FTQI vs. IQSU ETF Comparison

Comparison of First Trust Low Beta Income ETF (FTQI) to IQ Candriam ESG US Equity ETF (IQSU)

FTQI

First Trust Low Beta Income ETF

FTQI Description

The investment seeks to provide current income. The fund will pursue its objective by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of buying U.S. exchange-traded put options on the Standard & Poor's 500(c) Index (the "index") and writing (selling) U.S. exchange-traded covered call options on the index. The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will buy and write will be limited to U.S. exchange-traded securities and options. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.89

Average Daily Volume

181,406

Number of Holdings ^*

195

* may have additional holdings in another (foreign) market

IQSU

IQ Candriam ESG US Equity ETF

IQSU Description

The investment seeks investment results that track (before fees and expenses) the price and yield performance of its underlying index, the IQ Candriam ESG US Equity Index. The Advisor employs a passive management - or indexing - investment approach designed to track the performance of the underlying index. The underlying index is designed to deliver exposure to equity securities of companies meeting environmental, social and corporate governance (ESG) criteria developed by Candriam and weighted using a market capitalization weighting methodology.

Grade (RS Rating)

Last Trade

$49.60

Average Daily Volume

10,845

Number of Holdings ^*

281

* may have additional holdings in another (foreign) market

Performance

Period	FTQI	IQSU
30 Days	2.45%	4.52%
60 Days	3.28%	4.59%
90 Days	5.53%	6.02%
12 Months	18.20%	24.96%

57 Overlapping Holdings

Symbol	Grade	Weight in FTQI	Weight in IQSU	Overlap
AAPL	C	9.03%	9.59%	9.03%
ACGL	D	0.05%	0.13%	0.05%
ADBE	C	1.22%	0.87%	0.87%
ALNY	D	0.12%	0.12%	0.12%
AMD	F	1.45%	0.86%	0.86%
AMT	D	0.27%	0.37%	0.27%
AXP	A	0.15%	0.65%	0.15%
BMRN	D	0.06%	0.05%	0.05%
CL	D	0.19%	0.31%	0.19%
CME	A	0.96%	0.32%	0.32%
CRM	B	0.58%	1.2%	0.58%
CSCO	B	1.56%	0.91%	0.91%
DOX	D	0.17%	0.04%	0.04%
EBAY	D	0.17%	0.12%	0.12%
EQIX	A	1.25%	0.34%	0.34%
FITB	A	0.16%	0.12%	0.12%
GE	D	0.12%	0.76%	0.12%
GOOG	C	1.87%	2.55%	1.87%
GOOGL	C	1.87%	2.84%	1.87%
HBAN	A	0.18%	0.1%	0.1%
HOLX	D	0.09%	0.07%	0.07%
INCY	C	0.19%	0.05%	0.05%
INTU	C	1.32%	0.7%	0.7%
JBHT	C	0.15%	0.06%	0.06%
LIN	D	1.19%	0.85%	0.85%
LOW	D	0.12%	0.59%	0.12%
MPWR	F	0.2%	0.1%	0.1%
MSFT	F	8.03%	9.56%	8.03%
MSI	B	0.22%	0.32%	0.22%
MTD	D	0.11%	0.1%	0.1%
NDAQ	A	0.36%	0.12%	0.12%
NOW	A	0.46%	0.82%	0.46%
NTAP	C	0.79%	0.1%	0.1%
NTRS	A	0.19%	0.09%	0.09%
OKTA	C	0.02%	0.05%	0.02%
PEP	F	1.45%	0.86%	0.86%
PGR	A	0.14%	0.59%	0.14%
PH	A	0.14%	0.35%	0.14%
QCOM	F	1.11%	0.67%	0.67%
RMD	C	0.14%	0.14%	0.14%
RPRX	D	0.01%	0.04%	0.01%
SBAC	D	0.28%	0.09%	0.09%
SPGI	C	0.6%	0.62%	0.6%
SSNC	B	0.17%	0.06%	0.06%
STX	D	0.38%	0.07%	0.07%
TRMB	B	0.18%	0.07%	0.07%
TSCO	D	0.28%	0.12%	0.12%
TSLA	B	3.05%	3.69%	3.05%
TXN	C	1.54%	0.7%	0.7%
ULTA	F	0.14%	0.07%	0.07%
V	A	0.24%	1.91%	0.24%
VEEV	C	0.13%	0.12%	0.12%
VMC	B	0.13%	0.14%	0.13%
WAT	B	0.13%	0.08%	0.08%
WM	A	0.11%	0.35%	0.11%
WTW	B	0.16%	0.13%	0.13%
ZBRA	B	0.37%	0.08%	0.08%

