FTA vs. SPYV ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to SPDR S&P 500 Value ETF (based on S&P 500 Value Index) (SPYV)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

39,082

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

SPYV

SPDR S&P 500 Value ETF (based on S&P 500 Value Index)

SPYV Description

The investment seeks to provide investment results that, before fees and expenses, correspond to the total return performance of an index that tracks the performance of large capitalization exchange traded U.S. equity securities exhibiting "value" characteristics. The fund employs a replication strategy in seeking to track the performance of the S&P 500 Value Index. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index measures the performance of the large-capitalization value sector in the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$54.67

Average Daily Volume

2,147,969

Number of Holdings ^*

433

* may have additional holdings in another (foreign) market

Performance

Period	FTA	SPYV
30 Days	4.88%	2.77%
60 Days	5.23%	4.01%
90 Days	6.80%	6.06%
12 Months	26.69%	26.94%

167 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in SPYV	Overlap
ACN	C	0.18%	0.49%	0.18%
ADM	D	0.77%	0.12%	0.12%
AEE	A	0.72%	0.11%	0.11%
AEP	D	0.47%	0.23%	0.23%
AFL	B	0.5%	0.26%	0.26%
AIG	B	0.91%	0.23%	0.23%
AKAM	D	0.45%	0.03%	0.03%
APD	A	0.18%	0.33%	0.18%
APTV	D	0.66%	0.07%	0.07%
ARE	D	0.32%	0.08%	0.08%
ATO	A	0.73%	0.1%	0.1%
AWK	D	0.15%	0.12%	0.12%
BAC	A	0.59%	1.45%	0.59%
BBY	D	0.45%	0.08%	0.08%
BG	F	0.8%	0.06%	0.06%
BIIB	F	0.44%	0.11%	0.11%
BKR	B	0.61%	0.2%	0.2%
C	A	0.76%	0.61%	0.61%
CAG	D	0.14%	0.06%	0.06%
CARR	D	0.33%	0.15%	0.15%
CB	C	0.7%	0.5%	0.5%
CF	B	0.7%	0.03%	0.03%
CFG	B	0.8%	0.1%	0.1%
CHTR	C	0.62%	0.1%	0.1%
CI	F	0.16%	0.42%	0.16%
CINF	A	0.96%	0.11%	0.11%
CLX	B	0.17%	0.1%	0.1%
CMCSA	B	0.91%	0.79%	0.79%
CMI	A	0.19%	0.23%	0.19%
CMS	C	0.34%	0.09%	0.09%
CNC	D	0.55%	0.14%	0.14%
CNP	B	0.72%	0.09%	0.09%
COF	B	0.86%	0.33%	0.33%
COP	C	0.94%	0.19%	0.19%
CPB	D	0.16%	0.04%	0.04%
CSCO	B	0.38%	1.09%	0.38%
CSX	B	0.36%	0.16%	0.16%
CTRA	B	0.93%	0.03%	0.03%
CTSH	B	0.73%	0.19%	0.19%
CTVA	C	0.17%	0.19%	0.17%
CVS	D	0.77%	0.32%	0.32%
CVX	A	0.96%	1.29%	0.96%
D	C	0.5%	0.22%	0.22%
DAL	C	1.12%	0.09%	0.09%
DD	D	0.16%	0.16%	0.16%
DE	A	0.48%	0.2%	0.2%
DG	F	0.64%	0.08%	0.08%
DGX	A	0.52%	0.08%	0.08%
DIS	B	0.4%	0.93%	0.4%
DOC	D	0.33%	0.07%	0.07%
DOW	F	0.42%	0.15%	0.15%
DRI	B	0.36%	0.04%	0.04%
DTE	C	0.48%	0.12%	0.12%
DUK	C	0.49%	0.4%	0.4%
DVN	F	0.88%	0.12%	0.12%
EBAY	D	0.49%	0.14%	0.14%
ED	D	0.64%	0.15%	0.15%
EG	C	0.82%	0.07%	0.07%
