securities in the world, as defined by Structured Solutions AG. It generally will use a replication strategy. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$21.64

Average Daily Volume

223,718

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FYC	SDIV
30 Days	11.90%	-2.33%
60 Days	12.40%	-3.64%
90 Days	15.20%	-0.99%
12 Months	46.68%	10.98%

5 Overlapping Holdings

Symbol	Grade	Weight in FYC	Weight in SDIV	Overlap
BXMT	C	0.11%	0.86%	0.11%
FBRT	C	0.12%	0.96%	0.12%
GNL	F	0.1%	1.01%	0.1%
KNTK	B	0.3%	1.52%	0.3%
PMT	D	0.32%	0.94%	0.32%

FYC Overweight 235 Positions Relative to SDIV

Symbol	Grade	Weight
RKLB	B	1.06%
EAT	A	0.91%
PAYO	A	0.82%
POWL	C	0.81%
PRIM	A	0.81%
TGTX	B	0.79%
IESC	B	0.79%
ROAD	A	0.76%
IDCC	A	0.76%
STRL	B	0.75%
WWW	B	0.75%
TRUP	B	0.74%
QCRH	A	0.73%
ENVA	B	0.72%
GVA	A	0.72%
WULF	C	0.71%
PJT	A	0.71%
DOCS	C	0.71%
LRN	A	0.7%
STEP	B	0.69%
USLM	A	0.69%
FTDR	A	0.69%
MCY	A	0.69%
ACLX	C	0.68%
RYTM	C	0.68%
CNK	B	0.68%
ATGE	B	0.67%
LMND	B	0.67%
ALHC	C	0.65%
VCYT	B	0.65%
GSHD	A	0.64%
PRCT	B	0.64%
TRN	C	0.64%
AMRX	C	0.64%
REVG	B	0.63%
SKYW	B	0.62%
PBI	B	0.61%
HNI	B	0.61%
PTON	B	0.6%
ADMA	B	0.6%
NHC	C	0.6%
TBBK	B	0.6%
CHEF	A	0.59%
DSGR	D	0.59%
AGIO	C	0.59%
CALM	A	0.58%
KYMR	D	0.58%
HWKN	B	0.58%
SKWD	A	0.58%
SLVM	B	0.58%
MIRM	B	0.57%
SGBX	F	0.57%
INTA	A	0.57%
SYBT	B	0.57%
DORM	B	0.57%
CWAN	B	0.57%
ALKT	B	0.56%
VCTR	B	0.55%
NBHC	B	0.55%
PRK	B	0.55%
JANX	C	0.54%
MWA	B	0.54%
PRM	C	0.54%
CDE	D	0.54%
OSW	A	0.54%
PTGX	C	0.54%
PTCT	B	0.54%
PLMR	B	0.53%
CHWY	B	0.53%
SATS	D	0.53%
MNKD	C	0.53%
CPRX	C	0.52%
LMAT	A	0.52%
TGLS	B	0.51%
CRAI	B	0.51%
NPAB	B	0.49%
CCOI	B	0.49%
LFST	C	0.49%
SMTC	B	0.49%
PRGS	A	0.48%
SABR	C	0.48%
AORT	B	0.48%
YOU	D	0.48%
OUT	A	0.48%
UFPT	B	0.47%
BCRX	D	0.47%
LITE	B	0.47%
FBP	B	0.47%
CENX	B	0.46%
VERX	B	0.45%
WTTR	B	0.43%
MBIN	D	0.43%
ASTH	D	0.43%
NMIH	D	0.43%
OSCR	D	0.43%
APOG	B	0.42%
SITM	B	0.42%
CAKE	C	0.42%
CARG	C	0.42%
NRIX	D	0.42%
SHAK	C	0.42%
MGNI	A	0.42%
RNG	B	0.41%
BANF	B	0.41%
GABC	B	0.41%
CIFR	B	0.4%
BGC	C	0.4%
SEMR	B	0.4%
WT	B	0.4%
VITL	D	0.39%
GFF	A	0.39%