FTQI Overweight 138 Positions Relative to IQSU

Symbol	Grade	Weight
NVDA	C	5.22%
AMZN	C	4.39%
META	D	4.15%
AVGO	D	4.07%
COST	B	2.64%
NFLX	A	2.4%
TMUS	B	1.78%
LLY	F	0.9%
ORCL	B	0.75%
CHKP	D	0.72%
APH	A	0.58%
MGEE	C	0.58%
APP	B	0.52%
UFPI	B	0.51%
PTC	A	0.5%
LNT	A	0.49%
DUOL	A	0.48%
CASY	A	0.43%
TYL	B	0.4%
WMT	A	0.39%
BGC	C	0.39%
CG	A	0.37%
A	D	0.34%
WFRD	D	0.31%
IESC	B	0.31%
ANET	C	0.29%
PAGP	A	0.29%
BCPC	B	0.29%
SNY	F	0.28%
MORN	B	0.28%
EWBC	A	0.28%
PNFP	B	0.27%
OTTR	C	0.27%
MEDP	D	0.27%
EVRG	A	0.26%
SOFI	A	0.26%
WWD	B	0.25%
LITE	B	0.25%
AXON	A	0.25%
ICLR	D	0.25%
UMBF	B	0.24%
CYBR	B	0.24%
UPST	B	0.24%
IDCC	A	0.24%
COIN	C	0.24%
STRL	B	0.24%
MTSI	B	0.23%
HOOD	B	0.23%
ERIE	D	0.22%
RVMD	C	0.22%
PTEN	C	0.22%
EXPE	B	0.22%
NBIX	C	0.21%
COKE	C	0.2%
PODD	C	0.2%
NTRA	B	0.2%
MANH	D	0.2%
DJT	C	0.2%
FFIV	B	0.2%
SAIA	B	0.2%
FCNCA	A	0.18%
AAON	B	0.18%
REG	B	0.18%
NOVT	D	0.18%
ZION	B	0.18%
ICUI	D	0.18%
UTHR	C	0.18%
MKSI	C	0.18%
CHRW	C	0.18%
VRNS	D	0.18%
OLLI	D	0.18%
GH	B	0.17%
CINF	A	0.17%
MDGL	B	0.17%
ABBV	D	0.17%
OLED	D	0.17%
LECO	B	0.16%
WIX	B	0.16%
MASI	A	0.16%
ARGX	A	0.16%
ITRI	B	0.16%
JAZZ	B	0.16%
MUSA	A	0.16%
PCVX	D	0.16%
BNTX	D	0.16%
LSTR	D	0.15%
XOM	B	0.15%
CAT	B	0.15%
POOL	C	0.15%
FRPT	B	0.14%
BSY	D	0.14%
ETN	A	0.14%
ENSG	D	0.14%
HALO	F	0.14%
CHDN	B	0.14%
MKTX	D	0.13%
TECH	D	0.13%
MIDD	C	0.13%
SFM	A	0.13%
MRUS	F	0.13%
CYTK	F	0.13%
RGLD	C	0.13%
TTEK	F	0.13%
VKTX	F	0.12%
LANC	C	0.12%
KRYS	B	0.12%
TWST	D	0.12%
ROIV	C	0.12%
UFPT	B	0.11%
SHOO	D	0.11%
TROW	B	0.1%
MMYT	B	0.09%
BL	B	0.09%
DOCU	A	0.09%
LOGI	D	0.09%
TRMD	F	0.09%
CRVL	A	0.09%
CVLT	B	0.08%
CSWI	A	0.07%
ASND	D	0.05%
NWSA	B	0.05%
TW	A	0.05%
GEV	B	0.05%
CVCO	A	0.04%
APA	D	0.03%
QRVO	F	0.03%
RGEN	D	0.02%
REYN	D	0.01%
RXST	F	0.01%
TMDX	F	0.01%
ACHC	F	0.01%
LEGN	F	0.01%
ACLS	F	0.01%
APLS	D	0.01%
LNTH	D	0.01%
XRAY	F	0.01%
SRPT	D	0.01%
EXAS	D	0.01%