EIX	B	0.33%	0.15%	0.15%
ELV	F	0.27%	0.44%	0.27%
EOG	A	0.97%	0.12%	0.12%
EQR	B	0.5%	0.12%	0.12%
EQT	B	0.82%	0.12%	0.12%
ETR	B	0.78%	0.15%	0.15%
EXC	C	0.66%	0.18%	0.18%
EXPD	D	0.16%	0.05%	0.05%
F	C	0.92%	0.2%	0.2%
FDX	B	0.75%	0.31%	0.31%
FE	C	0.32%	0.1%	0.1%
FITB	A	0.57%	0.15%	0.15%
FOXA	B	0.98%	0.05%	0.05%
GD	F	0.17%	0.35%	0.17%
GIS	D	0.31%	0.17%	0.17%
GM	B	1.13%	0.3%	0.3%
GPC	D	0.31%	0.08%	0.08%
HAL	C	0.91%	0.12%	0.12%
HBAN	A	0.84%	0.12%	0.12%
HD	A	0.17%	1.19%	0.17%
HIG	B	0.69%	0.16%	0.16%
HOLX	D	0.16%	0.08%	0.08%
HPE	B	0.92%	0.13%	0.13%
HPQ	B	0.36%	0.17%	0.17%
HRL	D	0.49%	0.04%	0.04%
HSY	F	0.33%	0.08%	0.08%
HUM	C	0.31%	0.16%	0.16%
IEX	B	0.18%	0.08%	0.08%
INTC	D	0.75%	0.5%	0.5%
IP	B	0.6%	0.09%	0.09%
J	F	0.18%	0.08%	0.08%
JBHT	C	0.38%	0.07%	0.07%
JNJ	D	0.33%	1.71%	0.33%
KDP	D	0.31%	0.18%	0.18%
KEY	B	0.4%	0.08%	0.08%
KEYS	A	0.17%	0.13%	0.13%
KHC	F	0.46%	0.13%	0.13%
KIM	A	0.37%	0.08%	0.08%
KMI	A	0.85%	0.24%	0.24%
KR	B	0.72%	0.18%	0.18%
L	A	0.74%	0.07%	0.07%
LEN	D	0.79%	0.08%	0.08%
LH	C	0.18%	0.09%	0.09%
LHX	C	0.18%	0.22%	0.18%
LMT	D	0.16%	0.54%	0.16%
LNT	A	0.5%	0.07%	0.07%
LOW	D	0.17%	0.72%	0.17%
LUV	C	0.56%	0.09%	0.09%
LYB	F	0.76%	0.1%	0.1%
MAA	B	0.17%	0.09%	0.09%
MAS	D	0.16%	0.04%	0.04%
MDLZ	F	0.15%	0.24%	0.15%
MDT	D	0.16%	0.52%	0.16%
MOH	F	0.31%	0.03%	0.03%
MPC	D	0.85%	0.11%	0.11%
MS	A	0.65%	0.77%	0.65%
MTB	A	0.61%	0.17%	0.17%
NDSN	B	0.17%	0.07%	0.07%
NI	A	0.53%	0.08%	0.08%
NKE	D	0.15%	0.24%	0.15%
NUE	C	0.85%	0.06%	0.06%
NWSA	B	0.38%	0.05%	0.05%
OKE	A	0.42%	0.11%	0.11%
OMC	C	0.17%	0.1%	0.1%
ON	D	0.65%	0.08%	0.08%
OXY	D	0.86%	0.16%	0.16%
PCAR	B	1.02%	0.08%	0.08%
PEP	F	0.17%	0.68%	0.17%
PFG	D	0.17%	0.09%	0.09%
PKG	A	0.38%	0.1%	0.1%
PNC	B	0.39%	0.39%	0.39%
PPG	F	0.33%	0.13%	0.13%
PPL	B	0.51%	0.12%	0.12%
PRU	A	0.36%	0.21%	0.21%
PSX	C	0.87%	0.25%	0.25%
PYPL	B	0.19%	0.41%	0.19%
RF	A	0.58%	0.11%	0.11%
RJF	A	0.46%	0.14%	0.14%
SBUX	A	0.17%	0.22%	0.17%
SLB	C	0.73%	0.29%	0.29%
SNA	A	0.63%	0.05%	0.05%
SRE	A	0.76%	0.27%	0.27%
STLD	B	0.96%	0.03%	0.03%
STT	A	0.55%	0.13%	0.13%
STX	D	0.46%	0.06%	0.06%
SWKS	F	0.6%	0.06%	0.06%
SYF	B	1.14%	0.12%	0.12%
SYY	B	0.49%	0.17%	0.17%
T	A	0.89%	0.75%	0.75%
TDY	B	0.56%	0.1%	0.1%
TGT	F	0.5%	0.33%	0.33%
TROW	B	0.97%	0.13%	0.13%
TRV	B	0.56%	0.27%	0.27%
TSN	B	0.38%	0.09%	0.09%
TXT	D	0.5%	0.08%	0.08%
UAL	A	1.4%	0.14%	0.14%
ULTA	F	0.5%	0.03%	0.03%
UPS	C	0.17%	0.46%	0.17%
USB	A	0.56%	0.37%	0.37%
VLO	C	0.91%	0.21%	0.21%
VTRS	A	0.76%	0.07%	0.07%
VZ	C	0.64%	0.81%	0.64%
WEC	A	0.35%	0.14%	0.14%
WFC	A	0.9%	1.16%	0.9%
WRB	A	0.18%	0.08%	0.08%
WY	D	0.16%	0.11%	0.11%
XEL	A	0.74%	0.18%	0.18%
XOM	B	0.9%	2.51%	0.9%
ZBH	C	0.71%	0.1%	0.1%

