FTHI vs. FYC ETF Comparison

Comparison of First Trust High Income ETF (FTHI) to First Trust Small Cap Growth AlphaDEX Fund (FYC)
FTHI

First Trust High Income ETF

FTHI Description

The investment seeks current income; capital appreciation is a secondary objective. The fund will pursue its objectives by investing in large cap equity securities listed on U.S. exchanges and by utilizing an "option strategy" consisting of writing (selling) U.S. exchange-traded covered call options on the Standard & Poor's 500(c) Index (the "index"). The market value of the option strategy may be up to 20% of the fund's overall net asset value. The equity securities in which the fund will invest and the options which the fund will write will be limited to U.S. exchange-traded securities and options. It is non-diversified.

Grade (RS Rating)

Last Trade

$23.68

Average Daily Volume

244,323

Number of Holdings *

165

* may have additional holdings in another (foreign) market
FYC

First Trust Small Cap Growth AlphaDEX Fund

FYC Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Small Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P SmallCap 600(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.20

Average Daily Volume

28,154

Number of Holdings *

240

* may have additional holdings in another (foreign) market
Performance
Period FTHI FYC
30 Days 2.96% 11.90%
60 Days 3.94% 12.40%
90 Days 5.68% 15.20%
12 Months 18.62% 46.68%
7 Overlapping Holdings
Symbol Grade Weight in FTHI Weight in FYC Overlap
BXMT C 1.55% 0.11% 0.11%
CALM A 0.76% 0.58% 0.58%
IDCC A 0.45% 0.76% 0.45%
IIPR D 0.27% 0.27% 0.27%
MGEE C 0.32% 0.28% 0.28%
NHI D 0.12% 0.32% 0.12%
SLVM B 0.35% 0.58% 0.35%
FTHI Overweight 158 Positions Relative to FYC
Symbol Grade Weight
NVDA C 6.56%
MSFT F 6.53%
AAPL C 5.63%
AMZN C 3.92%
META D 2.55%
GOOGL C 2.17%
GOOG C 1.84%
BRK.A B 1.73%
AVGO D 1.65%
SLG B 1.44%
JPM A 1.41%
TSLA B 1.36%
LLY F 1.18%
JXN C 1.11%
UNH C 1.08%
V A 1.01%
XOM B 1.0%
CRNX C 0.99%
CCEP C 0.98%
VST B 0.97%
UL D 0.94%
MO A 0.9%
MA C 0.88%
HD A 0.88%
LADR B 0.87%
COST B 0.83%
PG A 0.79%
BRBR A 0.77%
NFLX A 0.72%
WMT A 0.69%
CRM B 0.65%
INGR B 0.64%
PTVE B 0.64%
ABBV D 0.62%
IDA A 0.59%
BAC A 0.56%
ALSN B 0.53%
ORCL B 0.53%
CCI D 0.53%
WFC A 0.49%
MRK F 0.49%
NVS D 0.49%
EXP A 0.48%
SLM A 0.48%
BMY B 0.48%
CVLT B 0.48%
