FXR vs. BALI ETF Comparison

Comparison of First Trust Industrials AlphaDEX (FXR) to BlackRock Advantage Large Cap Income ETF (BALI)

FXR

First Trust Industrials AlphaDEX

FXR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Industrials Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the industrials and producer durables sectors that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.15

Average Daily Volume

33,507

Number of Holdings ^*

137

* may have additional holdings in another (foreign) market

BALI

BlackRock Advantage Large Cap Income ETF

BALI Description

Under normal market conditions, the fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in large cap equity securities and derivatives that have similar economic characteristics to such securities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$31.09

Average Daily Volume

95,490

Number of Holdings ^*

149

* may have additional holdings in another (foreign) market

Performance

Period	FXR	BALI
30 Days	7.85%	2.84%
60 Days	9.12%	3.90%
90 Days	12.26%	5.67%
12 Months	40.52%	27.77%

14 Overlapping Holdings

Symbol	Grade	Weight in FXR	Weight in BALI	Overlap
CSX	B	0.72%	0.07%	0.07%
CTAS	B	0.95%	1.15%	0.95%
EME	C	1.35%	0.3%	0.3%
EXPD	D	0.21%	0.44%	0.21%
GD	F	0.44%	0.14%	0.14%
GWW	B	0.51%	0.03%	0.03%
LMT	D	1.08%	1.09%	1.08%
OSK	B	1.3%	0.28%	0.28%
PCAR	B	1.36%	0.2%	0.2%
PH	A	0.25%	0.24%	0.24%
SHW	A	0.71%	1.18%	0.71%
SON	D	1.08%	0.02%	0.02%
TT	A	1.23%	0.4%	0.4%
UPS	C	0.44%	1.13%	0.44%

FXR Overweight 123 Positions Relative to BALI

Symbol	Grade	Weight
AXON	A	1.77%
SYF	B	1.52%
WCC	B	1.45%
AAON	B	1.44%
SNA	A	1.44%
FICO	B	1.4%
MDU	D	1.38%
G	B	1.35%
GPN	B	1.33%
FIX	A	1.32%
HWM	A	1.32%
FOUR	B	1.3%
OC	A	1.29%
AL	B	1.27%
PWR	A	1.27%
HEI	B	1.24%
AXP	A	1.24%
URI	B	1.23%
LPX	B	1.22%
CNH	C	1.12%
ALSN	B	1.1%
GTES	A	1.07%
GNRC	B	1.06%
FI	A	1.06%
VNT	B	1.04%
R	B	1.03%
TTEK	F	1.02%
MLM	B	0.99%
SNDR	B	0.97%
EXP	A	0.96%
FDX	B	0.96%
ADTN	A	0.93%
MSM	C	0.9%
CSL	C	0.9%
CXT	B	0.89%
TXT	D	0.88%
BERY	B	0.88%
GPK	C	0.87%
BC	C	0.87%
MMM	D	0.87%
VSTS	C	0.86%
TRU	D	0.86%
BAH	F	0.86%
COF	B	0.86%
TDG	D	0.85%
AGCO	D	0.85%
GE	D	0.85%
AYI	B	0.84%
BLDR	D	0.84%
BWXT	B	0.83%
AWI	A	0.82%
PKG	A	0.77%
TDY	B	0.76%
ZBRA	B	0.75%
JBHT	C	0.75%
NVT	B	0.74%
DOV	A	0.74%
KEX	C	0.74%
KNX	B	0.73%
DCI	B	0.73%
LII	A	0.72%
SLGN	A	0.72%
EEFT	B	0.72%
CAT	B	0.69%
MIDD	C	0.68%
HII	D	0.67%
SSD	D	0.67%
DE	A	0.66%
VLTO	D	0.65%
SPR	D	0.65%
EFX	F	0.63%
BLD	D	0.63%
WU	D	0.62%
SAIA	B	0.56%
SQ	B	0.56%
ESAB	B	0.54%
GXO	B	0.52%
CMI	A	0.51%
PYPL	B	0.5%
RHI	B	0.5%
LECO	B	0.49%
PNR	A	0.49%
ATR	B	0.49%
IEX	B	0.48%
J	F	0.48%
AZEK	A	0.45%
SEE	C	0.44%
CNM	D	0.43%
TTC	D	0.43%
FTV	C	0.43%
CARR	D	0.42%
PPG	F	0.42%
AMCR	D	0.41%
FCN	D	0.39%
ATI	D	0.38%
AOS	F	0.37%
DOW	F	0.37%
WMS	D	0.37%
EMR	A	0.27%
FLS	B	0.26%
ADP	B	0.25%
CW	B	0.25%
HON	B	0.25%
AXTA	A	0.25%
RPM	A	0.25%
AME	A	0.25%
VMC	B	0.25%
LHX	C	0.24%
WAB	B	0.24%
WWD	B	0.23%
ITT	A	0.23%
GGG	B	0.23%
UNP	C	0.22%
KEYS	A	0.22%
ALLE	D	0.22%
MSA	D	0.22%
JKHY	D	0.22%
NDSN	B	0.22%
LSTR	D	0.22%
BALL	D	0.21%
LFUS	F	0.21%
MAS	D	0.21%
FBIN	D	0.19%