FTA Overweight 19 Positions Relative to SPYV

Symbol	Grade	Weight
RS	B	0.94%
TOL	B	0.87%
LNG	B	0.82%
PHM	D	0.79%
OC	A	0.78%
CRBG	B	0.74%
FANG	D	0.74%
ALLY	C	0.71%
DHI	D	0.6%
CE	F	0.48%
BLDR	D	0.48%
ZM	B	0.42%
RGA	A	0.37%
SSNC	B	0.35%
FNF	B	0.34%
NVR	D	0.33%
WLK	D	0.3%
ODFL	B	0.19%
FTV	C	0.16%

FTA Underweight 266 Positions Relative to SPYV

Symbol	Grade	Weight
BRK.A	B	-4.01%
JPM	A	-3.22%
WMT	A	-1.72%
UNH	C	-1.59%
PG	A	-1.12%
COST	B	-1.11%
ABT	B	-0.94%
IBM	C	-0.9%
ABBV	D	-0.88%
GS	A	-0.87%
V	A	-0.82%
AMGN	D	-0.75%
RTX	C	-0.74%
DHR	F	-0.72%
NEE	D	-0.72%
MRK	F	-0.7%
HON	B	-0.7%
PFE	D	-0.69%
KO	D	-0.69%
BLK	C	-0.68%
PM	B	-0.59%
TMO	F	-0.59%
TXN	C	-0.56%
BMY	B	-0.56%
SCHW	B	-0.56%
MCD	D	-0.56%
MA	C	-0.56%
TMUS	B	-0.55%
GILD	C	-0.54%
MU	D	-0.52%
GE	D	-0.52%
PLD	D	-0.5%
LIN	D	-0.49%
MO	A	-0.44%
SO	D	-0.44%
SPGI	C	-0.43%
ICE	C	-0.42%
QCOM	F	-0.41%
CAT	B	-0.37%
UNP	C	-0.37%
MCK	B	-0.37%
WELL	A	-0.36%
EMR	A	-0.35%
ADP	B	-0.35%
PGR	A	-0.35%
MMM	D	-0.34%
NOC	D	-0.32%
BDX	F	-0.31%
ISRG	A	-0.3%
TFC	A	-0.29%
NSC	B	-0.28%
JCI	C	-0.27%
BK	A	-0.27%
BSX	B	-0.27%
FI	A	-0.27%
ETN	A	-0.26%
BA	F	-0.26%
MMC	B	-0.25%
AMT	D	-0.25%
GEV	B	-0.24%
CME	A	-0.24%
ALL	A	-0.24%
FIS	C	-0.23%
AXP	A	-0.23%
MET	A	-0.23%
O	D	-0.23%
NEM	D	-0.22%
SYK	C	-0.22%
TJX	A	-0.22%
KMB	D	-0.21%
CCI	D	-0.21%
PCG	A	-0.21%
VRTX	F	-0.21%
SHW	A	-0.21%
KVUE	A	-0.21%
EQIX	A	-0.21%
CL	D	-0.21%
COR	B	-0.2%
WM	A	-0.2%
ADI	D	-0.2%
PEG	A	-0.2%
CBRE	B	-0.19%
MCO	B	-0.19%
AON	A	-0.19%
WMB	A	-0.19%
GEHC	F	-0.18%
STZ	D	-0.18%
A	D	-0.18%
APH	A	-0.18%
CEG	D	-0.18%
ITW	B	-0.18%
ZTS	D	-0.17%
GLW	B	-0.17%
BX	A	-0.17%
REGN	F	-0.16%
HCA	F	-0.16%
CTAS	B	-0.16%
RMD	C	-0.16%
SPG	B	-0.16%
ROP	B	-0.16%
WAB	B	-0.16%
EXR	D	-0.16%
MSI	B	-0.16%
FCX	D	-0.15%
AJG	B	-0.15%
ADSK	A	-0.15%
WTW	B	-0.15%
DLR	B	-0.15%
NDAQ	A	-0.15%
AVB	B	-0.15%
VICI	C	-0.15%
XYL	D	-0.14%
GPN	B	-0.14%
CAH	B	-0.14%
ABNB	C	-0.14%
PSA	D	-0.14%
ECL	D	-0.14%
DOV	A	-0.13%
PAYX	C	-0.13%
TT	A	-0.13%
SW	A	-0.12%