GILD C 0.47%
DTM B 0.46%
KO D 0.46%
PEP F 0.45%
AMD F 0.45%
TOL B 0.45%
SFM A 0.45%
DELL C 0.45%
MDT D 0.45%
INSM C 0.44%
HLI B 0.44%
ADBE C 0.44%
EWBC A 0.43%
INTU C 0.43%
UMBF B 0.43%
MEDP D 0.42%
ARES A 0.42%
MMC B 0.42%
NOW A 0.42%
ITW B 0.41%
LIN D 0.41%
PPC C 0.41%
CAT B 0.41%
DECK A 0.41%
EHC B 0.39%
AM A 0.38%
TMO F 0.38%
USFD A 0.38%
PM B 0.37%
CME A 0.37%
ISRG A 0.37%
IBM C 0.36%
TXN C 0.36%
BKNG A 0.36%
LANC C 0.36%
FNF B 0.35%
VZ C 0.35%
KNSL B 0.35%
GE D 0.35%
T A 0.35%
HESM B 0.34%
FTI A 0.34%
SPGI C 0.33%
WSO A 0.33%
GS A 0.33%
RTX C 0.33%
ADP B 0.33%
SCCO F 0.33%
TJX A 0.32%
QCOM F 0.32%
BAH F 0.31%
HON B 0.31%
LOW D 0.31%
AMGN D 0.31%
DUK C 0.31%
DHR F 0.31%
VEEV C 0.31%
AMAT F 0.31%
KRC C 0.31%
BKU A 0.3%
LOPE B 0.3%
PSA D 0.3%
TMUS B 0.3%
SBRA C 0.3%
MATX C 0.3%
AMT D 0.29%
UNP C 0.29%
GAP C 0.27%
DHT F 0.27%
GGG B 0.27%
CVX A 0.26%
LMT D 0.26%
NVO D 0.25%
ATR B 0.25%
SBLK F 0.24%
O D 0.24%
NEE D 0.24%
BLK C 0.24%
COP C 0.24%
CNA B 0.23%
PFGC B 0.22%
AMH D 0.22%
STNG F 0.22%
EQIX A 0.21%
PAYX C 0.21%
CVBF A 0.2%
FLO D 0.2%
SO D 0.2%
OTTR C 0.2%
MUSA A 0.19%
XEL A 0.19%
GEV B 0.17%
MSI B 0.17%
NEU C 0.17%
REYN D 0.16%
KAR B 0.15%
WEC A 0.15%
EXR D 0.14%
SFNC B 0.14%
OGN D 0.13%
BX A 0.13%
TGT F 0.11%
PFE D 0.1%
D C 0.08%
BDX F 0.07%
AJG B 0.05%
SPG B 0.05%
SYK C 0.05%
CL D 0.05%
MDLZ F 0.03%
GIS D 0.03%
ELV F 0.03%
FTHI Underweight 233 Positions Relative to FYC
Symbol Grade Weight
RKLB B -1.06%
EAT A -0.91%
PAYO A -0.82%
POWL C -0.81%
PRIM A -0.81%
TGTX B -0.79%
IESC B -0.79%
ROAD A -0.76%
STRL B -0.75%
WWW B -0.75%
TRUP B -0.74%
QCRH A -0.73%
ENVA B -0.72%
GVA A -0.72%
WULF C -0.71%
PJT A -0.71%
DOCS C -0.71%
LRN A -0.7%
STEP B -0.69%
USLM A -0.69%
FTDR A -0.69%
MCY A -0.69%
ACLX C -0.68%
RYTM C -0.68%
CNK B -0.68%
ATGE B -0.67%
LMND B -0.67%
ALHC C -0.65%
VCYT B -0.65%
GSHD A -0.64%
PRCT B -0.64%
TRN C -0.64%
AMRX C -0.64%
REVG B -0.63%
SKYW B -0.62%
PBI B -0.61%
HNI B -0.61%
PTON B -0.6%
ADMA B -0.6%
NHC C -0.6%
TBBK B -0.6%
CHEF A -0.59%
DSGR D -0.59%
AGIO C -0.59%
KYMR D -0.58%
HWKN B -0.58%
SKWD A -0.58%
MIRM B -0.57%
SGBX F -0.57%
INTA A -0.57%
SYBT B -0.57%
DORM B -0.57%
CWAN B -0.57%
ALKT B -0.56%
VCTR B -0.55%
NBHC B -0.55%
PRK B -0.55%
JANX C -0.54%
MWA B -0.54%
PRM C -0.54%
CDE D -0.54%
OSW A -0.54%
PTGX C -0.54%
PTCT B -0.54%
PLMR B -0.53%
CHWY B -0.53%
