FXL vs. SOXQ ETF Comparison

Comparison of First Trust Technology AlphaDEX (FXL) to Invesco PHLX Semiconductor ETF (SOXQ)

FXL

First Trust Technology AlphaDEX

FXL Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Technology Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the technology sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$154.02

Average Daily Volume

17,257

Number of Holdings ^*

102

* may have additional holdings in another (foreign) market

SOXQ

Invesco PHLX Semiconductor ETF

SOXQ Description

The investment seeks to track the investment results (before fees and expenses) of the PHLX Semiconductor Sector Index ®. The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. Strictly in accordance with its guidelines and mandated procedures, Nasdaq compiles the underlying index, which is a modified market-capitalization weighted index designed to measure the performance of the 30 largest companies listed in the United States that are engaged in the semiconductor business, as determined by the index Provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$39.07

Average Daily Volume

406,035

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXL	SOXQ
30 Days	10.22%	-3.27%
60 Days	12.16%	-1.16%
90 Days	12.82%	-5.22%
12 Months	31.26%	32.94%

20 Overlapping Holdings

Symbol	Grade	Weight in FXL	Weight in SOXQ	Overlap
ADI	D	0.27%	3.73%	0.27%
AMAT	F	0.86%	3.89%	0.86%
AMD	F	0.25%	7.7%	0.25%
AMKR	D	1.32%	0.51%	0.51%
AVGO	D	1.17%	10.78%	1.17%
CRUS	D	0.97%	0.43%	0.43%
GFS	C	1.65%	1.87%	1.65%
INTC	D	1.26%	4.68%	1.26%
KLAC	D	0.25%	3.24%	0.25%
LSCC	D	0.57%	0.55%	0.55%
MCHP	D	0.48%	2.79%	0.48%
MPWR	F	0.74%	2.23%	0.74%
MU	D	0.28%	4.25%	0.28%
NVDA	C	1.43%	15.2%	1.43%
ON	D	1.44%	2.27%	1.44%
ONTO	D	0.47%	0.64%	0.47%
QCOM	F	0.9%	3.86%	0.9%
SWKS	F	1.32%	1.06%	1.06%
TER	D	0.47%	1.38%	0.47%
TXN	C	0.59%	3.96%	0.59%

FXL Overweight 82 Positions Relative to SOXQ

Symbol	Grade	Weight
APP	B	3.39%
PLTR	B	2.47%
TOST	B	2.22%
VRT	B	1.89%
DASH	A	1.89%
PEGA	A	1.88%
GWRE	A	1.66%
CTSH	B	1.63%
HPE	B	1.62%
DXC	B	1.62%
PAYC	B	1.6%
META	D	1.57%
SMAR	A	1.57%
IPGP	D	1.57%
DOCU	A	1.53%
AVT	C	1.52%
FTNT	C	1.44%
GDDY	A	1.4%
ZM	B	1.4%
TWLO	A	1.39%
NOW	A	1.38%
ARW	D	1.35%
ORCL	B	1.3%
JBL	B	1.28%
DNB	B	1.27%
TYL	B	1.25%
HPQ	B	1.21%
CNXC	F	1.21%
DT	C	1.19%
MANH	D	1.18%
DOX	D	1.16%
EPAM	C	1.15%
MSTR	C	1.15%
SNX	C	1.14%
NTNX	A	1.12%
PANW	C	1.08%
RNG	B	1.08%
S	B	1.07%
DELL	C	1.06%
AKAM	D	1.04%
FFIV	B	1.03%
DBX	B	1.01%
IT	C	0.99%
SSNC	B	0.93%
HCP	B	0.93%
CACI	D	0.91%
AAPL	C	0.91%
NTAP	C	0.89%
DLB	B	0.89%
SAIC	F	0.84%
MTCH	D	0.77%
DAY	B	0.74%
CRM	B	0.72%
DV	C	0.71%
GLOB	B	0.68%
ADSK	A	0.66%
APH	A	0.66%
GOOGL	C	0.63%
ROP	B	0.6%
VRSN	F	0.57%
IBM	C	0.56%
KBR	F	0.55%
IAC	D	0.52%
U	C	0.49%
OLED	D	0.47%
PYCR	C	0.36%
CRWD	B	0.36%
KD	B	0.36%
GTLB	B	0.35%
NET	B	0.34%
DDOG	A	0.34%
WDAY	B	0.33%
ANSS	B	0.32%
GEN	B	0.32%
GLW	B	0.31%
INFA	D	0.3%
APPF	B	0.29%
PSTG	D	0.29%
MSFT	F	0.29%
SMCI	F	0.26%
ALGM	D	0.25%
CDW	F	0.24%

FXL Underweight 10 Positions Relative to SOXQ

Symbol	Grade	Weight
MRVL	B	-4.9%
TSM	B	-4.53%
LRCX	F	-3.75%
NXPI	D	-3.6%
ASML	F	-3.16%
ARM	D	-1.35%
ENTG	D	-1.21%
COHR	B	-1.21%
MTSI	B	-0.72%
QRVO	F	-0.5%

FXL: Top Represented Industries & Keywords

Industries: Software - Application Semiconductors Software - Infrastructure Information Technology Services Internet Content & Information Semiconductor Equipment & Materials Computer Systems Data Storage Electronic Components Telecom Services Business Services Communication Equipment Computer Hardware Conglomerates Consumer Electronics Contract Manufacturers Diversified Industrials Electronics & Computer Distribution Electronics Distribution Engineering & Construction