EW	C	-0.12%
VLTO	D	-0.12%
AMP	A	-0.12%
VTR	C	-0.12%
LDOS	C	-0.11%
IFF	D	-0.11%
AME	A	-0.11%
FAST	B	-0.11%
OTIS	C	-0.11%
ZBRA	B	-0.1%
MSCI	C	-0.1%
WDC	D	-0.1%
YUM	B	-0.1%
FSLR	F	-0.1%
NTRS	A	-0.1%
K	A	-0.1%
IQV	D	-0.1%
ES	D	-0.1%
WBD	C	-0.1%
EA	A	-0.1%
VRSK	A	-0.09%
RSG	A	-0.09%
BALL	D	-0.09%
MKC	D	-0.09%
NRG	B	-0.09%
INVH	D	-0.09%
ORLY	B	-0.09%
HWM	A	-0.09%
ESS	B	-0.09%
EFX	F	-0.09%
PH	A	-0.09%
DFS	B	-0.09%
AVY	D	-0.08%
BAX	D	-0.08%
GEN	B	-0.08%
IRM	D	-0.08%
MTD	D	-0.08%
AZO	C	-0.08%
ROK	B	-0.08%
TRMB	B	-0.08%
TSCO	D	-0.08%
TER	D	-0.08%
CSGP	D	-0.08%
DELL	C	-0.08%
CDW	F	-0.07%
SBAC	D	-0.07%
WAT	B	-0.07%
FFIV	B	-0.07%
NXPI	D	-0.07%
RVTY	F	-0.07%
CHD	B	-0.07%
EVRG	A	-0.07%
MCHP	D	-0.07%
AMCR	D	-0.07%
TTWO	A	-0.07%
PWR	A	-0.07%
GRMN	B	-0.07%
EL	F	-0.07%
NTAP	C	-0.07%
IDXX	F	-0.07%
MNST	C	-0.07%
EMN	D	-0.06%
SJM	D	-0.06%
ALB	C	-0.06%
UHS	D	-0.06%
REG	B	-0.06%
MLM	B	-0.06%
KMX	B	-0.06%
INCY	C	-0.06%
JKHY	D	-0.06%
JNPR	F	-0.06%
HUBB	B	-0.06%
ANSS	B	-0.06%
CPT	B	-0.06%
CHRW	C	-0.06%
GWW	B	-0.06%
SWK	D	-0.06%
DLTR	F	-0.06%
TPR	B	-0.06%
MRNA	F	-0.06%
UDR	B	-0.06%
VMC	B	-0.06%
IR	B	-0.05%
STE	F	-0.05%
GL	B	-0.05%
AES	F	-0.05%
FDS	B	-0.05%
MKTX	D	-0.05%
CRL	C	-0.05%
LKQ	D	-0.05%
PNW	B	-0.05%
CTLT	B	-0.05%
IPG	D	-0.05%
TAP	C	-0.05%
AIZ	A	-0.05%
PODD	C	-0.05%
BR	A	-0.05%
TECH	D	-0.05%
BXP	D	-0.05%
DXCM	D	-0.05%
ALLE	D	-0.04%
MRO	B	-0.04%
HII	D	-0.04%
BWA	D	-0.04%
IVZ	B	-0.04%
ROL	B	-0.04%
VRSN	F	-0.04%
MTCH	D	-0.04%
HAS	D	-0.04%
MOS	F	-0.04%
EPAM	C	-0.04%
HSIC	B	-0.04%
FRT	B	-0.04%
TFX	F	-0.04%
PTC	A	-0.04%
DPZ	C	-0.04%
SOLV	C	-0.04%
ENPH	F	-0.03%
DAY	B	-0.03%
BRO	B	-0.03%
FOX	A	-0.03%
POOL	C	-0.03%
QRVO	F	-0.03%
WBA	F	-0.03%
PAYC	B	-0.03%
LVS	C	-0.03%
BEN	C	-0.03%
JBL	B	-0.03%
PARA	C	-0.03%
FMC	D	-0.03%
ALGN	D	-0.03%
CCL	B	-0.03%
MHK	D	-0.03%
CBOE	B	-0.03%
AOS	F	-0.02%
CZR	F	-0.02%
NWS	B	-0.02%
RL	B	-0.02%
LW	C	-0.02%
ERIE	D	-0.02%
GNRC	B	-0.02%
HST	C	-0.02%
PNR	A	-0.02%
MGM	D	-0.01%
DVA	B	-0.01%