FXR vs. PSCI ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to PowerShares S&P SmallCap Industrials Portfolio (PSCI)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

PSCI

PowerShares S&P SmallCap Industrials Portfolio

PSCI Description

The PowerShares S&P SmallCap Industrials Portfolio (Fund) is based on the S&P SmallCap 600Â® Capped Industrials Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US industrial companies. These companies are principally engaged in the business of providing industrial products and services, including engineering, heavy machinery, construction, electrical equipment, aerospace and defense and general manufacturing. The Index is a subset of the S&P SmallCap 600Â® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$147.08

Average Daily Volume

5,971

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXR	PSCI
30 Days	7.85%	12.25%
60 Days	9.12%	12.72%
90 Days	12.26%	13.75%
12 Months	40.52%	42.68%

6 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in PSCI	Overlap
AL	B	1.27%	1.91%	1.27%
AWI	A	0.82%	2.56%	0.82%
GTES	A	1.07%	1.82%	1.07%
RHI	B	0.5%	2.87%	0.5%
SNDR	B	0.97%	0.55%	0.55%
VSTS	C	0.86%	0.59%	0.59%

FXR Overweight 131 Positions Relative to PSCI

Symbol	Grade	Weight
AXON	A	1.77%
SYF	B	1.52%
WCC	B	1.45%
AAON	B	1.44%
SNA	A	1.44%
FICO	B	1.4%
MDU	D	1.38%
PCAR	B	1.36%
G	B	1.35%
EME	C	1.35%
GPN	B	1.33%
FIX	A	1.32%
HWM	A	1.32%
OSK	B	1.3%
FOUR	B	1.3%
OC	A	1.29%
PWR	A	1.27%
HEI	B	1.24%
AXP	A	1.24%
URI	B	1.23%
TT	A	1.23%
LPX	B	1.22%
CNH	C	1.12%
ALSN	B	1.1%
SON	D	1.08%
LMT	D	1.08%
GNRC	B	1.06%
FI	A	1.06%
VNT	B	1.04%
R	B	1.03%
TTEK	F	1.02%
MLM	B	0.99%
EXP	A	0.96%
FDX	B	0.96%
CTAS	B	0.95%
ADTN	A	0.93%
MSM	C	0.9%
CSL	C	0.9%
CXT	B	0.89%
TXT	D	0.88%
BERY	B	0.88%
GPK	C	0.87%
BC	C	0.87%
MMM	D	0.87%
TRU	D	0.86%
BAH	F	0.86%
COF	B	0.86%
TDG	D	0.85%
AGCO	D	0.85%
GE	D	0.85%
AYI	B	0.84%
BLDR	D	0.84%
BWXT	B	0.83%
PKG	A	0.77%
TDY	B	0.76%
ZBRA	B	0.75%
JBHT	C	0.75%
NVT	B	0.74%
DOV	A	0.74%
KEX	C	0.74%
KNX	B	0.73%
DCI	B	0.73%
LII	A	0.72%
SLGN	A	0.72%
EEFT	B	0.72%
CSX	B	0.72%
SHW	A	0.71%
CAT	B	0.69%
MIDD	C	0.68%
HII	D	0.67%
SSD	D	0.67%
DE	A	0.66%
VLTO	D	0.65%
SPR	D	0.65%
EFX	F	0.63%
BLD	D	0.63%
WU	D	0.62%
SAIA	B	0.56%
SQ	B	0.56%
ESAB	B	0.54%
GXO	B	0.52%
CMI	A	0.51%
GWW	B	0.51%
PYPL	B	0.5%
LECO	B	0.49%
PNR	A	0.49%
ATR	B	0.49%
IEX	B	0.48%
J	F	0.48%
AZEK	A	0.45%
GD	F	0.44%
UPS	C	0.44%
SEE	C	0.44%
CNM	D	0.43%
TTC	D	0.43%
FTV	C	0.43%
CARR	D	0.42%
PPG	F	0.42%
AMCR	D	0.41%
FCN	D	0.39%
ATI	D	0.38%
AOS	F	0.37%
DOW	F	0.37%
WMS	D	0.37%
EMR	A	0.27%
FLS	B	0.26%
ADP	B	0.25%
CW	B	0.25%
PH	A	0.25%
HON	B	0.25%
AXTA	A	0.25%
RPM	A	0.25%
AME	A	0.25%
VMC	B	0.25%
LHX	C	0.24%
WAB	B	0.24%
WWD	B	0.23%
ITT	A	0.23%
GGG	B	0.23%
UNP	C	0.22%
KEYS	A	0.22%
ALLE	D	0.22%
MSA	D	0.22%
JKHY	D	0.22%
NDSN	B	0.22%
LSTR	D	0.22%
BALL	D	0.21%
EXPD	D	0.21%
LFUS	F	0.21%
MAS	D	0.21%
FBIN	D	0.19%

FXR Underweight 86 Positions Relative to PSCI

Symbol	Grade	Weight
MLI	C	-3.92%
CSWI	A	-2.61%
ALK	C	-2.55%
MOG.A	B	-2.4%
DY	D	-2.18%
ZWS	B	-2.15%
FSS	B	-2.12%
BCC	B	-2.11%
AVAV	D	-2.11%
MATX	C	-1.98%
ACA	A	-1.94%
SKYW	B	-1.68%
GVA	A	-1.61%
FELE	B	-1.6%
KFY	B	-1.52%
GMS	B	-1.51%
JBT	B	-1.44%
RXO	C	-1.43%
VRRM	D	-1.43%
RUSHA	C	-1.43%
ESE	B	-1.43%
REZI	A	-1.43%
GEO	B	-1.37%
NPO	A	-1.36%
ABM	B	-1.32%
HUBG	A	-1.18%
BRC	D	-1.18%
TRN	C	-1.18%
GFF	A	-1.16%
UNF	B	-1.12%
POWL	C	-1.03%
HNI	B	-0.99%
AIN	C	-0.98%
ARCB	C	-0.98%
EPAC	B	-0.98%
AZZ	B	-0.97%
WERN	C	-0.94%
SXI	B	-0.93%
AIR	B	-0.9%
MYRG	B	-0.89%
CXW	B	-0.89%
HI	C	-0.87%
HAYW	B	-0.87%
RUN	F	-0.86%
KMT	B	-0.84%
KAR	B	-0.83%
B	B	-0.82%
ROCK	C	-0.81%
GBX	A	-0.78%
ALG	B	-0.77%
MRCY	B	-0.75%
JBLU	F	-0.73%
APOG	B	-0.68%
MLKN	D	-0.64%
TNC	D	-0.62%
DNOW	B	-0.59%
CSGS	B	-0.58%
AMWD	C	-0.57%
TILE	B	-0.56%
TGI	B	-0.55%
NX	C	-0.54%
LNN	B	-0.52%
VICR	B	-0.46%
PBI	B	-0.44%
NVEE	F	-0.44%
ALGT	B	-0.41%
DLX	B	-0.4%
MRTN	C	-0.38%
PRLB	A	-0.36%
VVI	C	-0.35%
HSII	B	-0.35%
DXPE	B	-0.34%
HCSG	C	-0.32%
ASTE	B	-0.32%
WNC	C	-0.32%
MATW	C	-0.28%
FWRD	D	-0.24%
LQDT	B	-0.22%
SNCY	C	-0.22%
IIIN	C	-0.22%
NVRI	F	-0.21%
HTZ	C	-0.2%
HTLD	B	-0.2%
KELYA	F	-0.17%
NPK	B	-0.15%
TWI	F	-0.13%