FTXR vs. ARKX ETF Comparison

Comparison of First Trust Nasdaq Transportation ETF (FTXR) to ARK Space Exploration & Innovation ETF (ARKX)

FTXR

First Trust Nasdaq Transportation ETF

FTXR Description

The First Trust Nasdaq Transportation ETF is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an index called the Nasdaq US Smart Transportation Index. The Fund seeks to replicate the holdings and weightings of the Nasdaq US Smart Transportation Index so as to generate performance results 95% correlated to that of the Nasdaq US Smart Transportation Index.

Grade (RS Rating)

Last Trade

$31.01

Average Daily Volume

4,469

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$14.44

Average Daily Volume

65,941

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTXR	ARKX
30 Days	-2.40%	-2.30%
60 Days	0.78%	0.28%
90 Days	6.66%	0.07%
12 Months	17.18%	6.73%

0 Overlapping Holdings

	Symbol	Grade	Weight in FTXR	Weight in ARKX	Overlap

FTXR Overweight 40 Positions Relative to ARKX

Symbol	Grade	Weight
FDX	A	8.68%
GM	A	8.51%
F	B	7.95%
UPS	D	7.88%
TSLA	F	6.33%
DAL	A	4.65%
UAL	A	4.4%
PCAR	D	4.29%
URI	C	3.77%
UNP	C	3.71%
CSX	D	3.7%
AAL	C	3.64%
NSC	C	3.29%
LUV	C	2.87%
R	A	2.45%
APTV	F	1.74%
ODFL	B	1.64%
JBHT	F	1.53%
GPC	A	1.49%
BWA	B	1.48%
LKQ	F	1.35%
WAB	A	1.31%
LEA	D	1.26%
HRI	D	1.14%
EXPD	D	1.06%
ALSN	B	0.9%
SKYW	A	0.82%
INSW	A	0.75%
OSK	A	0.68%
XPO	D	0.68%
WSC	F	0.66%
KEX	A	0.63%
SAIA	D	0.6%
FSS	A	0.53%
MATX	D	0.52%
ARCB	A	0.51%
GNTX	C	0.51%
DORM	C	0.49%
VC	F	0.49%
LSTR	D	0.46%

FTXR Underweight 27 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	D	-9.11%
AVAV	A	-8.92%
TRMB	C	-7.41%
IRDM	D	-7.37%
LHX	C	-5.16%
TER	D	-5.15%
ACHR	D	-3.68%
AMZN	B	-3.66%
BLDE	B	-3.28%
DE	B	-3.05%
PRNT	D	-3.04%
PATH	F	-2.97%
GRMN	A	-2.65%
RKLB	F	-2.15%
GOOG	A	-2.12%
JOBY	F	-2.08%
HON	C	-1.51%
SNPS	D	-1.45%
HEI	A	-1.45%
U	F	-1.43%
ANSS	D	-1.22%
MYNA	A	-1.21%
LMT	A	-1.17%
TDY	D	-1.16%
PLTR	D	-1.07%
OSPN	D	-0.71%
DDD	F	-0.41%