FTC vs. ESGY ETF Comparison

Comparison of First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index) (FTC) to American Century Sustainable Growth ETF (ESGY)

FTC

First Trust Large Cap Growth AlphaDEX Fund (based on the Defined Large Cap Growth Index)

FTC Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Growth Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Growth Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$146.37

Average Daily Volume

33,503

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

ESGY

American Century Sustainable Growth ETF

ESGY Description

The investment seeks capital appreciation. The fund will generally invest in large capitalization companies the advisor believes show sustainable business improvement using a proprietary multi-factor model that combines fundamental measures of a stockâs growth and value potential with environmental, social, and governance (ESG) metrics. Under normal market conditions, it will invest at least 80% of its assets in sustainable securities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$57.15

Average Daily Volume

996

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTC	ESGY
30 Days	9.08%	2.71%
60 Days	12.23%	3.88%
90 Days	15.96%	4.75%
12 Months	42.15%	30.25%

39 Overlapping Holdings

Symbol	Grade	Weight in FTC	Weight in ESGY	Overlap
A	D	0.14%	0.53%	0.14%
AAPL	C	0.33%	12.07%	0.33%
ADP	B	0.18%	0.59%	0.18%
AMZN	C	0.38%	5.06%	0.38%
ANET	C	0.67%	0.37%	0.37%
AVGO	D	0.66%	1.61%	0.66%
BURL	A	0.85%	0.12%	0.12%
CMG	B	0.17%	0.55%	0.17%
CRM	B	0.2%	0.68%	0.2%
CRWD	B	0.2%	0.4%	0.2%
DECK	A	0.54%	0.41%	0.41%
EQIX	A	0.16%	0.5%	0.16%
ETN	A	0.36%	0.25%	0.25%
GOOGL	C	0.17%	6.79%	0.17%
GWW	B	0.55%	0.18%	0.18%
HLT	A	0.53%	0.61%	0.53%
KO	D	0.29%	0.66%	0.29%
LIN	D	0.15%	0.67%	0.15%
LLY	F	0.3%	2.57%	0.3%
MA	C	0.17%	1.49%	0.17%
META	D	0.67%	3.97%	0.67%
MSI	B	0.73%	0.44%	0.44%
NFLX	A	0.57%	0.58%	0.57%
NOW	A	0.77%	1.53%	0.77%
NVDA	C	0.81%	11.47%	0.81%
PANW	C	0.38%	0.35%	0.35%
PGR	A	0.85%	0.76%	0.76%
SPGI	C	0.48%	0.43%	0.43%
TJX	A	0.5%	0.93%	0.5%
TSCO	D	0.46%	0.32%	0.32%
TSLA	B	0.4%	1.87%	0.4%
TT	A	0.88%	0.89%	0.88%
UBER	D	0.46%	0.92%	0.46%
URI	B	0.87%	0.1%	0.1%
VRT	B	1.01%	0.55%	0.55%
VRTX	F	0.17%	0.52%	0.17%
WDAY	B	0.18%	0.73%	0.18%
XYL	D	0.44%	0.28%	0.28%
ZTS	D	0.14%	0.55%	0.14%