OII	B	0.39%
GERN	D	0.39%
CHCO	B	0.39%
HRMY	D	0.39%
HURN	B	0.39%
UE	C	0.38%
KTOS	B	0.38%
ESE	B	0.38%
BLBD	D	0.38%
COLL	F	0.37%
AZZ	B	0.36%
KN	B	0.36%
AAT	B	0.36%
OSIS	B	0.35%
BRC	D	0.34%
AMPH	D	0.33%
ICFI	F	0.33%
DOCN	D	0.33%
ESRT	C	0.33%
IOVA	F	0.32%
ADUS	D	0.32%
NHI	D	0.32%
FLNC	C	0.32%
CWT	D	0.32%
ASPN	F	0.32%
NSA	D	0.31%
WRBY	B	0.31%
HLIT	D	0.3%
TWST	D	0.3%
BLFS	C	0.3%
HEES	B	0.29%
LGND	B	0.28%
BKD	D	0.28%
MGEE	C	0.28%
DRVN	B	0.28%
TNL	A	0.28%
CEIX	A	0.28%
IIPR	D	0.27%
LKFN	B	0.27%
OCUL	D	0.27%
EPAC	B	0.27%
AROC	B	0.27%
NEO	C	0.26%
SKT	B	0.26%
WDFC	B	0.26%
SXI	B	0.26%
BANC	A	0.26%
AGYS	A	0.26%
AGM	C	0.26%
SWI	B	0.25%
MAC	B	0.25%
ARQT	C	0.25%
ANIP	F	0.24%
CDP	C	0.24%
TNDM	F	0.24%
UMH	C	0.24%
IAS	C	0.24%
CPK	A	0.24%
NXRT	B	0.24%
FCPT	C	0.23%
GTX	D	0.23%
JJSF	B	0.23%
SXT	B	0.23%
DNLI	D	0.23%
KW	B	0.23%
CMPR	D	0.23%
SCS	C	0.23%
GTY	B	0.23%
ACVA	B	0.23%
EPR	D	0.22%
PHR	F	0.22%
AESI	B	0.22%
HLX	B	0.22%
AIV	C	0.22%
ELME	D	0.22%
CDRE	D	0.21%
HUMA	F	0.21%
RXST	F	0.21%
EVH	F	0.21%
ALX	D	0.21%
NVAX	F	0.2%
MYGN	F	0.2%
SOUN	C	0.17%
TGI	B	0.16%
MIR	A	0.16%
ARDX	F	0.16%
PAR	B	0.16%
CBZ	B	0.14%
SMPL	B	0.13%
BEAM	D	0.13%
CLB	B	0.13%
BL	B	0.13%
APPN	B	0.13%
APAM	B	0.13%
MLNK	B	0.13%
ACAD	D	0.13%
CARS	B	0.13%
CTS	C	0.13%
WABC	B	0.13%
PLAY	D	0.13%
THR	B	0.12%
AMC	C	0.12%
AWR	B	0.12%
YELP	C	0.12%
LTC	B	0.12%
STRA	C	0.12%
TR	B	0.12%
WEN	D	0.12%
TNC	D	0.11%
PZZA	D	0.11%
NSSC	D	0.11%
RRR	D	0.11%
ARLO	C	0.11%
FOLD	F	0.11%
ENVX	F	0.11%
IRDM	D	0.11%
VECO	F	0.1%
JOE	F	0.1%
AZTA	D	0.1%
JAMF	F	0.1%
CLDX	F	0.09%
XPRO	F	0.09%
RLAY	F	0.09%
LPG	F	0.09%

FYC Underweight 31 Positions Relative to SDIV

Symbol	Grade	Weight
GOOD	B	-1.29%
BDN	C	-1.22%
SBRA	C	-1.21%
BTI	B	-1.19%
KREF	D	-1.15%
RWT	D	-1.15%
OHI	C	-1.12%
VALE	F	-1.09%
ABR	C	-1.07%
VOD	F	-1.05%
GMRE	F	-1.05%
UNIT	B	-1.05%
KRP	B	-1.02%
FLNG	B	-1.0%
EFC	C	-1.0%
DX	B	-0.99%
STWD	C	-0.97%
DHT	F	-0.97%
MPW	F	-0.97%
AGNC	D	-0.95%
BRSP	B	-0.94%
FRO	F	-0.89%
ECO	F	-0.83%
ARI	C	-0.81%
NAT	F	-0.78%
RC	D	-0.78%
CIVI	D	-0.77%
BRY	F	-0.76%
EC	D	-0.74%
NEP	F	-0.66%
SVC	F	-0.61%