SATS D -0.53%
MNKD C -0.53%
CPRX C -0.52%
LMAT A -0.52%
TGLS B -0.51%
CRAI B -0.51%
NPAB B -0.49%
CCOI B -0.49%
LFST C -0.49%
SMTC B -0.49%
PRGS A -0.48%
SABR C -0.48%
AORT B -0.48%
YOU D -0.48%
OUT A -0.48%
UFPT B -0.47%
BCRX D -0.47%
LITE B -0.47%
FBP B -0.47%
CENX B -0.46%
VERX B -0.45%
WTTR B -0.43%
MBIN D -0.43%
ASTH D -0.43%
NMIH D -0.43%
OSCR D -0.43%
APOG B -0.42%
SITM B -0.42%
CAKE C -0.42%
CARG C -0.42%
NRIX D -0.42%
SHAK C -0.42%
MGNI A -0.42%
RNG B -0.41%
BANF B -0.41%
GABC B -0.41%
CIFR B -0.4%
BGC C -0.4%
SEMR B -0.4%
WT B -0.4%
VITL D -0.39%
GFF A -0.39%
OII B -0.39%
GERN D -0.39%
CHCO B -0.39%
HRMY D -0.39%
HURN B -0.39%
UE C -0.38%
KTOS B -0.38%
ESE B -0.38%
BLBD D -0.38%
COLL F -0.37%
AZZ B -0.36%
KN B -0.36%
AAT B -0.36%
OSIS B -0.35%
BRC D -0.34%
AMPH D -0.33%
ICFI F -0.33%
DOCN D -0.33%
ESRT C -0.33%
IOVA F -0.32%
PMT D -0.32%
ADUS D -0.32%
FLNC C -0.32%
CWT D -0.32%
ASPN F -0.32%
NSA D -0.31%
WRBY B -0.31%
HLIT D -0.3%
KNTK B -0.3%
TWST D -0.3%
BLFS C -0.3%
HEES B -0.29%
LGND B -0.28%
BKD D -0.28%
DRVN B -0.28%
TNL A -0.28%
CEIX A -0.28%
LKFN B -0.27%
OCUL D -0.27%
EPAC B -0.27%
AROC B -0.27%
NEO C -0.26%
SKT B -0.26%
WDFC B -0.26%
SXI B -0.26%
BANC A -0.26%
AGYS A -0.26%
AGM C -0.26%
SWI B -0.25%
MAC B -0.25%
ARQT C -0.25%
ANIP F -0.24%
CDP C -0.24%
TNDM F -0.24%
UMH C -0.24%
IAS C -0.24%
CPK A -0.24%
NXRT B -0.24%
FCPT C -0.23%
GTX D -0.23%
JJSF B -0.23%
SXT B -0.23%
DNLI D -0.23%
KW B -0.23%
CMPR D -0.23%
SCS C -0.23%
GTY B -0.23%
ACVA B -0.23%
EPR D -0.22%
PHR F -0.22%
AESI B -0.22%
HLX B -0.22%
AIV C -0.22%
ELME D -0.22%
CDRE D -0.21%
HUMA F -0.21%
RXST F -0.21%
EVH F -0.21%
ALX D -0.21%
NVAX F -0.2%
MYGN F -0.2%
SOUN C -0.17%
TGI B -0.16%
MIR A -0.16%
ARDX F -0.16%
PAR B -0.16%
CBZ B -0.14%
SMPL B -0.13%
BEAM D -0.13%
CLB B -0.13%
BL B -0.13%
APPN B -0.13%
APAM B -0.13%
MLNK B -0.13%
ACAD D -0.13%
CARS B -0.13%
CTS C -0.13%
WABC B -0.13%
PLAY D -0.13%
FBRT C -0.12%
THR B -0.12%
AMC C -0.12%
AWR B -0.12%
YELP C -0.12%
LTC B -0.12%
STRA C -0.12%
TR B -0.12%
WEN D -0.12%
TNC D -0.11%
PZZA D -0.11%
NSSC D -0.11%
RRR D -0.11%
ARLO C -0.11%
FOLD F -0.11%
ENVX F -0.11%
IRDM D -0.11%
VECO F -0.1%
JOE F -0.1%
GNL F -0.1%
AZTA D -0.1%
JAMF F -0.1%
CLDX F -0.09%
XPRO F -0.09%
RLAY F -0.09%
LPG F -0.09%
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