FTC Overweight 147 Positions Relative to ESGY

Symbol	Grade	Weight
APP	B	1.81%
PLTR	B	1.32%
AXON	A	1.26%
CVNA	B	1.15%
RCL	A	1.09%
TRGP	B	1.08%
EXPE	B	1.03%
DASH	A	1.01%
FICO	B	1.0%
GS	A	0.99%
GDDY	A	0.98%
VST	B	0.97%
KKR	A	0.96%
EME	C	0.96%
HWM	A	0.94%
HOOD	B	0.92%
UTHR	C	0.9%
BK	A	0.9%
WAB	B	0.9%
PWR	A	0.9%
AXP	A	0.89%
CCL	B	0.88%
HEI	B	0.88%
CPNG	D	0.86%
ALL	A	0.86%
NRG	B	0.84%
THC	D	0.82%
VTR	C	0.82%
AMP	A	0.8%
GRMN	B	0.8%
LYV	A	0.79%
IRM	D	0.79%
RBLX	C	0.79%
FCNCA	A	0.78%
FI	A	0.78%
NTRS	A	0.78%
TMUS	B	0.77%
JPM	A	0.76%
TPL	A	0.75%
PH	A	0.74%
ACGL	D	0.74%
GEN	B	0.73%
ORCL	B	0.73%
CEG	D	0.72%
PCG	A	0.71%
HCA	F	0.71%
BSX	B	0.7%
CTAS	B	0.7%
PM	B	0.7%
BRO	B	0.7%
COST	B	0.69%
SHW	A	0.68%
LII	A	0.68%
CAT	B	0.66%
PEG	A	0.65%
FSLR	F	0.65%
APO	B	0.64%
ERIE	D	0.63%
IBM	C	0.63%
GE	D	0.63%
RMD	C	0.63%
BAH	F	0.63%
ALNY	D	0.62%
FTNT	C	0.59%
NEE	D	0.59%
TDG	D	0.59%
BKNG	A	0.57%
TTD	B	0.56%
CASY	A	0.53%
ISRG	A	0.53%
WSO	A	0.52%
NDAQ	A	0.52%
COIN	C	0.52%
AJG	B	0.51%
WELL	A	0.51%
TYL	B	0.51%
BR	A	0.51%
HUBB	B	0.5%
CSL	C	0.49%
MCO	B	0.49%
BRK.A	B	0.49%
MANH	D	0.48%
NTAP	C	0.47%
SO	D	0.47%
LVS	C	0.47%
ECL	D	0.47%
ICE	C	0.47%
VLTO	D	0.45%
PSA	D	0.44%
CL	D	0.43%
EFX	F	0.43%
WMB	A	0.41%
AMT	D	0.41%
CPAY	A	0.39%
DELL	C	0.38%
MAR	B	0.38%
ADSK	A	0.37%
APH	A	0.37%
ARES	A	0.36%
MO	A	0.36%
RSG	A	0.35%
IR	B	0.35%
DOV	A	0.35%
SPG	B	0.35%
IT	C	0.35%
ORLY	B	0.35%
MCD	D	0.33%
ROL	B	0.33%
MMC	B	0.33%
AZO	C	0.33%
ROST	C	0.32%
MSTR	C	0.32%
OTIS	C	0.32%
CBOE	B	0.32%
AMGN	D	0.31%
RIVN	F	0.31%
VICI	C	0.31%
BLD	D	0.3%
EXR	D	0.3%
O	D	0.29%
WSM	B	0.28%
LPLA	A	0.22%
MPWR	F	0.21%
FAST	B	0.19%
PAYX	C	0.18%
AON	A	0.18%
MKL	A	0.18%
DLR	B	0.18%
GPN	B	0.18%
ESS	B	0.17%
ITW	B	0.17%
CHD	B	0.17%
MSCI	C	0.17%
WAT	B	0.17%
DKNG	B	0.17%
SYK	C	0.17%
WM	A	0.17%
MU	D	0.16%
QCOM	F	0.16%
PG	A	0.16%
AVB	B	0.16%
SBAC	D	0.15%
KMB	D	0.15%
GLPI	C	0.15%
CCI	D	0.14%
MTD	D	0.13%
KLAC	D	0.13%

FTC Underweight 45 Positions Relative to ESGY

Symbol	Grade	Weight
MSFT	F	-13.99%
V	A	-2.6%
AMD	F	-1.49%
HD	A	-1.17%
AMAT	F	-1.14%
ABBV	D	-1.01%
CDNS	B	-0.96%
NVO	D	-0.96%
PEP	F	-0.96%
INTU	C	-0.73%
IDXX	F	-0.71%
UNH	C	-0.7%
ASML	F	-0.6%
ADBE	C	-0.57%
CI	F	-0.56%
SQ	B	-0.55%
ADI	D	-0.5%
FDX	B	-0.5%
UNP	C	-0.44%
CDW	F	-0.42%
APTV	D	-0.39%
SYY	B	-0.36%
YETI	C	-0.36%
SLB	C	-0.32%
ACN	C	-0.31%
TGT	F	-0.3%
DT	C	-0.29%
ABNB	C	-0.29%
KMX	B	-0.28%
POOL	C	-0.28%
EBAY	D	-0.28%
SNOW	C	-0.27%
DDOG	A	-0.25%
OKTA	C	-0.24%
WST	C	-0.21%
ELV	F	-0.2%
MDB	C	-0.16%
SAIA	B	-0.15%
CPRT	A	-0.15%
CROX	D	-0.14%
HUBS	A	-0.13%
TREX	C	-0.13%
PD	C	-0.11%
LULU	C	-0.07%
DXCM	D	-0.05%