FXR Underweight 135 Positions Relative to BALI

Symbol	Grade	Weight
AAPL	C	-7.52%
NVDA	C	-7.31%
MSFT	F	-7.07%
AMZN	C	-4.94%
GOOGL	C	-3.06%
MA	C	-1.81%
GOOG	C	-1.67%
META	D	-1.57%
CVX	A	-1.53%
MRK	F	-1.35%
V	A	-1.33%
GILD	C	-1.32%
PM	B	-1.26%
WMT	A	-1.22%
MMC	B	-1.22%
WM	A	-1.22%
PGR	A	-1.2%
PFE	D	-1.19%
JPM	A	-1.16%
CME	A	-1.12%
CAH	B	-1.12%
OMF	A	-1.1%
T	A	-1.07%
TSLA	B	-1.06%
RSG	A	-1.06%
C	A	-1.05%
QCOM	F	-1.02%
KMB	D	-1.01%
FTNT	C	-1.0%
PNW	B	-1.0%
UNH	C	-0.98%
LLY	F	-0.94%
MDT	D	-0.93%
VZ	C	-0.93%
CMCSA	B	-0.9%
CL	D	-0.87%
BRK.A	B	-0.84%
KR	B	-0.83%
F	C	-0.82%
NOC	D	-0.82%
MO	A	-0.8%
TFC	A	-0.65%
AVGO	D	-0.64%
AMGN	D	-0.62%
LRCX	F	-0.59%
HCA	F	-0.57%
MSI	B	-0.56%
TXRH	C	-0.54%
ADBE	C	-0.52%
COP	C	-0.5%
CCEP	C	-0.47%
HESM	B	-0.46%
UTHR	C	-0.46%
SYK	C	-0.45%
NBIX	C	-0.44%
FE	C	-0.42%
MANH	D	-0.41%
LDOS	C	-0.4%
XOM	B	-0.4%
ALL	A	-0.4%
HAL	C	-0.39%
MU	D	-0.37%
NOW	A	-0.37%
ETN	A	-0.36%
CSCO	B	-0.36%
ES	D	-0.35%
TRV	B	-0.34%
TJX	A	-0.34%
NTRA	B	-0.33%
EXC	C	-0.31%
MTN	C	-0.31%
CMS	C	-0.3%
SPGI	C	-0.26%
NTAP	C	-0.26%
HUBS	A	-0.25%
WRB	A	-0.25%
NNN	D	-0.25%
CRWD	B	-0.23%
SPG	B	-0.23%
WING	D	-0.22%
MCK	B	-0.21%
HAS	D	-0.21%
ELV	F	-0.2%
EXEL	B	-0.18%
CPT	B	-0.18%
NFLX	A	-0.15%
PG	A	-0.15%
AVB	B	-0.15%
OHI	C	-0.15%
TSCO	D	-0.14%
BSX	B	-0.14%
INCY	C	-0.14%
BKNG	A	-0.13%
CI	F	-0.12%
SMAR	A	-0.12%
KMI	A	-0.11%
DDS	B	-0.11%
IDA	A	-0.1%
TMO	F	-0.1%
DUK	C	-0.1%
HES	B	-0.07%
DHI	D	-0.07%
KRG	B	-0.07%
ED	D	-0.06%
WCN	A	-0.06%
ACN	C	-0.06%
NYT	C	-0.05%
ROST	C	-0.05%
WHR	B	-0.05%
SNAP	C	-0.04%
K	A	-0.04%
DOC	D	-0.04%
BIIB	F	-0.03%
JNJ	D	-0.03%
INGR	B	-0.03%
CBOE	B	-0.03%
IVZ	B	-0.02%
NUE	C	-0.02%
PAG	B	-0.02%
MELI	D	-0.02%
FLEX	A	-0.02%
JNPR	F	-0.02%
HD	A	-0.01%
DVN	F	-0.01%
CLX	B	-0.01%
LEVI	F	-0.01%
XP	F	-0.01%
CAG	D	-0.01%
FOXA	B	-0.0%
TSN	B	-0.0%
BBY	D	-0.0%
MCD	D	-0.0%
EQIX	A	-0.0%
RGA	A	-0.0%
COST	B	-0.0%