FTQI Underweight 224 Positions Relative to IQSU

Symbol	Grade	Weight
UNH	C	-2.17%
MA	C	-1.66%
PG	A	-1.58%
HD	A	-1.56%
BAC	A	-1.23%
ACN	C	-0.94%
DIS	B	-0.82%
IBM	C	-0.77%
CMCSA	B	-0.65%
MS	A	-0.65%
NEE	D	-0.61%
AMAT	F	-0.55%
TJX	A	-0.54%
BX	A	-0.51%
C	A	-0.5%
FI	A	-0.5%
PANW	C	-0.49%
ADP	B	-0.48%
VRTX	F	-0.46%
BMY	B	-0.46%
MU	D	-0.43%
MMC	B	-0.43%
GILD	C	-0.43%
SBUX	A	-0.43%
ADI	D	-0.42%
PLD	D	-0.41%
KKR	A	-0.4%
INTC	D	-0.4%
UPS	C	-0.38%
TT	A	-0.37%
ELV	F	-0.37%
CI	F	-0.36%
MELI	D	-0.36%
LRCX	F	-0.36%
SHW	A	-0.35%
ICE	C	-0.35%
PYPL	B	-0.35%
NKE	D	-0.35%
MDLZ	F	-0.34%
KLAC	D	-0.33%
CMG	B	-0.32%
ITW	B	-0.32%
ZTS	D	-0.32%
PNC	B	-0.32%
WELL	A	-0.32%
CDNS	B	-0.32%
SNPS	B	-0.32%
CRWD	B	-0.31%
MCO	B	-0.3%
CTAS	B	-0.3%
MRVL	B	-0.3%
EMR	A	-0.29%
USB	A	-0.29%
MMM	D	-0.28%
WMB	A	-0.28%
APD	A	-0.28%
MAR	B	-0.27%
COF	B	-0.27%
FDX	B	-0.26%
OKE	A	-0.26%
APO	B	-0.26%
ADSK	A	-0.26%
AJG	B	-0.25%
DLR	B	-0.24%
ECL	D	-0.24%
TFC	A	-0.24%
HLT	A	-0.24%
SLB	C	-0.24%
FCX	D	-0.24%
ABNB	C	-0.23%
ROP	B	-0.23%
SRE	A	-0.23%
SPG	B	-0.23%
BK	A	-0.23%
TRV	B	-0.23%
CARR	D	-0.23%
KMI	A	-0.22%
DASH	A	-0.22%
JCI	C	-0.22%
AMP	A	-0.22%
MPC	D	-0.22%
TGT	F	-0.22%
AFL	B	-0.22%
FICO	B	-0.22%
FTNT	C	-0.22%
PSA	D	-0.21%
WDAY	B	-0.21%
URI	B	-0.21%
LNG	B	-0.2%
ALL	A	-0.2%
RCL	A	-0.2%
AZO	C	-0.2%
PWR	A	-0.19%
FIS	C	-0.19%
MET	A	-0.19%
AIG	B	-0.19%
NEM	D	-0.19%
BKR	B	-0.18%
PCG	A	-0.18%
CCI	D	-0.18%
PEG	A	-0.18%
MSCI	C	-0.18%
PRU	A	-0.18%
KVUE	A	-0.18%
PAYX	C	-0.18%
KMB	D	-0.18%
VLO	C	-0.18%
FAST	B	-0.18%
GWW	B	-0.18%
DFS	B	-0.17%
EA	A	-0.16%
SNOW	C	-0.16%
CBRE	B	-0.16%
OTIS	C	-0.16%
VRSK	A	-0.16%
IR	B	-0.16%
EW	C	-0.16%
CHTR	C	-0.15%
YUM	B	-0.15%
SYY	B	-0.15%
EXC	C	-0.15%
KR	B	-0.15%
CTSH	B	-0.15%
TEAM	A	-0.15%
IT	C	-0.15%
IDXX	F	-0.14%
EXR	D	-0.14%
WAB	B	-0.14%
HIG	B	-0.14%
MTB	A	-0.14%
HUM	C	-0.14%
NUE	C	-0.14%
MLM	B	-0.14%
HPQ	B	-0.14%
DELL	C	-0.14%
GIS	D	-0.14%
GLW	B	-0.14%
ROK	B	-0.13%
AVB	B	-0.13%
IRM	D	-0.13%
HUBS	A	-0.13%
ED	D	-0.13%
KDP	D	-0.13%
LULU	C	-0.13%
GPN	B	-0.12%
DXCM	D	-0.12%
ANSS	B	-0.12%
TTWO	A	-0.12%
EFX	F	-0.12%
RJF	A	-0.12%
DD	D	-0.12%
AWK	D	-0.11%
CHD	B	-0.11%
DOV	A	-0.11%
NVR	D	-0.11%
HPE	B	-0.11%
HAL	C	-0.11%
PPG	F	-0.11%
KEYS	A	-0.11%
ON	D	-0.11%
CAH	B	-0.11%
XYL	D	-0.11%
KHC	F	-0.1%
CPAY	A	-0.1%
EQR	B	-0.1%
HSY	F	-0.1%
VTR	C	-0.1%
SYF	B	-0.1%
BR	A	-0.1%
ADM	D	-0.1%
FTV	C	-0.1%
CBOE	B	-0.09%
WBD	C	-0.09%
WY	D	-0.09%
BIIB	F	-0.09%
ZBH	C	-0.09%
IFF	D	-0.09%
WST	C	-0.09%
CDW	F	-0.09%
RF	A	-0.09%
INVH	D	-0.08%
MKC	D	-0.08%
OMC	C	-0.08%
PFG	D	-0.08%
MDB	C	-0.08%
LH	C	-0.08%
WDC	D	-0.08%
CLX	B	-0.08%
CFG	B	-0.08%
K	A	-0.08%
STE	F	-0.08%
LYB	F	-0.08%
ES	D	-0.08%
PKG	A	-0.08%
EXPD	D	-0.07%
MAS	D	-0.07%
BBY	D	-0.07%
PINS	D	-0.07%
KEY	B	-0.07%
DGX	A	-0.07%
MAA	B	-0.07%
ZS	C	-0.07%
TRU	D	-0.07%
BALL	D	-0.07%
ESS	B	-0.07%
APTV	D	-0.06%
DOC	D	-0.06%
VRSN	F	-0.06%
DG	F	-0.06%
TER	D	-0.06%
EG	C	-0.06%
ARE	D	-0.06%
GEN	B	-0.06%
DLTR	F	-0.05%
CAG	D	-0.05%
AKAM	D	-0.05%
AVTR	F	-0.05%
SWKS	F	-0.05%
EL	F	-0.05%
SNAP	C	-0.04%
CPB	D	-0.03%
ENPH	F	-0.03%
HRL	D	-0.03%
AGR	B	-0.01%